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NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameNOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN
Plan identification number 001

NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SEG, INC. has sponsored the creation of one or more 401k plans.

Company Name:SEG, INC.
Employer identification number (EIN):222465204
NAIC Classification:611000

Additional information about SEG, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 1983-03-30
Company Identification Number: 2005835
Legal Registered Office Address: 2711 Centerville Rd
Suite 400
Wilmington
United States of America (USA)
19808

More information about SEG, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHELLE RYAN MICHELLE RYAN2018-10-02
0012016-01-01MICHELLE RYAN MICHELLE RYAN2017-10-13
0012015-01-01MICHELLE RYAN
0012015-01-01MICHELLE RYAN
0012014-01-01MICHELLE RYAN
0012013-01-01JUDITH DICKINSON
0012012-01-01MICHELLE RYAN THOMAS FRANK2013-10-14
0012011-01-01MICHELLE RYAN JEANNE MARIE WELSKO2012-10-13
0012009-01-01MICHELLE RYAN JEANNNE MARIE WELSKO2010-07-23

Plan Statistics for NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2020: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,816
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,285
Total number of active participants reported on line 7a of the Form 55002019-01-011,231
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01187
Total of all active and inactive participants2019-01-011,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,419
Number of participants with account balances2019-01-011,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0127
2018: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,765
Total number of active participants reported on line 7a of the Form 55002018-01-014,530
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01376
Total of all active and inactive participants2018-01-014,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-014,912
Number of participants with account balances2018-01-011,724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0138
2017: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,791
Total number of active participants reported on line 7a of the Form 55002017-01-014,436
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01324
Total of all active and inactive participants2017-01-014,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-014,765
Number of participants with account balances2017-01-011,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,502
Total number of active participants reported on line 7a of the Form 55002016-01-014,495
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01291
Total of all active and inactive participants2016-01-014,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-014,788
Number of participants with account balances2016-01-011,439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,116
Total number of active participants reported on line 7a of the Form 55002015-01-013,641
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01376
Total of all active and inactive participants2015-01-014,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014,017
Number of participants with account balances2015-01-011,411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0166
2014: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,654
Total number of active participants reported on line 7a of the Form 55002014-01-013,439
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01348
Total of all active and inactive participants2014-01-013,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,787
Number of participants with account balances2014-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,439
Total number of active participants reported on line 7a of the Form 55002013-01-013,079
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01400
Total of all active and inactive participants2013-01-013,482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,482
Number of participants with account balances2013-01-011,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0140
2012: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,317
Total number of active participants reported on line 7a of the Form 55002012-01-012,878
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01349
Total of all active and inactive participants2012-01-013,231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-013,232
Number of participants with account balances2012-01-011,192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,606
Total number of active participants reported on line 7a of the Form 55002011-01-012,860
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01291
Total of all active and inactive participants2011-01-013,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013,157
Number of participants with account balances2011-01-011,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0145
2009: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,458
Total number of active participants reported on line 7a of the Form 55002009-01-013,195
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-01257
Total of all active and inactive participants2009-01-013,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,457
Number of participants with account balances2009-01-011,396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0170

Financial Data on NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2020 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-01$0
Total transfer of assets from this plan2020-12-01$55,424,259
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-01$0
Total income from all sources (including contributions)2020-12-01$9,251,130
Total loss/gain on sale of assets2020-12-01$0
Total of all expenses incurred2020-12-01$7,010,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-01$6,709,767
Value of total corrective distributions2020-12-01$118,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-01$3,817,195
Value of total assets at end of year2020-12-01$0
Value of total assets at beginning of year2020-12-01$53,183,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-01$181,809
Total interest from all sources2020-12-01$92,459
Total dividends received (eg from common stock, registered investment company shares)2020-12-01$143,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-01$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-01$143,450
Was this plan covered by a fidelity bond2020-12-01Yes
Value of fidelity bond cover2020-12-01$5,000,000
If this is an individual account plan, was there a blackout period2020-12-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-01$0
Were there any nonexempt tranactions with any party-in-interest2020-12-01No
Contributions received from participants2020-12-01$3,500,533
Participant contributions at end of year2020-12-01$0
Participant contributions at beginning of year2020-12-01$31,639
Income. Received or receivable in cash from other sources (including rollovers)2020-12-01$62,090
Other income not declared elsewhere2020-12-01$770
Administrative expenses (other) incurred2020-12-01$181,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-01No
Value of net income/loss2020-12-01$2,240,625
Value of net assets at end of year (total assets less liabilities)2020-12-01$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-01$53,183,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-01No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-01No
Were any leases to which the plan was party in default or uncollectible2020-12-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-01$49,667,963
Interest on participant loans2020-12-01$767
Interest earned on other investments2020-12-01$91,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-01$3,484,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-01$5,197,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-01No
Was there a failure to transmit to the plan any participant contributions2020-12-01Yes
Has the plan failed to provide any benefit when due under the plan2020-12-01No
Contributions received in cash from employer2020-12-01$254,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-01$6,709,767
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-01Yes
Did the plan have assets held for investment2020-12-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-01Yes
Opinion of an independent qualified public accountant for this plan2020-12-01Disclaimer
Accountancy firm name2020-12-01ZOOK DINON
Accountancy firm EIN2020-12-01222746484
2019 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$14,923,230
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,158,148
Total of all expenses incurred2019-12-31$5,158,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,956,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,956,638
Expenses. Certain deemed distributions of participant loans2019-12-31$2,417
Value of total corrective distributions2019-12-31$23,147
Value of total corrective distributions2019-12-31$23,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,185,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,185,076
Value of total assets at end of year2019-12-31$53,183,634
Value of total assets at beginning of year2019-12-31$43,418,552
Value of total assets at beginning of year2019-12-31$43,418,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$178,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$178,363
Total interest from all sources2019-12-31$80,946
Total interest from all sources2019-12-31$80,946
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$900,448
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$900,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$900,448
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$900,448
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,375,917
Contributions received from participants2019-12-31$4,375,917
Participant contributions at end of year2019-12-31$31,639
Participant contributions at beginning of year2019-12-31$55,330
Participant contributions at beginning of year2019-12-31$55,330
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$108,269
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$108,269
Other income not declared elsewhere2019-12-31$701
Other income not declared elsewhere2019-12-31$701
Administrative expenses (other) incurred2019-12-31$178,363
Administrative expenses (other) incurred2019-12-31$178,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,765,082
Value of net income/loss2019-12-31$9,765,082
Value of net assets at end of year (total assets less liabilities)2019-12-31$53,183,634
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,418,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$49,667,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,021,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,021,198
Interest on participant loans2019-12-31$1,869
Interest on participant loans2019-12-31$1,869
Interest earned on other investments2019-12-31$79,077
Interest earned on other investments2019-12-31$79,077
Value of interest in common/collective trusts at end of year2019-12-31$3,556,554
Value of interest in common/collective trusts at beginning of year2019-12-31$3,608,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,484,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,342,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,342,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,756,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,756,059
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$700,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,956,638
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ZOOK DINON
Accountancy firm name2019-12-31ZOOK DINON
Accountancy firm EIN2019-12-31222746484
Accountancy firm EIN2019-12-31222746484
2018 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$70,736
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,716,384
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,022,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,733,491
Value of total corrective distributions2018-12-31$91,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,290,529
Value of total assets at end of year2018-12-31$43,418,552
Value of total assets at beginning of year2018-12-31$43,653,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$197,718
Total interest from all sources2018-12-31$70,840
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$755,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$755,779
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,101,972
Participant contributions at end of year2018-12-31$55,330
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,518,568
Other income not declared elsewhere2018-12-31$483
Administrative expenses (other) incurred2018-12-31$197,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-305,838
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,418,552
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,653,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$40,021,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,702,532
Interest on participant loans2018-12-31$2,402
Interest earned on other investments2018-12-31$68,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,342,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,951,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,401,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$669,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,733,491
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ZOOK DINON
Accountancy firm EIN2018-12-31222746484
2017 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,730,307
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,334,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,078,100
Value of total corrective distributions2017-12-31$86,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,302,725
Value of total assets at end of year2017-12-31$43,653,654
Value of total assets at beginning of year2017-12-31$36,258,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$169,590
Total interest from all sources2017-12-31$65,791
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$590,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$590,236
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,529,990
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$201,644
Other income not declared elsewhere2017-12-31$1,442
Administrative expenses (other) incurred2017-12-31$169,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,395,650
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,653,654
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,258,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,702,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$33,171,549
Interest earned on other investments2017-12-31$65,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,951,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,086,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,770,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$571,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,078,100
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ZOOK DINON
Accountancy firm EIN2017-12-31222746484
2016 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,469,378
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,300,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,064,330
Value of total corrective distributions2016-12-31$92,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,745,465
Value of total assets at end of year2016-12-31$36,258,004
Value of total assets at beginning of year2016-12-31$32,089,146
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$143,571
Total interest from all sources2016-12-31$61,397
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$519,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$519,544
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,061,381
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,176,563
Other income not declared elsewhere2016-12-31$7,771
Administrative expenses (other) incurred2016-12-31$143,571
Total non interest bearing cash at beginning of year2016-12-31$5,782,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,168,858
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,258,004
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,089,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$33,171,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,244,072
Interest earned on other investments2016-12-31$61,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,086,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,062,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,135,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$507,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,064,330
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ZOOK DINON PA
Accountancy firm EIN2016-12-31222746484
2015 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,352,572
Total of all expenses incurred2015-12-31$4,092,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,888,948
Value of total corrective distributions2015-12-31$66,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,356,022
Value of total assets at end of year2015-12-31$32,089,146
Value of total assets at beginning of year2015-12-31$32,828,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$137,225
Total interest from all sources2015-12-31$67,413
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$507,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$507,671
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,779,821
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$130,023
Administrative expenses (other) incurred2015-12-31$102,698
Total non interest bearing cash at end of year2015-12-31$5,782,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-739,631
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,089,146
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,828,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$34,527
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,244,072
Value of interest in pooled separate accounts at beginning of year2015-12-31$29,442,557
Interest earned on other investments2015-12-31$67,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,062,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,386,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-578,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$446,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,888,948
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ZOOK DINON PA
Accountancy firm EIN2015-12-31222746484
2014 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$4,871,015
Total of all expenses incurred2014-12-31$3,009,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,007,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,111,595
Value of total assets at end of year2014-12-31$32,828,777
Value of total assets at beginning of year2014-12-31$30,967,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,548,533
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$148,003
Other income not declared elsewhere2014-12-31$51,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,861,197
Value of net assets at end of year (total assets less liabilities)2014-12-31$32,828,777
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,967,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$29,442,557
Value of interest in pooled separate accounts at beginning of year2014-12-31$27,221,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,386,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,746,498
Net investment gain/loss from pooled separate accounts2014-12-31$1,707,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$415,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,007,543
Contract administrator fees2014-12-31$2,275
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ZOOK DINON PA
Accountancy firm EIN2014-12-31222746484
2013 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$8,128,640
Total of all expenses incurred2013-12-31$2,364,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,364,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,003,219
Value of total assets at end of year2013-12-31$30,967,580
Value of total assets at beginning of year2013-12-31$25,203,312
Total interest from all sources2013-12-31$497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,479,757
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$119,639
Other income not declared elsewhere2013-12-31$56,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,764,268
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,967,580
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,203,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$27,221,082
Value of interest in pooled separate accounts at beginning of year2013-12-31$21,251,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,746,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,952,201
Net investment gain/loss from pooled separate accounts2013-12-31$5,068,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$403,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,364,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ZOOK DINON PA
Accountancy firm EIN2013-12-31222746484
2012 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,184,179
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,005,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,003,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,703,770
Value of total assets at end of year2012-12-31$25,203,312
Value of total assets at beginning of year2012-12-31$22,024,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,845
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,215,212
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$129,686
Other income not declared elsewhere2012-12-31$66,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,178,702
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,203,312
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$22,024,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$21,251,111
Value of interest in pooled separate accounts at beginning of year2012-12-31$18,209,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,952,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,815,013
Net investment gain/loss from pooled separate accounts2012-12-31$2,414,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$358,872
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,003,632
Contract administrator fees2012-12-31$1,845
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ZOOK DINON PA
Accountancy firm EIN2012-12-31222746484
2011 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,208,137
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,619,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,548,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,641,778
Value of total assets at end of year2011-12-31$22,024,610
Value of total assets at beginning of year2011-12-31$21,436,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$71,395
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,214,003
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$50,006
Other income not declared elsewhere2011-12-31$86,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$588,347
Value of net assets at end of year (total assets less liabilities)2011-12-31$22,024,610
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,436,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$18,209,597
Value of interest in pooled separate accounts at beginning of year2011-12-31$18,067,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,815,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,368,413
Net investment gain/loss from pooled separate accounts2011-12-31$-520,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$377,769
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,548,395
Contract administrator fees2011-12-31$71,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ZOOK DINON PA
Accountancy firm EIN2011-12-31222746484
2010 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,458,432
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,476,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,401,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,887,030
Value of total assets at end of year2010-12-31$21,436,263
Value of total assets at beginning of year2010-12-31$17,454,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$75,441
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,223,332
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$75,432
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$273,463
Other income not declared elsewhere2010-12-31$89,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,981,491
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,436,263
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,454,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$18,067,850
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,193,073
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,368,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,172,000
Net investment gain/loss from pooled separate accounts2010-12-31$2,481,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$390,235
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$14,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,401,500
Contract administrator fees2010-12-31$75,441
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ZOOK DINON PA
Accountancy firm EIN2010-12-31222746484
2009 : NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN

2020: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NOBEL LEARNING COMMUNITIES, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85070
Policy instance 1
Insurance contract or identification numberGA85070
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85070
Policy instance 1
Insurance contract or identification numberGA85070
Number of Individuals Covered267
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85070
Policy instance 1
Insurance contract or identification numberGA85070
Number of Individuals Covered283
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85070
Policy instance 1
Insurance contract or identification numberGA85070
Number of Individuals Covered301
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,473
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,473
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberQK62956
Policy instance 2
Insurance contract or identification numberQK62956
Number of Individuals Covered1411
Insurance policy start date2015-02-25
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Number of Individuals Covered1321
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $34,181
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,081
Insurance broker organization code?3
Insurance broker nameDENISE M BUCHANAN, CAPFINANCIAL PAR
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $34,232
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $34,232
Insurance broker organization code?3
Insurance broker nameJOHN WENZ
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Number of Individuals Covered1192
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $32,818
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $32,818
Insurance broker organization code?3
Insurance broker nameJOHN WENZ
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Number of Individuals Covered1229
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $76,492
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number990737-000
Policy instance 1
Insurance contract or identification number990737-000
Number of Individuals Covered1320
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $74,863
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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