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ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan NameROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN
Plan identification number 001

ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSALINDA ESPINELI, M.D. has sponsored the creation of one or more 401k plans.

Company Name:ROSALINDA ESPINELI, M.D.
Employer identification number (EIN):222607877
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01ROSALINDA ESPINELI
0012012-01-01ROSALINDA ESPINELI
0012011-01-01ROSALINDA ESPINELI
0012009-01-01ROSALINDA ESPINELI ROSALINDA ESPINELI2010-10-13

Plan Statistics for ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2016: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-018
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-018
Number of participants with account balances2016-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-019
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-017
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2016 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$62,197
Expenses. Total of all expenses incurred2016-12-31$3,843
Total plan assets at end of year2016-12-31$476,924
Total plan assets at beginning of year2016-12-31$418,570
Value of fidelity bond covering the plan2016-12-31$50,000
Total contributions received or receivable from participants2016-12-31$28,383
Expenses. Other expenses not covered elsewhere2016-12-31$3,843
Other income received2016-12-31$18,313
Net income (gross income less expenses)2016-12-31$58,354
Net plan assets at end of year (total assets less liabilities)2016-12-31$476,924
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$418,570
Total contributions received or receivable from employer(s)2016-12-31$15,501
2015 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$30,209
Expenses. Total of all expenses incurred2015-12-31$14,551
Benefits paid (including direct rollovers)2015-12-31$14,551
Total plan assets at end of year2015-12-31$418,570
Total plan assets at beginning of year2015-12-31$402,912
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$21,590
Expenses. Other expenses not covered elsewhere2015-12-31$0
Other income received2015-12-31$-6,325
Net income (gross income less expenses)2015-12-31$15,658
Net plan assets at end of year (total assets less liabilities)2015-12-31$418,570
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$402,912
Total contributions received or receivable from employer(s)2015-12-31$14,944
2014 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$30,804
Expenses. Total of all expenses incurred2014-12-31$220,017
Benefits paid (including direct rollovers)2014-12-31$217,799
Total plan assets at end of year2014-12-31$402,912
Total plan assets at beginning of year2014-12-31$592,125
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$13,955
Expenses. Other expenses not covered elsewhere2014-12-31$2,218
Other income received2014-12-31$7,088
Net income (gross income less expenses)2014-12-31$-189,213
Net plan assets at end of year (total assets less liabilities)2014-12-31$402,912
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$592,125
Total contributions received or receivable from employer(s)2014-12-31$9,761
2013 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$64,669
Expenses. Total of all expenses incurred2013-12-31$11,045
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$592,125
Total plan assets at beginning of year2013-12-31$538,501
Value of fidelity bond covering the plan2013-12-31$50,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$11,045
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$0
Noncash contributions received2013-12-31$64,669
Net income (gross income less expenses)2013-12-31$53,624
Net plan assets at end of year (total assets less liabilities)2013-12-31$592,125
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$538,501
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2012 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$66,819
Expenses. Total of all expenses incurred2012-12-31$9,894
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$538,501
Total plan assets at beginning of year2012-12-31$481,576
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$9,894
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$21,819
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$56,925
Net plan assets at end of year (total assets less liabilities)2012-12-31$538,501
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$481,576
Total contributions received or receivable from employer(s)2012-12-31$45,000
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
2011 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$29,125
Expenses. Total of all expenses incurred2011-12-31$9,275
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$481,576
Total plan assets at beginning of year2011-12-31$461,726
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-20,875
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$19,850
Net plan assets at end of year (total assets less liabilities)2011-12-31$481,576
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$461,726
Total contributions received or receivable from employer(s)2011-12-31$50,000
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$9,275
2010 : ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$59,551
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$461,726
Total plan assets at beginning of year2010-12-31$402,175
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$29,551
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$59,551
Net plan assets at end of year (total assets less liabilities)2010-12-31$461,726
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$402,175
Total contributions received or receivable from employer(s)2010-12-31$30,000
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN

2016: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROSALINDA ESPINELI, M.D., EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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