401k Plan data: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN plan

OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN
Plan identification number	001

OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OCONNOR KIMBALL, LLP has sponsored the creation of one or more 401k plans.

Company Name: OCONNOR KIMBALL, LLP

Employer identification number (EIN): 222761811

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 MARY JEAN BRESLIN 2020-03-17
001 2018-01-01 MARY JEAN BRESLIN 2019-10-08
001 2017-01-01 MARY JEAN BRESLIN 2018-10-15
001 2016-01-01 MARY JEAN BRESLIN 2017-07-06
001 2015-01-01 MARY JEAN BRESLIN 2016-07-18
001 2014-01-01 MARY JEAN BRESLIN 2015-07-22
001 2013-01-01 MARY JEAN BRESLIN 2014-07-25
001 2012-01-01 MARY JEAN BRESLIN 2013-07-24 MARY JEAN BRESLIN 2013-07-24
001 2011-01-01 MARY JEAN BRESLIN 2012-07-25
001 2010-01-01 MARY JEAN BRESLIN 2011-06-07 O'CONNOR KIMBALL 2011-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	MARY JEAN BRESLIN	2020-03-17
001	2018-01-01	MARY JEAN BRESLIN	2019-10-08
001	2017-01-01	MARY JEAN BRESLIN	2018-10-15
001	2016-01-01	MARY JEAN BRESLIN	2017-07-06
001	2015-01-01	MARY JEAN BRESLIN	2016-07-18
001	2014-01-01	MARY JEAN BRESLIN	2015-07-22
001	2013-01-01	MARY JEAN BRESLIN	2014-07-25
001	2012-01-01	MARY JEAN BRESLIN	2013-07-24	MARY JEAN BRESLIN	2013-07-24
001	2011-01-01	MARY JEAN BRESLIN	2012-07-25
001	2010-01-01	MARY JEAN BRESLIN	2011-06-07	O'CONNOR KIMBALL	2011-06-07

Plan Statistics for OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2023: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 12
Number of retired or separated participants receiving benefits 2023-01-01 1
Number of other retired or separated participants entitled to future benefits 2023-01-01 5
Total of all active and inactive participants 2023-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 18
Number of participants with account balances 2023-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 15
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 6
Total of all active and inactive participants 2022-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 22
Number of participants with account balances 2022-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 13
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 7
Total of all active and inactive participants 2021-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 21
Number of participants with account balances 2021-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 11
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 19
Number of participants with account balances 2020-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0

Measure	Date	Value
2023: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	12
Number of retired or separated participants receiving benefits	2023-01-01	1
Number of other retired or separated participants entitled to future benefits	2023-01-01	5
Total of all active and inactive participants	2023-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	18
Number of participants with account balances	2023-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	15
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	6
Total of all active and inactive participants	2022-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	22
Number of participants with account balances	2022-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	13
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	7
Total of all active and inactive participants	2021-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	21
Number of participants with account balances	2021-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	11
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	19
Number of participants with account balances	2020-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0

Financial Data on OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN

Measure	Date	Value
2023 : OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$357,699
Expenses. Total of all expenses incurred	2023-12-31	$475,992
Benefits paid (including direct rollovers)	2023-12-31	$457,524
Total plan assets at end of year	2023-12-31	$2,426,510
Total plan assets at beginning of year	2023-12-31	$2,544,803
Value of fidelity bond covering the plan	2023-12-31	$1,000,000
Assets. Value of tangible personal property	2023-12-31	$0
Total contributions received or receivable from participants	2023-12-31	$123,543
Assets. Value of loans (other than to participants)	2023-12-31	$0
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$993
Other income received	2023-12-31	$206,378
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$-118,293
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$2,426,510
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$2,544,803
Assets. Value of participant loans	2023-12-31	$3,217
Assets. Value of assets in partnership/joint-venture interests	2023-12-31	$0
Assets. Value of real-estate (other than employer real property)	2023-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2023-12-31	$0
Assets. Value of employer securities	2023-12-31	$0
Assets. Value of employer real property	2023-12-31	$0
Total contributions received or receivable from employer(s)	2023-12-31	$26,785
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$18,468
2022 : OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-57,243
Expenses. Total of all expenses incurred	2022-12-31	$88,969
Benefits paid (including direct rollovers)	2022-12-31	$69,657
Total plan assets at end of year	2022-12-31	$2,544,803
Total plan assets at beginning of year	2022-12-31	$2,691,015
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$103,991
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$35,520
Other income received	2022-12-31	$-218,929
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-146,212
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,544,803
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,691,015
Assets. Value of participant loans	2022-12-31	$6,210
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$22,175
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$19,312
2021 : OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$299,524
Expenses. Total of all expenses incurred	2021-12-31	$23,254
Benefits paid (including direct rollovers)	2021-12-31	$4,409
Total plan assets at end of year	2021-12-31	$2,691,015
Total plan assets at beginning of year	2021-12-31	$2,414,745
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Total contributions received or receivable from participants	2021-12-31	$99,697
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$16,578
Other income received	2021-12-31	$168,443
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$276,270
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,691,015
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$2,414,745
Assets. Value of participant loans	2021-12-31	$10,676
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$14,806
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$18,845
2020 : OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$548,718
Expenses. Total of all expenses incurred	2020-12-31	$870,273
Benefits paid (including direct rollovers)	2020-12-31	$853,735
Total plan assets at end of year	2020-12-31	$2,414,745
Total plan assets at beginning of year	2020-12-31	$2,736,300
Value of fidelity bond covering the plan	2020-12-31	$200,000
Total contributions received or receivable from participants	2020-12-31	$63,512
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$480,886
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$-321,555
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$2,414,745
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,736,300
Assets. Value of participant loans	2020-12-31	$22,479
Total contributions received or receivable from employer(s)	2020-12-31	$4,320
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$16,538

Form 5500 Responses for OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN

2023: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OCONNOR KIMBALL, LLP 401K SAVINGS AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600392 000

Policy instance

Insurance contract or identification number	600392 000
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-02-29
Total amount of commissions paid to insurance broker	USD $4,310
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,310
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

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Company Name:	OCONNOR KIMBALL, LLP
Employer identification number (EIN):	222761811
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers