HARTFORD HEALTHCARE CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES
401k plan membership statisitcs for NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES
| Measure | Date | Value |
|---|
| 2017: NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2017 401k membership |
|---|
| Market value of plan assets | 2017-09-30 | 10,033,808 |
| Acturial value of plan assets | 2017-09-30 | 10,097,351 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-09-30 | 2,385,271 |
| Number of terminated vested participants | 2017-09-30 | 153 |
| Fundng target for terminated vested participants | 2017-09-30 | 1,287,445 |
| Active participant vested funding target | 2017-09-30 | 4,302,465 |
| Number of active participants | 2017-09-30 | 156 |
| Total funding liabilities for active participants | 2017-09-30 | 4,654,691 |
| Total participant count | 2017-09-30 | 345 |
| Total funding target for all participants | 2017-09-30 | 8,327,407 |
| Balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-09-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-09-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-09-30 | 0 |
| Amount remaining of carryover balance | 2017-09-30 | 0 |
| Amount remaining of prefunding balance | 2017-09-30 | 0 |
| Present value of excess contributions | 2017-09-30 | 956,435 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-09-30 | 1,018,316 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2017-09-30 | 0 |
| Balance of prefunding at beginning of current year | 2017-09-30 | 0 |
| Total employer contributions | 2017-09-30 | 744,295 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-09-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-09-30 | 13,627 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-09-30 | 689,912 |
| Unpaid minimum required contributions for all prior years | 2017-09-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2017-09-30 | 614,811 |
| Net shortfall amortization installment of oustanding balance | 2017-09-30 | 0 |
| Waiver amortization installment | 2017-09-30 | 0 |
| Waived amount of outstanding balance | 2017-09-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-09-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-09-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-09-30 | 0 |
| Additional cash requirement | 2017-09-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-09-30 | 689,912 |
| Unpaid minimum required contributions for current year | 2017-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2017-09-30 | 0 |
| 2016: NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-10-01 | 345 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 0 |
| Total of all active and inactive participants | 2016-10-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 0 |
| Total participants | 2016-10-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 5 |
| 2015: NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-10-01 | 330 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 178 |
| Number of retired or separated participants receiving benefits | 2015-10-01 | 36 |
| Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 131 |
| Total of all active and inactive participants | 2015-10-01 | 345 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
| Total participants | 2015-10-01 | 345 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 6 |
| Measure | Date | Value |
|---|
| 2017 : NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-09-30 | $380,060 |
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $380,060 |
| Total transfer of assets from this plan | 2017-09-30 | $11,223,879 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $61,369 |
| Total income from all sources (including contributions) | 2017-09-30 | $1,750,084 |
| Total of all expenses incurred | 2017-09-30 | $530,329 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $199,478 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $730,000 |
| Value of total assets at end of year | 2017-09-30 | $0 |
| Value of total assets at beginning of year | 2017-09-30 | $10,065,493 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $330,851 |
| Total interest from all sources | 2017-09-30 | $52,188 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $117,955 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $50,373 |
| Administrative expenses professional fees incurred | 2017-09-30 | $290,824 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $320,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Other income not declared elsewhere | 2017-09-30 | $384 |
| Administrative expenses (other) incurred | 2017-09-30 | $1,465 |
| Liabilities. Value of operating payables at end of year | 2017-09-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-09-30 | $61,369 |
| Total non interest bearing cash at end of year | 2017-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2017-09-30 | $2,831 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $1,219,755 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $10,004,124 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Investment advisory and management fees | 2017-09-30 | $38,562 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $3,815,778 |
| Interest earned on other investments | 2017-09-30 | $52,188 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-09-30 | $130,444 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-09-30 | $130,444 |
| Asset value of US Government securities at end of year | 2017-09-30 | $0 |
| Asset value of US Government securities at beginning of year | 2017-09-30 | $461,589 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $469,497 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $730,000 |
| Employer contributions (assets) at end of year | 2017-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2017-09-30 | $1,050,000 |
| Income. Dividends from common stock | 2017-09-30 | $67,582 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $199,478 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-09-30 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-09-30 | $1,700,922 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-09-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-09-30 | $2,903,929 |
| Did the plan have assets held for investment | 2017-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | FIONDELLA, MILONE & LASARACINA LLP |
| Accountancy firm EIN | 2017-09-30 | 061648707 |
| 2016 : NATCHAUG HOSPITAL AMENDED & RESTATED PENSION PLAN FOR HOSPITAL AND HEALTH CARE EMPLOYEES 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $146,836 |
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $146,836 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $61,369 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total income from all sources (including contributions) | 2016-09-30 | $1,746,765 |
| Total loss/gain on sale of assets | 2016-09-30 | $166,003 |
| Total of all expenses incurred | 2016-09-30 | $421,108 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $241,267 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $1,050,000 |
| Value of total assets at end of year | 2016-09-30 | $10,065,493 |
| Value of total assets at beginning of year | 2016-09-30 | $8,678,467 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $179,841 |
| Total interest from all sources | 2016-09-30 | $53,261 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $128,694 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $58,816 |
| Administrative expenses professional fees incurred | 2016-09-30 | $125,035 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $320,000 |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2016-09-30 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2016-09-30 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Administrative expenses (other) incurred | 2016-09-30 | $7,434 |
| Liabilities. Value of operating payables at end of year | 2016-09-30 | $61,369 |
| Liabilities. Value of operating payables at beginning of year | 2016-09-30 | $0 |
| Total non interest bearing cash at end of year | 2016-09-30 | $2,831 |
| Total non interest bearing cash at beginning of year | 2016-09-30 | $1,508 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $1,325,657 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $10,004,124 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $8,678,467 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Investment advisory and management fees | 2016-09-30 | $47,372 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $3,815,778 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $3,155,197 |
| Interest earned on other investments | 2016-09-30 | $53,261 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $130,444 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $88,196 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $88,196 |
| Asset value of US Government securities at end of year | 2016-09-30 | $461,589 |
| Asset value of US Government securities at beginning of year | 2016-09-30 | $50,414 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $201,971 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $1,050,000 |
| Employer contributions (assets) at end of year | 2016-09-30 | $1,050,000 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $1,210,000 |
| Income. Dividends from common stock | 2016-09-30 | $69,878 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $241,267 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-09-30 | $1,700,922 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-09-30 | $1,849,579 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $2,903,929 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $2,323,573 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Aggregate proceeds on sale of assets | 2016-09-30 | $1,315,741 |
| Aggregate carrying amount (costs) on sale of assets | 2016-09-30 | $1,149,738 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | FIONDELLA, MILONE & LASARACINA LLP |
| Accountancy firm EIN | 2016-09-30 | 061648707 |
