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PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NamePEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN
Plan identification number 004

PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PEERLESS CHAIN COMPANY has sponsored the creation of one or more 401k plans.

Company Name:PEERLESS CHAIN COMPANY
Employer identification number (EIN):222993140
NAIC Classification:423800

Additional information about PEERLESS CHAIN COMPANY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1989-11-21
Company Identification Number: 0008205106
Legal Registered Office Address: 1416 E SANBORN ST

WINONA
United States of America (USA)
55987

More information about PEERLESS CHAIN COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01BRIAN THOMPSON
0042016-01-01BRIAN THOMPSON
0042015-01-01BRIAN THOMPSON
0042014-01-01BRIAN THOMPSON
0042013-01-01BARB BREZA ALAN LEONHARDT2014-10-13
0042012-01-01BARB BREZA ALAN LEONHARDT2014-04-24
0042011-01-01BARB BREZA ALAN LEONHARDT2014-04-24
0042009-01-01ALAN LEONHARDT

Plan Statistics for PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2022: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01322
Total number of active participants reported on line 7a of the Form 55002022-01-01276
Number of retired or separated participants receiving benefits2022-01-0111
Number of other retired or separated participants entitled to future benefits2022-01-0149
Total of all active and inactive participants2022-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01337
Number of participants with account balances2022-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01328
Total number of active participants reported on line 7a of the Form 55002021-01-01266
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01322
Number of participants with account balances2021-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01354
Total number of active participants reported on line 7a of the Form 55002020-01-01273
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0155
Total of all active and inactive participants2020-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01328
Number of participants with account balances2020-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01362
Total number of active participants reported on line 7a of the Form 55002019-01-01303
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-0134
Total of all active and inactive participants2019-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01353
Number of participants with account balances2019-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01353
Total number of active participants reported on line 7a of the Form 55002018-01-01336
Number of retired or separated participants receiving benefits2018-01-0156
Total of all active and inactive participants2018-01-01392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01394
Number of participants with account balances2018-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01359
Total number of active participants reported on line 7a of the Form 55002017-01-01336
Number of retired or separated participants receiving benefits2017-01-0162
Total of all active and inactive participants2017-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01401
Number of participants with account balances2017-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01425
Total number of active participants reported on line 7a of the Form 55002016-01-01347
Number of retired or separated participants receiving benefits2016-01-0154
Total of all active and inactive participants2016-01-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01403
Number of participants with account balances2016-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01355
Total number of active participants reported on line 7a of the Form 55002015-01-01374
Number of retired or separated participants receiving benefits2015-01-0149
Total of all active and inactive participants2015-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01425
Number of participants with account balances2015-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01451
Total number of active participants reported on line 7a of the Form 55002014-01-01311
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01355
Number of participants with account balances2014-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01355
Total number of active participants reported on line 7a of the Form 55002013-01-01399
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01451
Number of participants with account balances2013-01-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01341
Total number of active participants reported on line 7a of the Form 55002012-01-01312
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01355
Number of participants with account balances2012-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01365
Total number of active participants reported on line 7a of the Form 55002011-01-01294
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-01341
Number of participants with account balances2011-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01365
Total number of active participants reported on line 7a of the Form 55002009-01-01287
Number of retired or separated participants receiving benefits2009-01-0126
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01351
Number of participants with account balances2009-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,150,593
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,654,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,551,432
Value of total corrective distributions2022-12-31$2,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,951,685
Value of total assets at end of year2022-12-31$21,917,282
Value of total assets at beginning of year2022-12-31$25,722,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,633
Total interest from all sources2022-12-31$31,517
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,978
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,204,882
Participant contributions at end of year2022-12-31$245,577
Participant contributions at beginning of year2022-12-31$305,504
Participant contributions at end of year2022-12-31$25
Participant contributions at beginning of year2022-12-31$3,467
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$66,780
Other income not declared elsewhere2022-12-31$1,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,805,137
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,917,282
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,722,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$603,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$707,069
Value of interest in pooled separate accounts at end of year2022-12-31$3,356,461
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,881,964
Interest on participant loans2022-12-31$15,053
Interest earned on other investments2022-12-31$16,464
Value of interest in common/collective trusts at end of year2022-12-31$16,724,287
Value of interest in common/collective trusts at beginning of year2022-12-31$19,875,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$987,702
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$947,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-133,111
Net investment gain/loss from pooled separate accounts2022-12-31$-786,870
Net investment gain or loss from common/collective trusts2022-12-31$-3,223,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$680,023
Employer contributions (assets) at end of year2022-12-31$92
Employer contributions (assets) at beginning of year2022-12-31$1,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,551,432
Contract administrator fees2022-12-31$100,633
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2022-12-31390912608
2021 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,818,561
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,732,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,614,217
Value of total corrective distributions2021-12-31$2,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,543,842
Value of total assets at end of year2021-12-31$25,722,419
Value of total assets at beginning of year2021-12-31$25,636,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$116,027
Total interest from all sources2021-12-31$41,218
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,826
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,078,618
Participant contributions at end of year2021-12-31$305,504
Participant contributions at beginning of year2021-12-31$392,395
Participant contributions at end of year2021-12-31$3,467
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$85,980
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,722,419
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$25,636,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$707,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,379,598
Value of interest in pooled separate accounts at end of year2021-12-31$3,881,964
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,676,028
Interest on participant loans2021-12-31$21,277
Interest earned on other investments2021-12-31$19,941
Value of interest in common/collective trusts at end of year2021-12-31$19,875,064
Value of interest in common/collective trusts at beginning of year2021-12-31$20,291,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$947,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$894,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$203,714
Net investment gain/loss from pooled separate accounts2021-12-31$641,400
Net investment gain or loss from common/collective trusts2021-12-31$2,381,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$462,564
Employer contributions (assets) at end of year2021-12-31$1,787
Employer contributions (assets) at beginning of year2021-12-31$2,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,614,217
Contract administrator fees2021-12-31$116,027
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2021-12-31390912608
2020 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,006,685
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,531,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,443,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,532,186
Value of total assets at end of year2020-12-31$25,636,439
Value of total assets at beginning of year2020-12-31$21,160,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$87,111
Total interest from all sources2020-12-31$38,527
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,480
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$993,765
Participant contributions at end of year2020-12-31$392,395
Participant contributions at beginning of year2020-12-31$392,634
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,115,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,475,639
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,636,439
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,160,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,379,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$910,339
Value of interest in pooled separate accounts at end of year2020-12-31$2,676,028
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,493,793
Interest on participant loans2020-12-31$25,235
Interest earned on other investments2020-12-31$13,292
Value of interest in common/collective trusts at end of year2020-12-31$20,291,585
Value of interest in common/collective trusts at beginning of year2020-12-31$18,018,159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$894,720
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$345,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$401,963
Net investment gain/loss from pooled separate accounts2020-12-31$617,236
Net investment gain or loss from common/collective trusts2020-12-31$2,409,293
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$422,620
Employer contributions (assets) at end of year2020-12-31$2,113
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,443,935
Contract administrator fees2020-12-31$87,111
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2020-12-31360912608
2019 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,767,706
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,187,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,081,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,341,295
Value of total assets at end of year2019-12-31$21,160,800
Value of total assets at beginning of year2019-12-31$20,580,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$105,880
Total interest from all sources2019-12-31$28,924
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,331
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$894,192
Participant contributions at end of year2019-12-31$392,634
Participant contributions at beginning of year2019-12-31$490,333
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$18,613
Other income not declared elsewhere2019-12-31$-972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$580,281
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,160,800
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,580,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$910,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,173,933
Value of interest in pooled separate accounts at end of year2019-12-31$1,493,793
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$28,924
Value of interest in common/collective trusts at end of year2019-12-31$18,018,159
Value of interest in common/collective trusts at beginning of year2019-12-31$6,916,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$345,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,420,424
Net investment gain/loss from pooled separate accounts2019-12-31$104,581
Net investment gain or loss from common/collective trusts2019-12-31$868,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$428,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,081,545
Contract administrator fees2019-12-31$105,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2019-12-31360912608
2018 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$577,500
Total of all expenses incurred2018-12-31$3,698,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,586,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,403,016
Value of total assets at end of year2018-12-31$20,580,519
Value of total assets at beginning of year2018-12-31$23,701,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$111,626
Total interest from all sources2018-12-31$27,380
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$256,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$256,210
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$877,549
Participant contributions at end of year2018-12-31$490,333
Participant contributions at beginning of year2018-12-31$467,957
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$106,005
Other income not declared elsewhere2018-12-31$2
Administrative expenses (other) incurred2018-12-31$111,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,121,098
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,580,519
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,701,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,173,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$15,019,052
Interest on participant loans2018-12-31$27,380
Value of interest in common/collective trusts at end of year2018-12-31$6,916,253
Value of interest in common/collective trusts at beginning of year2018-12-31$8,207,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,098,857
Net investment gain or loss from common/collective trusts2018-12-31$-10,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$419,462
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$6,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,586,972
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2018-12-31360912608
2017 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$3,843,732
Total of all expenses incurred2017-12-31$2,499,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,423,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,201,587
Value of total assets at end of year2017-12-31$23,701,617
Value of total assets at beginning of year2017-12-31$22,357,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$75,430
Total interest from all sources2017-12-31$25,583
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$238,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$238,088
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$782,408
Participant contributions at end of year2017-12-31$467,957
Participant contributions at beginning of year2017-12-31$477,489
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$62,520
Other income not declared elsewhere2017-12-31$14
Administrative expenses (other) incurred2017-12-31$75,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,344,383
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,701,617
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$22,357,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$15,019,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,954,381
Interest on participant loans2017-12-31$25,583
Value of interest in common/collective trusts at end of year2017-12-31$8,207,663
Value of interest in common/collective trusts at beginning of year2017-12-31$6,881,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,899,018
Net investment gain or loss from common/collective trusts2017-12-31$479,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$356,659
Employer contributions (assets) at end of year2017-12-31$6,945
Employer contributions (assets) at beginning of year2017-12-31$43,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,423,919
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2017-12-31360912608
2016 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,399,001
Total of all expenses incurred2016-12-31$1,936,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,936,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,207,400
Value of total assets at end of year2016-12-31$22,357,234
Value of total assets at beginning of year2016-12-31$21,894,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120
Total interest from all sources2016-12-31$20,645
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$217,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$217,607
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$834,992
Participant contributions at end of year2016-12-31$477,489
Participant contributions at beginning of year2016-12-31$394,468
Other income not declared elsewhere2016-12-31$34
Administrative expenses (other) incurred2016-12-31$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$462,297
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,357,234
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$21,894,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,954,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$14,541,870
Interest on participant loans2016-12-31$20,645
Value of interest in common/collective trusts at end of year2016-12-31$6,881,804
Value of interest in common/collective trusts at beginning of year2016-12-31$6,950,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$860,458
Net investment gain or loss from common/collective trusts2016-12-31$92,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$372,408
Employer contributions (assets) at end of year2016-12-31$43,560
Employer contributions (assets) at beginning of year2016-12-31$8,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,936,584
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2016-12-31360912608
2015 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,427
Total income from all sources (including contributions)2015-12-31$1,358,185
Total of all expenses incurred2015-12-31$2,837,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,837,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,475,056
Value of total assets at end of year2015-12-31$21,894,937
Value of total assets at beginning of year2015-12-31$23,377,655
Total interest from all sources2015-12-31$21,169
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$166,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$166,349
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$948,802
Participant contributions at end of year2015-12-31$394,468
Participant contributions at beginning of year2015-12-31$434,618
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$103,176
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,427
Other income not declared elsewhere2015-12-31$683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,479,291
Value of net assets at end of year (total assets less liabilities)2015-12-31$21,894,937
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,374,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$14,541,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,186,436
Interest on participant loans2015-12-31$21,169
Value of interest in common/collective trusts at end of year2015-12-31$6,950,133
Value of interest in common/collective trusts at beginning of year2015-12-31$7,742,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-286,295
Net investment gain or loss from common/collective trusts2015-12-31$-18,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$423,078
Employer contributions (assets) at end of year2015-12-31$8,466
Employer contributions (assets) at beginning of year2015-12-31$13,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,837,476
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2015-12-31360912608
2014 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,427
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$863
Total income from all sources (including contributions)2014-12-31$2,427,703
Total of all expenses incurred2014-12-31$1,614,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,614,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,480,543
Value of total assets at end of year2014-12-31$23,377,655
Value of total assets at beginning of year2014-12-31$22,562,326
Total interest from all sources2014-12-31$23,000
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$215,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$215,073
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$956,873
Participant contributions at end of year2014-12-31$434,618
Participant contributions at beginning of year2014-12-31$518,476
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$124,968
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$863
Other income not declared elsewhere2014-12-31$37
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$812,765
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,374,228
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,561,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,186,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,424,959
Interest on participant loans2014-12-31$23,000
Value of interest in common/collective trusts at end of year2014-12-31$7,742,953
Value of interest in common/collective trusts at beginning of year2014-12-31$7,604,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$581,111
Net investment gain or loss from common/collective trusts2014-12-31$127,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$398,702
Employer contributions (assets) at end of year2014-12-31$13,648
Employer contributions (assets) at beginning of year2014-12-31$14,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,614,938
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HAWKINS ASH CPAS, LLP
Accountancy firm EIN2014-12-31390912608
2013 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$863
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$35,032
Total income from all sources (including contributions)2013-12-31$3,255,319
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$980,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$979,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,328,797
Value of total assets at end of year2013-12-31$22,562,326
Value of total assets at beginning of year2013-12-31$20,321,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,550
Total interest from all sources2013-12-31$25,679
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$180,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$180,052
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$918,198
Participant contributions at end of year2013-12-31$518,476
Participant contributions at beginning of year2013-12-31$501,957
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,046
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$863
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$35,032
Administrative expenses (other) incurred2013-12-31$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,274,746
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,561,463
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,286,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,424,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,125,141
Interest on participant loans2013-12-31$25,679
Value of interest in common/collective trusts at end of year2013-12-31$7,604,883
Value of interest in common/collective trusts at beginning of year2013-12-31$7,680,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,621,149
Net investment gain or loss from common/collective trusts2013-12-31$99,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$402,553
Employer contributions (assets) at end of year2013-12-31$14,008
Employer contributions (assets) at beginning of year2013-12-31$14,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$979,023
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35,032
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6,653
Total income from all sources (including contributions)2012-12-31$3,315,604
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,982,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,980,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,635,863
Value of total assets at end of year2012-12-31$20,321,749
Value of total assets at beginning of year2012-12-31$18,959,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,450
Total interest from all sources2012-12-31$23,275
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$138,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$138,043
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$865,065
Participant contributions at end of year2012-12-31$501,957
Participant contributions at beginning of year2012-12-31$464,190
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$516
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$369,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$35,032
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$6,653
Administrative expenses (other) incurred2012-12-31$1,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,333,552
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,286,717
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,953,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,125,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,842,122
Interest on participant loans2012-12-31$23,275
Value of interest in common/collective trusts at end of year2012-12-31$7,680,199
Value of interest in common/collective trusts at beginning of year2012-12-31$7,652,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,344,301
Net investment gain or loss from common/collective trusts2012-12-31$174,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$401,604
Employer contributions (assets) at end of year2012-12-31$14,452
Employer contributions (assets) at beginning of year2012-12-31$489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,980,602
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,653
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,297
Total income from all sources (including contributions)2011-12-31$2,333,376
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$960,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$959,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,208,145
Value of total assets at end of year2011-12-31$18,959,818
Value of total assets at beginning of year2011-12-31$17,581,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,300
Total interest from all sources2011-12-31$19,214
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$137,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$137,280
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$735,048
Participant contributions at end of year2011-12-31$464,190
Participant contributions at beginning of year2011-12-31$310,037
Participant contributions at end of year2011-12-31$516
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,107,939
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$6,653
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,297
Administrative expenses (other) incurred2011-12-31$1,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,373,075
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,953,165
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,580,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,842,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,790,138
Interest on participant loans2011-12-31$18,741
Interest earned on other investments2011-12-31$473
Value of interest in common/collective trusts at end of year2011-12-31$7,652,501
Value of interest in common/collective trusts at beginning of year2011-12-31$6,473,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-219,409
Net investment gain or loss from common/collective trusts2011-12-31$188,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$365,158
Employer contributions (assets) at end of year2011-12-31$489
Employer contributions (assets) at beginning of year2011-12-31$8,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$959,001
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,297
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,220
Total income from all sources (including contributions)2010-12-31$2,475,448
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,040,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,039,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$847,462
Value of total assets at end of year2010-12-31$17,581,387
Value of total assets at beginning of year2010-12-31$16,156,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,026
Total interest from all sources2010-12-31$18,225
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$257,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$257,173
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$590,964
Participant contributions at end of year2010-12-31$310,037
Participant contributions at beginning of year2010-12-31$229,269
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$11,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,434,634
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,580,090
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,145,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,026
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,790,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,384,154
Interest on participant loans2010-12-31$18,225
Value of interest in common/collective trusts at end of year2010-12-31$6,473,169
Value of interest in common/collective trusts at beginning of year2010-12-31$6,525,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,186,939
Net investment gain or loss from common/collective trusts2010-12-31$165,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$256,498
Employer contributions (assets) at end of year2010-12-31$8,043
Employer contributions (assets) at beginning of year2010-12-31$17,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,039,788
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558
2009 : PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN

2022: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PEERLESS CHAIN COMPANY 401K RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number818217
Policy instance 1
Insurance contract or identification number818217
Number of Individuals Covered332
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,720
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1720
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered332
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $519
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees519
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number818217
Policy instance 1
Insurance contract or identification number818217
Number of Individuals Covered314
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,311
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1311
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered314
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $611
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees611
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number818217
Policy instance 1
Insurance contract or identification number818217
Number of Individuals Covered322
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $964
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees964
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered322
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $297
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees297
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number818217
Policy instance 1
Insurance contract or identification number818217
Number of Individuals Covered351
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,586
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7586
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered351
Insurance policy start date2019-07-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $42
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees42
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3

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