401k Plan data: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN plan

SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN
Plan identification number	001

SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUMMIT RISK MANAGEMENT INC has sponsored the creation of one or more 401k plans.

Company Name: SUMMIT RISK MANAGEMENT INC

Employer identification number (EIN): 222513437

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 SARAH RICH SARAH RICH 2018-10-12
001 2016-01-01 SARAH RICH
001 2015-01-01 SARAH RICH
001 2014-01-01 BARBARA PHILLIPS REMBERT MCNEER 2015-08-21
001 2013-01-01 BARBARA A. PHILLIPS REMBERT MCNEER 2014-09-04
001 2012-01-01 BARBARA A. PHILLIPS REMBERT D. MCNEER 2013-08-08
001 2011-01-01 BARBARA A. PHILLIPS REMBERT D. MCNEER 2012-07-13
001 2010-01-01 BARBARA PHILLIPS REMBERT MCNEER 2011-09-01
001 2009-01-01 BARBARA PHILLIPS REMBERT MCNEER 2010-10-07
001 2009-01-01 REMBERT MCNEER 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	SARAH RICH	SARAH RICH	2018-10-12
001	2016-01-01	SARAH RICH
001	2015-01-01	SARAH RICH
001	2014-01-01	BARBARA PHILLIPS	REMBERT MCNEER	2015-08-21
001	2013-01-01	BARBARA A. PHILLIPS	REMBERT MCNEER	2014-09-04
001	2012-01-01	BARBARA A. PHILLIPS	REMBERT D. MCNEER	2013-08-08
001	2011-01-01	BARBARA A. PHILLIPS	REMBERT D. MCNEER	2012-07-13
001	2010-01-01	BARBARA PHILLIPS	REMBERT MCNEER	2011-09-01
001	2009-01-01	BARBARA PHILLIPS	REMBERT MCNEER	2010-10-07
001	2009-01-01		REMBERT MCNEER	2010-10-07

Plan Statistics for SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN

401k plan membership statisitcs for SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN

Measure Date Value
2017: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 156
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 31
Total of all active and inactive participants 2017-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 187
Number of participants with account balances 2017-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 148
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 148
Number of participants with account balances 2016-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 146
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 21
Total of all active and inactive participants 2015-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 167
Number of participants with account balances 2015-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 146
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 18
Total of all active and inactive participants 2014-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 164
Number of participants with account balances 2014-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 146
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 163
Number of participants with account balances 2013-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 149
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 22
Total of all active and inactive participants 2012-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 171
Number of participants with account balances 2012-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 146
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 17
Total of all active and inactive participants 2011-01-01 163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 163
Number of participants with account balances 2011-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 146
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 25
Total of all active and inactive participants 2010-01-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 171
Number of participants with account balances 2010-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 152
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 21
Total of all active and inactive participants 2009-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 173
Number of participants with account balances 2009-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2017: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	156
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	31
Total of all active and inactive participants	2017-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	187
Number of participants with account balances	2017-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	148
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	148
Number of participants with account balances	2016-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	146
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	21
Total of all active and inactive participants	2015-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	167
Number of participants with account balances	2015-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	146
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	18
Total of all active and inactive participants	2014-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	164
Number of participants with account balances	2014-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	146
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	163
Number of participants with account balances	2013-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	149
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	22
Total of all active and inactive participants	2012-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	171
Number of participants with account balances	2012-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	146
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	17
Total of all active and inactive participants	2011-01-01	163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	163
Number of participants with account balances	2011-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	146
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	25
Total of all active and inactive participants	2010-01-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	171
Number of participants with account balances	2010-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	152
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	21
Total of all active and inactive participants	2009-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	173
Number of participants with account balances	2009-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN

Measure	Date	Value
2017 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,190,096
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,460,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,457,962
Expenses. Certain deemed distributions of participant loans	2017-12-31	$409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$702,896
Value of total assets at end of year	2017-12-31	$10,520,480
Value of total assets at beginning of year	2017-12-31	$10,791,105
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,350
Total interest from all sources	2017-12-31	$6,333
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$241,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$241,647
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$672,644
Participant contributions at end of year	2017-12-31	$118,528
Participant contributions at beginning of year	2017-12-31	$159,816
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$45
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$30,252
Administrative expenses (other) incurred	2017-12-31	$2,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-270,625
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,520,480
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,791,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,401,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,631,244
Interest on participant loans	2017-12-31	$6,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,239,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,457,962
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GELTRUDE & COMPANY
Accountancy firm EIN	2017-12-31	223363665
2016 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,456,959
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,187,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,183,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$594,338
Value of total assets at end of year	2016-12-31	$10,791,105
Value of total assets at beginning of year	2016-12-31	$10,522,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,849
Total interest from all sources	2016-12-31	$6,272
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$126,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$126,716
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$594,338
Participant contributions at end of year	2016-12-31	$159,816
Participant contributions at beginning of year	2016-12-31	$149,260
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$45
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$2,688,256
Other income not declared elsewhere	2016-12-31	$26,305
Total non interest bearing cash at beginning of year	2016-12-31	$232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$268,961
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,791,105
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,522,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,631,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,684,396
Interest on participant loans	2016-12-31	$6,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$703,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,183,149
Contract administrator fees	2016-12-31	$4,849
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GELTRUDE & COMPANY
Accountancy firm EIN	2016-12-31	223363665
2015 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$497,922
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$323,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$320,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$593,688
Value of total assets at end of year	2015-12-31	$10,522,142
Value of total assets at beginning of year	2015-12-31	$10,348,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,782
Total interest from all sources	2015-12-31	$5,549
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$78,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$78,466
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$593,688
Participant contributions at end of year	2015-12-31	$149,260
Participant contributions at beginning of year	2015-12-31	$113,512
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$2,688,254
Other income not declared elsewhere	2015-12-31	$38,509
Total non interest bearing cash at end of year	2015-12-31	$232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$174,058
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,522,142
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$10,348,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,684,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,794,292
Interest on participant loans	2015-12-31	$5,549
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$367,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$367,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-218,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$320,082
Contract administrator fees	2015-12-31	$3,782
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,072,625
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GELTRUDE & COMPANY
Accountancy firm EIN	2015-12-31	223363665
2014 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$976,942
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$104,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$102,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$499,703
Value of total assets at end of year	2014-12-31	$10,348,084
Value of total assets at beginning of year	2014-12-31	$9,475,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,330
Total interest from all sources	2014-12-31	$5,335
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$102,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$102,705
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$499,703
Participant contributions at end of year	2014-12-31	$113,512
Participant contributions at beginning of year	2014-12-31	$113,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$872,406
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,348,084
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,475,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,794,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,051,545
Interest on participant loans	2014-12-31	$5,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$367,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$374,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$374,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$369,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$102,206
Contract administrator fees	2014-12-31	$2,330
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,072,625
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$936,487
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GELTRUDE & COMPANY, LLC
Accountancy firm EIN	2014-12-31	223363665
2013 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,953,834
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$443,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$438,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$497,914
Value of total assets at end of year	2013-12-31	$9,475,678
Value of total assets at beginning of year	2013-12-31	$7,965,331
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,117
Total interest from all sources	2013-12-31	$4,934
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$81,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$81,238
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$497,914
Participant contributions at end of year	2013-12-31	$113,008
Participant contributions at beginning of year	2013-12-31	$133,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,510,347
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,475,678
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,965,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$2,055
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,051,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,802,336
Interest on participant loans	2013-12-31	$4,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$374,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$303,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$303,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,369,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$438,370
Contract administrator fees	2013-12-31	$3,062
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$936,487
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$725,591
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GELTRUDE & COMPANY, LLC
Accountancy firm EIN	2013-12-31	223363665
2012 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,301,009
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$71,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$67,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$518,821
Value of total assets at end of year	2012-12-31	$7,965,331
Value of total assets at beginning of year	2012-12-31	$6,735,989
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,709
Total interest from all sources	2012-12-31	$5,838
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$105,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$105,921
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$483,893
Participant contributions at end of year	2012-12-31	$133,919
Participant contributions at beginning of year	2012-12-31	$111,981
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$34,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,229,342
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,965,331
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,735,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,802,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,645,469
Interest on participant loans	2012-12-31	$5,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$303,485
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$511,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$511,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$670,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$67,958
Contract administrator fees	2012-12-31	$3,709
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$725,591
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$467,153
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GELTRUDE & COMPANY, LLC
Accountancy firm EIN	2012-12-31	223363665
2011 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$186,312
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$570,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$563,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$443,804
Value of total assets at end of year	2011-12-31	$6,735,989
Value of total assets at beginning of year	2011-12-31	$7,120,498
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,267
Total interest from all sources	2011-12-31	$5,002
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$80,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$80,027
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$443,804
Participant contributions at end of year	2011-12-31	$111,981
Participant contributions at beginning of year	2011-12-31	$63,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-384,509
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,735,989
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,120,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,645,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,353,859
Interest on participant loans	2011-12-31	$5,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$511,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$435,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$435,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-342,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$563,554
Contract administrator fees	2011-12-31	$7,267
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$467,153
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$267,950
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GELTRUDE & COMPANY, LLC
Accountancy firm EIN	2011-12-31	223363665
2010 : SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,171,123
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$138,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$133,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$460,660
Value of total assets at end of year	2010-12-31	$7,120,498
Value of total assets at beginning of year	2010-12-31	$6,088,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,734
Total interest from all sources	2010-12-31	$6,058
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$116,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$116,162
Administrative expenses professional fees incurred	2010-12-31	$5,734
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$460,660
Assets. Loans (other than to participants) at end of year	2010-12-31	$63,522
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$125,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,032,146
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,120,498
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,088,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,353,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,086,812
Interest on participant loans	2010-12-31	$6,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$435,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$424,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$424,612
Asset value of US Government securities at beginning of year	2010-12-31	$13,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$588,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$133,243
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$267,950
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$437,830
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GELTRUDE & COMPANY, LLC
Accountancy firm EIN	2010-12-31	223363665

Form 5500 Responses for SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN

2017: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SUMMIT RISK MANAGEMENT, INC. EMPLOYEES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

SUMMIT RISK ADVISORS LLC 401(K) PROFIT SHARING PLAN & TRUST [EIN = 455539067]

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Company Name:	SUMMIT RISK MANAGEMENT INC
Employer identification number (EIN):	222513437
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages