FUSS & O'NEILL, INC. has sponsored the creation of one or more 401k plans.
Additional information about FUSS & O'NEILL, INC.
Submission information for form 5500 for 401k plan FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION
401k plan membership statisitcs for FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION
| Measure | Date | Value |
|---|
| 2017 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-05-31 | $2,075,066 |
| Total of all expenses incurred | 2017-05-31 | $2,568,859 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $2,420,134 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $2,075,066 |
| Value of total assets at end of year | 2017-05-31 | $0 |
| Value of total assets at beginning of year | 2017-05-31 | $493,793 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $148,725 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-05-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-05-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-05-31 | No |
| If this is an individual account plan, was there a blackout period | 2017-05-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-05-31 | No |
| Contributions received from participants | 2017-05-31 | $692,642 |
| Total non interest bearing cash at beginning of year | 2017-05-31 | $493,793 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Value of net income/loss | 2017-05-31 | $-493,793 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $493,793 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-05-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-05-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-05-31 | No |
| Value of interest in common/collective trusts at end of year | 2017-05-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-05-31 | $2,420,134 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-05-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-05-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-05-31 | No |
| Contributions received in cash from employer | 2017-05-31 | $1,382,424 |
| Contract administrator fees | 2017-05-31 | $148,725 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-05-31 | No |
| Did the plan have assets held for investment | 2017-05-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-05-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-05-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-05-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-05-31 | Unqualified |
| Accountancy firm name | 2017-05-31 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2017-05-31 | 060876265 |
| 2016 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-06-30 | $2,438,756 |
| Total of all expenses incurred | 2016-06-30 | $2,485,785 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $2,336,284 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $2,438,756 |
| Value of total assets at end of year | 2016-06-30 | $493,793 |
| Value of total assets at beginning of year | 2016-06-30 | $540,822 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $149,501 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Contributions received from participants | 2016-06-30 | $749,063 |
| Administrative expenses (other) incurred | 2016-06-30 | $149,501 |
| Total non interest bearing cash at end of year | 2016-06-30 | $493,793 |
| Total non interest bearing cash at beginning of year | 2016-06-30 | $540,822 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $-47,029 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $493,793 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $540,822 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in common/collective trusts at end of year | 2016-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-06-30 | $2,336,284 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $1,689,693 |
| Did the plan have assets held for investment | 2016-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Unqualified |
| Accountancy firm name | 2016-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2016-06-30 | 060876265 |
| 2015 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-06-30 | $2,576,224 |
| Total of all expenses incurred | 2015-06-30 | $2,450,349 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $2,450,349 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $2,576,224 |
| Value of total assets at end of year | 2015-06-30 | $540,822 |
| Value of total assets at beginning of year | 2015-06-30 | $414,947 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Contributions received from participants | 2015-06-30 | $794,786 |
| Total non interest bearing cash at end of year | 2015-06-30 | $540,822 |
| Total non interest bearing cash at beginning of year | 2015-06-30 | $414,947 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $125,875 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $540,822 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $414,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Value of interest in common/collective trusts at end of year | 2015-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-06-30 | $2,450,349 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Contributions received in cash from employer | 2015-06-30 | $1,781,438 |
| Did the plan have assets held for investment | 2015-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Unqualified |
| Accountancy firm name | 2015-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2015-06-30 | 060876265 |
| 2014 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-06-30 | $2,257,713 |
| Total of all expenses incurred | 2014-06-30 | $2,333,824 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $2,333,824 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $2,257,713 |
| Value of total assets at end of year | 2014-06-30 | $413,227 |
| Value of total assets at beginning of year | 2014-06-30 | $489,338 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
| Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
| Value of fidelity bond cover | 2014-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
| Contributions received from participants | 2014-06-30 | $551,967 |
| Total non interest bearing cash at end of year | 2014-06-30 | $413,227 |
| Total non interest bearing cash at beginning of year | 2014-06-30 | $489,338 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Value of net income/loss | 2014-06-30 | $-76,111 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $413,227 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $489,338 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
| Value of interest in common/collective trusts at end of year | 2014-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-06-30 | $2,333,824 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
| Contributions received in cash from employer | 2014-06-30 | $1,705,746 |
| Did the plan have assets held for investment | 2014-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Unqualified |
| Accountancy firm name | 2014-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2014-06-30 | 060876265 |
| 2013 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-06-30 | $2,283,467 |
| Total of all expenses incurred | 2013-06-30 | $2,171,065 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $2,171,065 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $2,283,467 |
| Value of total assets at end of year | 2013-06-30 | $489,338 |
| Value of total assets at beginning of year | 2013-06-30 | $376,936 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
| Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
| Value of fidelity bond cover | 2013-06-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
| Contributions received from participants | 2013-06-30 | $581,819 |
| Total non interest bearing cash at end of year | 2013-06-30 | $489,338 |
| Total non interest bearing cash at beginning of year | 2013-06-30 | $376,936 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Value of net income/loss | 2013-06-30 | $112,402 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $489,338 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $376,936 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
| Value of interest in common/collective trusts at end of year | 2013-06-30 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-06-30 | $2,171,065 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
| Contributions received in cash from employer | 2013-06-30 | $1,701,648 |
| Did the plan have assets held for investment | 2013-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Unqualified |
| Accountancy firm name | 2013-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2013-06-30 | 060876265 |
| 2012 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-06-30 | $2,275,175 |
| Total of all expenses incurred | 2012-06-30 | $2,459,143 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $2,459,143 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $2,275,175 |
| Value of total assets at end of year | 2012-06-30 | $376,936 |
| Value of total assets at beginning of year | 2012-06-30 | $560,904 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
| Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
| Value of fidelity bond cover | 2012-06-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
| Contributions received from participants | 2012-06-30 | $624,734 |
| Total non interest bearing cash at end of year | 2012-06-30 | $376,936 |
| Total non interest bearing cash at beginning of year | 2012-06-30 | $560,904 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Value of net income/loss | 2012-06-30 | $-183,968 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $376,936 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $560,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-06-30 | $2,459,143 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
| Contributions received in cash from employer | 2012-06-30 | $1,650,441 |
| Did the plan have assets held for investment | 2012-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Unqualified |
| Accountancy firm name | 2012-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2012-06-30 | 060876265 |
| 2011 : FUSS & O'NEILL, INC. VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-06-30 | $2,215,804 |
| Total of all expenses incurred | 2011-06-30 | $2,086,466 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $2,086,466 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $2,215,653 |
| Value of total assets at end of year | 2011-06-30 | $560,904 |
| Value of total assets at beginning of year | 2011-06-30 | $431,566 |
| Total interest from all sources | 2011-06-30 | $151 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
| Was this plan covered by a fidelity bond | 2011-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Contributions received from participants | 2011-06-30 | $589,671 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $129,338 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $560,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $431,566 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-06-30 | $560,904 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-06-30 | $431,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-06-30 | $431,566 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-06-30 | $151 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-06-30 | $404,637 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $1,625,982 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $1,681,829 |
| Did the plan have assets held for investment | 2011-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Unqualified |
| Accountancy firm name | 2011-06-30 | HALLISEY & DAGOSTINO, LLP CPAS |
| Accountancy firm EIN | 2011-06-30 | 060876265 |
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 135234 |
| Policy instance | 4 |
| Insurance contract or identification number | 135234 | | Number of Individuals Covered | 21 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2016-01-01 | | Total amount of commissions paid to insurance broker | USD $7,786 | | Total amount of fees paid to insurance company | USD $713 | | Other welfare benefits provided | GROUP LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $41,403 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,281 | | Amount paid for insurance broker fees | 462 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | DIGITAL INSURANCE, INC. |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 594320 |
| Policy instance | 3 |
| Insurance contract or identification number | 594320 | | Number of Individuals Covered | 88 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2016-01-01 | | Total amount of commissions paid to insurance broker | USD $6,419 | | Total amount of fees paid to insurance company | USD $778 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $39,379 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,650 | | Amount paid for insurance broker fees | 542 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | DIGITAL INSURANCE, INC. |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 2 |
| Insurance contract or identification number | 586711 | | Number of Individuals Covered | 238 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2016-01-01 | | Total amount of commissions paid to insurance broker | USD $10,089 | | Total amount of fees paid to insurance company | USD $2,543 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | ADD | | Welfare Benefit Premiums Paid to Carrier | USD $148,057 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,960 | | Amount paid for insurance broker fees | 1620 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | DIGITAL INSURANCE, INC. |
|
| ANTHEM HEALTH PLANS, INC. (National Association of Insurance Commissioners NAIC id number: 60217 ) |
| Policy contract number | 610147 |
| Policy instance | 1 |
| Insurance contract or identification number | 610147 | | Number of Individuals Covered | 427 | | Insurance policy start date | 2015-01-31 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $4,205 | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $219,333 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,598 | | Insurance broker name | DIGITAL INSURANCE, INC. |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 594320 |
| Policy instance | 3 |
| Insurance contract or identification number | 594320 | | Number of Individuals Covered | 86 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2015-01-01 | | Total amount of commissions paid to insurance broker | USD $5,730 | | Total amount of fees paid to insurance company | USD $668 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $40,669 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,730 | | Amount paid for insurance broker fees | 668 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 2 |
| Insurance contract or identification number | 586711 | | Number of Individuals Covered | 239 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2015-01-01 | | Total amount of commissions paid to insurance broker | USD $8,795 | | Total amount of fees paid to insurance company | USD $2,014 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | ADD | | Welfare Benefit Premiums Paid to Carrier | USD $117,290 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,795 | | Amount paid for insurance broker fees | 2014 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
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| ANTHEM HEALTH PLANS, INC. (National Association of Insurance Commissioners NAIC id number: 60217 ) |
| Policy contract number | 610147 |
| Policy instance | 1 |
| Insurance contract or identification number | 610147 | | Number of Individuals Covered | 436 | | Insurance policy start date | 2014-01-31 | | Insurance policy end date | 2014-12-31 | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $188,638 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 135234 |
| Policy instance | 4 |
| Insurance contract or identification number | 135234 | | Number of Individuals Covered | 22 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2015-01-01 | | Total amount of commissions paid to insurance broker | USD $7,428 | | Total amount of fees paid to insurance company | USD $647 | | Other welfare benefits provided | GROUP LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $37,141 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $7,428 | | Amount paid for insurance broker fees | 647 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 3 |
| Insurance contract or identification number | 586711 | | Number of Individuals Covered | 231 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2014-01-01 | | Total amount of commissions paid to insurance broker | USD $9,557 | | Total amount of fees paid to insurance company | USD $1,616 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Other welfare benefits provided | ADD | | Welfare Benefit Premiums Paid to Carrier | USD $129,250 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9,557 | | Amount paid for insurance broker fees | 1616 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 594320 |
| Policy instance | 4 |
| Insurance contract or identification number | 594320 | | Number of Individuals Covered | 85 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2014-01-01 | | Total amount of commissions paid to insurance broker | USD $5,799 | | Total amount of fees paid to insurance company | USD $483 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $38,658 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,799 | | Amount paid for insurance broker fees | 483 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 135234 |
| Policy instance | 5 |
| Insurance contract or identification number | 135234 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2014-01-01 | | Total amount of commissions paid to insurance broker | USD $6,560 | | Total amount of fees paid to insurance company | USD $410 | | Other welfare benefits provided | GROUP LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $33,416 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,560 | | Amount paid for insurance broker fees | 410 | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
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| ANTHEM HEALTH PLANS, INC. (National Association of Insurance Commissioners NAIC id number: 60217 ) |
| Policy contract number | 610147 |
| Policy instance | 1 |
| Insurance contract or identification number | 610147 | | Number of Individuals Covered | 414 | | Insurance policy start date | 2013-01-31 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $86 | | Health Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $193,669 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $86 | | Additional information about fees paid to insurance broker | ADMINISTRATIVE EXPENSES | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
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| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | TM05710598 |
| Policy instance | 2 |
| Insurance contract or identification number | TM05710598 | | Number of Individuals Covered | 378 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $3,690 | | Total amount of fees paid to insurance company | USD $42 | | Dental Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $124,483 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,690 | | Amount paid for insurance broker fees | 42 | | Additional information about fees paid to insurance broker | NON-MONETARY COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF NEW ENGLAND |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 594320 |
| Policy instance | 2 |
| Insurance contract or identification number | 594320 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2013-01-01 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| ANTHEM HEALTH PLANS, INC. (National Association of Insurance Commissioners NAIC id number: 60217 ) |
| Policy contract number | 610147 |
| Policy instance | 6 |
| Insurance contract or identification number | 610147 | | Number of Individuals Covered | 433 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $25,008 | | Health Insurance Welfare Benefit | Yes | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $152,557 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $25,008 | | Additional information about fees paid to insurance broker | ADMINISTRATIVE EXPENSES | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | TM05710598 |
| Policy instance | 5 |
| Insurance contract or identification number | TM05710598 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Dental Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | | Additional information about fees paid to insurance broker | SUPPLEMENTAL AND NON-MONETARY COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 4 |
| Insurance contract or identification number | 586711 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2013-01-01 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 135234 |
| Policy instance | 1 |
| Insurance contract or identification number | 135234 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2013-01-01 | | Other welfare benefits provided | GROUP LONG-TERM CARE | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes | | Additional information about fees paid to insurance broker | SUPPLEMENTAL COMPENSATION AND PREFERRED BROKER COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | USI INS. SERVICES OF CONNECTICUT |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | TM05710598 |
| Policy instance | 5 |
| Insurance contract or identification number | TM05710598 | | Number of Individuals Covered | 466 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $6,582 | | Total amount of fees paid to insurance company | USD $3,166 | | Dental Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $143,202 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 4 |
| Insurance contract or identification number | 586711 | | Number of Individuals Covered | 274 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2012-01-01 | | Total amount of commissions paid to insurance broker | USD $8,858 | | Total amount of fees paid to insurance company | USD $1,653 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $132,213 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 594320 |
| Policy instance | 2 |
| Insurance contract or identification number | 594320 | | Number of Individuals Covered | 100 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2012-01-01 | | Total amount of commissions paid to insurance broker | USD $4,647 | | Total amount of fees paid to insurance company | USD $387 | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $30,981 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 135234 |
| Policy instance | 1 |
| Insurance contract or identification number | 135234 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2012-01-01 | | Total amount of commissions paid to insurance broker | USD $6,898 | | Total amount of fees paid to insurance company | USD $431 | | Other welfare benefits provided | GROUP LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $34,489 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ANTHEM HEALTH PLANS, INC. (National Association of Insurance Commissioners NAIC id number: 60217 ) |
| Policy contract number | 610147 |
| Policy instance | 6 |
| Insurance contract or identification number | 610147 | | Number of Individuals Covered | 511 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $25,008 | | Total amount of fees paid to insurance company | USD $845 | | Health Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $156,675 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 586711 |
| Policy instance | 2 |
| Insurance contract or identification number | 586711 | | Insurance policy start date | 2007-07-01 | | Insurance policy end date | 2008-07-01 | | Life Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | TM05710598 |
| Policy instance | 3 |
| Insurance contract or identification number | TM05710598 | | Insurance policy start date | 2007-01-01 | | Insurance policy end date | 2007-12-31 | | Dental Insurance Welfare Benefit | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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