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CERES - 403(B) DC PLAN 401k Plan overview

Plan NameCERES - 403(B) DC PLAN
Plan identification number 001

CERES - 403(B) DC PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

CERES, INC. has sponsored the creation of one or more 401k plans.

Company Name:CERES, INC.
Employer identification number (EIN):223053747
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CERES - 403(B) DC PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SUSAN BOYER2018-10-12 CERES, INC2018-10-12
0012016-01-01SUSAN BOYER2017-10-13
0012016-01-01SUSAN BOYER2018-02-01
0012015-01-01GORDON MACFARLAND2016-10-03 GORDON MACFARLAND2016-10-03
0012014-01-01KARL KUNZ2015-10-05 KARL KUNZ2015-10-05
0012013-01-01GORDON MACFARLAND2014-10-10 GORDON MACFARLAND2014-10-10
0012012-01-01GORDON MACFARLAND2013-10-10 GORDON MACFARLAND2013-10-10
0012011-01-01GORDON MACFARLAND2012-09-28
0012010-01-01GORDON MACFARLAND2011-08-29

Plan Statistics for CERES - 403(B) DC PLAN

401k plan membership statisitcs for CERES - 403(B) DC PLAN

Measure Date Value
2022: CERES - 403(B) DC PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01235
Total number of active participants reported on line 7a of the Form 55002022-01-01204
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0193
Total of all active and inactive participants2022-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01299
Number of participants with account balances2022-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CERES - 403(B) DC PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01199
Total number of active participants reported on line 7a of the Form 55002021-01-01162
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0174
Total of all active and inactive participants2021-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01236
Number of participants with account balances2021-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CERES - 403(B) DC PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01169
Total number of active participants reported on line 7a of the Form 55002020-01-01127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0172
Total of all active and inactive participants2020-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01199
Number of participants with account balances2020-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CERES - 403(B) DC PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01158
Total number of active participants reported on line 7a of the Form 55002019-01-01105
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0164
Total of all active and inactive participants2019-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01169
Number of participants with account balances2019-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CERES - 403(B) DC PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01136
Total number of active participants reported on line 7a of the Form 55002018-01-01121
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0137
Total of all active and inactive participants2018-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01158
Number of participants with account balances2018-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010

Financial Data on CERES - 403(B) DC PLAN

Measure Date Value
2022 : CERES - 403(B) DC PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-548,978
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$218,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$176,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,344,922
Value of total assets at end of year2022-12-31$17,629,981
Value of total assets at beginning of year2022-12-31$18,397,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$41,528
Total interest from all sources2022-12-31$41,352
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$608,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$608,066
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,666,600
Participant contributions at end of year2022-12-31$57,708
Participant contributions at beginning of year2022-12-31$43,964
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$24,292
Other income not declared elsewhere2022-12-31$1,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-767,054
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,629,981
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,397,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,195,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,884,671
Value of interest in pooled separate accounts at end of year2022-12-31$240,923
Value of interest in pooled separate accounts at beginning of year2022-12-31$228,214
Interest on participant loans2022-12-31$1,858
Interest earned on other investments2022-12-31$39,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,135,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,240,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,563,564
Net investment gain/loss from pooled separate accounts2022-12-31$18,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$654,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$176,548
Contract administrator fees2022-12-31$41,528
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2022-12-31431947695
2021 : CERES - 403(B) DC PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,471,793
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$673,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$638,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,079,544
Value of total assets at end of year2021-12-31$18,397,035
Value of total assets at beginning of year2021-12-31$14,599,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$34,836
Total interest from all sources2021-12-31$37,540
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$755,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$755,341
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,251,653
Participant contributions at end of year2021-12-31$43,964
Participant contributions at beginning of year2021-12-31$13,580
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$380,264
Other income not declared elsewhere2021-12-31$1,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,797,988
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,397,035
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,599,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,884,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,123,236
Value of interest in pooled separate accounts at end of year2021-12-31$228,214
Value of interest in pooled separate accounts at beginning of year2021-12-31$192,698
Interest on participant loans2021-12-31$1,114
Interest earned on other investments2021-12-31$36,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,240,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,269,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,563,153
Net investment gain/loss from pooled separate accounts2021-12-31$34,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$447,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$638,969
Contract administrator fees2021-12-31$34,836
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2021-12-31431947695
2020 : CERES - 403(B) DC PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,169,687
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$519,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$496,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,375,463
Value of total assets at end of year2020-12-31$14,599,047
Value of total assets at beginning of year2020-12-31$11,948,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,704
Total interest from all sources2020-12-31$36,090
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$294,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$294,124
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$961,539
Participant contributions at end of year2020-12-31$13,580
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$30,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,650,416
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,599,047
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,948,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,123,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,685,512
Value of interest in pooled separate accounts at end of year2020-12-31$192,698
Value of interest in pooled separate accounts at beginning of year2020-12-31$193,015
Interest on participant loans2020-12-31$232
Interest earned on other investments2020-12-31$35,858
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,269,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,070,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,465,705
Net investment gain/loss from pooled separate accounts2020-12-31$-1,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$383,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$496,567
Contract administrator fees2020-12-31$22,704
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2020-12-31431947695
2019 : CERES - 403(B) DC PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,077,859
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$420,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$399,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,124,233
Value of total assets at end of year2019-12-31$11,948,631
Value of total assets at beginning of year2019-12-31$9,291,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$21,136
Total interest from all sources2019-12-31$32,653
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$234,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$234,605
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$779,927
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,657,490
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,948,631
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,291,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,685,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,014,032
Value of interest in pooled separate accounts at end of year2019-12-31$193,015
Value of interest in pooled separate accounts at beginning of year2019-12-31$215,913
Interest earned on other investments2019-12-31$32,653
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,070,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,061,196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,675,879
Net investment gain/loss from pooled separate accounts2019-12-31$10,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$313,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$399,233
Contract administrator fees2019-12-31$21,136
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2019-12-31431947695
2018 : CERES - 403(B) DC PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,050,630
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$523,468
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$45,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$37,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,017,672
Value of total assets at end of year2018-12-31$9,291,141
Value of total assets at beginning of year2018-12-31$7,762,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,253
Total interest from all sources2018-12-31$29,340
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$181,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$181,237
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$647,744
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$92,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$477,784
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,291,141
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,762,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,014,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,526,298
Value of interest in pooled separate accounts at end of year2018-12-31$215,913
Value of interest in pooled separate accounts at beginning of year2018-12-31$219,248
Interest earned on other investments2018-12-31$29,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,061,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,017,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-715,035
Net investment gain/loss from pooled separate accounts2018-12-31$10,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$277,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$37,431
Contract administrator fees2018-12-31$8,253
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2018-12-31431947695

Form 5500 Responses for CERES - 403(B) DC PLAN

2022: CERES - 403(B) DC PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CERES - 403(B) DC PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CERES - 403(B) DC PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CERES - 403(B) DC PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CERES - 403(B) DC PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386620
Policy instance 1
Insurance contract or identification number386620
Number of Individuals Covered105
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386620
Policy instance 1
Insurance contract or identification number386620
Number of Individuals Covered105
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386620
Policy instance 1
Insurance contract or identification number386620
Number of Individuals Covered120
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386620
Policy instance 1
Insurance contract or identification number386620
Number of Individuals Covered122
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386620
Policy instance 1
Insurance contract or identification number386620
Number of Individuals Covered124
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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