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HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 401k Plan overview

Plan NameHOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST
Plan identification number 001

HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOMEBRIDGE FINANCIAL SERVICES has sponsored the creation of one or more 401k plans.

Company Name:HOMEBRIDGE FINANCIAL SERVICES
Employer identification number (EIN):223123730
NAIC Classification:522292
NAIC Description:Real Estate Credit

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01GLENN RUROEDE GLENN RUROEDE2013-10-14
0012011-01-01GLENN RUROEDE
0012010-01-01GLENN RUROEDE
0012009-01-01DOUGLAS ROTELLA

Plan Statistics for HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST

401k plan membership statisitcs for HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST

Measure Date Value
2022: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-012,782
Total number of active participants reported on line 7a of the Form 55002022-01-011,674
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01473
Total of all active and inactive participants2022-01-012,147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-012,150
Number of participants with account balances2022-01-011,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01317
2021: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-012,752
Total number of active participants reported on line 7a of the Form 55002021-01-012,400
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01293
Total of all active and inactive participants2021-01-012,693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-012,696
Number of participants with account balances2021-01-011,841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01146
2020: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-012,610
Total number of active participants reported on line 7a of the Form 55002020-01-012,373
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01274
Total of all active and inactive participants2020-01-012,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-012,650
Number of participants with account balances2020-01-011,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01141
2019: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-012,451
Total number of active participants reported on line 7a of the Form 55002019-01-012,262
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01272
Total of all active and inactive participants2019-01-012,534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-012,537
Number of participants with account balances2019-01-011,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01172
2018: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-012,783
Total number of active participants reported on line 7a of the Form 55002018-01-012,112
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01242
Total of all active and inactive participants2018-01-012,354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-012,356
Number of participants with account balances2018-01-011,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01254
2017: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-012,270
Total number of active participants reported on line 7a of the Form 55002017-01-012,511
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01210
Total of all active and inactive participants2017-01-012,721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,721
Number of participants with account balances2017-01-011,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01262
2016: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-011,465
Total number of active participants reported on line 7a of the Form 55002016-01-011,447
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0187
Total of all active and inactive participants2016-01-011,534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,534
Number of participants with account balances2016-01-01749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01108
2015: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,173
Total number of active participants reported on line 7a of the Form 55002015-01-011,402
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0163
Total of all active and inactive participants2015-01-011,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,465
Number of participants with account balances2015-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0183
2014: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-011,108
Total number of active participants reported on line 7a of the Form 55002014-01-011,119
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-011,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,173
Number of participants with account balances2014-01-01519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0170
2013: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-011,039
Total number of active participants reported on line 7a of the Form 55002013-01-011,039
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0169
Total of all active and inactive participants2013-01-011,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,108
Number of participants with account balances2013-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01513
Total number of active participants reported on line 7a of the Form 55002012-01-01972
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-011,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,039
Number of participants with account balances2012-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0118
2011: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01570
Total number of active participants reported on line 7a of the Form 55002011-01-01454
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01513
Number of participants with account balances2011-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01369
Total number of active participants reported on line 7a of the Form 55002010-01-01527
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0143
Total of all active and inactive participants2010-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01570
Number of participants with account balances2010-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01398
Total number of active participants reported on line 7a of the Form 55002009-01-01261
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01290
Number of participants with account balances2009-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST

Measure Date Value
2022 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,723,127
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,470,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,059,784
Expenses. Certain deemed distributions of participant loans2022-12-31$49,022
Value of total corrective distributions2022-12-31$47,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$18,708,163
Value of total assets at end of year2022-12-31$122,100,765
Value of total assets at beginning of year2022-12-31$140,294,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$314,615
Total interest from all sources2022-12-31$315,214
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$503,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$503,484
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,751,487
Participant contributions at end of year2022-12-31$3,593,717
Participant contributions at beginning of year2022-12-31$3,134,073
Participant contributions at beginning of year2022-12-31$777
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,549,175
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$417
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$112,769
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$176,578
Other income not declared elsewhere2022-12-31$731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,193,635
Value of net assets at end of year (total assets less liabilities)2022-12-31$122,100,765
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$140,294,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$31,185,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$35,421,381
Value of interest in pooled separate accounts at end of year2022-12-31$4,971,037
Value of interest in pooled separate accounts at beginning of year2022-12-31$7,872,008
Interest on participant loans2022-12-31$199,674
Interest earned on other investments2022-12-31$115,540
Value of interest in common/collective trusts at end of year2022-12-31$74,231,786
Value of interest in common/collective trusts at beginning of year2022-12-31$87,447,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,119,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,108,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,565,505
Net investment gain/loss from pooled separate accounts2022-12-31$-2,540,653
Net investment gain or loss from common/collective trusts2022-12-31$-15,144,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,407,501
Employer contributions (assets) at end of year2022-12-31$213,553
Employer contributions (assets) at beginning of year2022-12-31$309,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,059,367
Contract administrator fees2022-12-31$314,615
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLC
Accountancy firm EIN2022-12-31390758449
2021 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$39,872,359
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,260,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,065,047
Expenses. Certain deemed distributions of participant loans2021-12-31$20,208
Value of total corrective distributions2021-12-31$17,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$21,917,728
Value of total assets at end of year2021-12-31$140,294,400
Value of total assets at beginning of year2021-12-31$112,682,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$158,271
Total interest from all sources2021-12-31$269,746
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$397,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$397,044
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$17,187,287
Participant contributions at end of year2021-12-31$3,134,073
Participant contributions at beginning of year2021-12-31$3,033,298
Participant contributions at end of year2021-12-31$777
Participant contributions at beginning of year2021-12-31$167,003
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,526,816
Other income not declared elsewhere2021-12-31$1,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$27,611,689
Value of net assets at end of year (total assets less liabilities)2021-12-31$140,294,400
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$112,682,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$35,421,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,407,751
Value of interest in pooled separate accounts at end of year2021-12-31$7,872,008
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,467,012
Interest on participant loans2021-12-31$180,224
Interest earned on other investments2021-12-31$89,522
Value of interest in common/collective trusts at end of year2021-12-31$87,447,773
Value of interest in common/collective trusts at beginning of year2021-12-31$67,934,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,108,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,355,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,944,391
Net investment gain/loss from pooled separate accounts2021-12-31$1,544,241
Net investment gain or loss from common/collective trusts2021-12-31$10,798,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,203,625
Employer contributions (assets) at end of year2021-12-31$309,593
Employer contributions (assets) at beginning of year2021-12-31$317,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,065,047
Contract administrator fees2021-12-31$158,271
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI, LLP
Accountancy firm EIN2021-12-31390758449
2020 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$34,948,199
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,906,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,663,639
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$85,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$20,461,636
Value of total assets at end of year2020-12-31$112,682,711
Value of total assets at beginning of year2020-12-31$83,640,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$157,277
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$281,256
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$348,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$348,887
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$15,721,479
Participant contributions at end of year2020-12-31$3,033,298
Participant contributions at beginning of year2020-12-31$3,074,745
Participant contributions at end of year2020-12-31$167,003
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,661,443
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$10,968
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$357
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$29,041,928
Value of net assets at end of year (total assets less liabilities)2020-12-31$112,682,711
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$83,640,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,407,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,927,322
Value of interest in pooled separate accounts at end of year2020-12-31$6,467,012
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,936,138
Interest on participant loans2020-12-31$186,481
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$94,775
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$67,934,521
Value of interest in common/collective trusts at beginning of year2020-12-31$52,504,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,355,797
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,039,460
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,819,965
Net investment gain/loss from pooled separate accounts2020-12-31$1,360,346
Net investment gain or loss from common/collective trusts2020-12-31$8,675,752
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,078,714
Employer contributions (assets) at end of year2020-12-31$317,329
Employer contributions (assets) at beginning of year2020-12-31$158,524
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,652,671
Contract administrator fees2020-12-31$157,277
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI, LLP
Accountancy firm EIN2020-12-31390758449
2019 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$34,079,600
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,154,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,064,375
Expenses. Certain deemed distributions of participant loans2019-12-31$21,907
Value of total corrective distributions2019-12-31$21,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$21,083,661
Value of total assets at end of year2019-12-31$83,640,783
Value of total assets at beginning of year2019-12-31$57,715,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$46,902
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$195,145
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$285,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$285,506
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$10,442,583
Participant contributions at end of year2019-12-31$3,074,745
Participant contributions at beginning of year2019-12-31$2,486,131
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$70,559
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,224,721
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$3,522
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$21,485
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$25,925,185
Value of net assets at end of year (total assets less liabilities)2019-12-31$83,640,783
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$57,715,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,927,322
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,123,405
Value of interest in pooled separate accounts at end of year2019-12-31$3,936,138
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,177,932
Interest on participant loans2019-12-31$156,926
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$38,219
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$52,504,594
Value of interest in common/collective trusts at beginning of year2019-12-31$35,807,322
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,039,460
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,810,466
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,507,607
Net investment gain/loss from pooled separate accounts2019-12-31$823,391
Net investment gain or loss from common/collective trusts2019-12-31$8,162,805
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,416,357
Employer contributions (assets) at end of year2019-12-31$158,524
Employer contributions (assets) at beginning of year2019-12-31$239,783
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,060,853
Contract administrator fees2019-12-31$46,902
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI, LLP
Accountancy firm EIN2019-12-31390758449
2018 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,263,264
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,689,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,626,663
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,245,543
Value of total assets at end of year2018-12-31$57,715,598
Value of total assets at beginning of year2018-12-31$58,141,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,759
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$141,118
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$243,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$243,153
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$9,163,440
Participant contributions at end of year2018-12-31$2,486,131
Participant contributions at beginning of year2018-12-31$2,321,647
Participant contributions at end of year2018-12-31$70,559
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,847,415
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$6,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$239
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-426,158
Value of net assets at end of year (total assets less liabilities)2018-12-31$57,715,598
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$58,141,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,123,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,606,300
Value of interest in pooled separate accounts at end of year2018-12-31$2,177,932
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,662,657
Interest on participant loans2018-12-31$141,118
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$35,807,322
Value of interest in common/collective trusts at beginning of year2018-12-31$39,197,902
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,810,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,285,595
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,347,315
Net investment gain/loss from pooled separate accounts2018-12-31$3,116
Net investment gain or loss from common/collective trusts2018-12-31$-3,022,590
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,234,688
Employer contributions (assets) at end of year2018-12-31$239,783
Employer contributions (assets) at beginning of year2018-12-31$67,655
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,620,663
Contract administrator fees2018-12-31$62,759
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI, LLP
Accountancy firm EIN2018-12-31390758449
2017 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$35,687,400
Total of all expenses incurred2017-12-31$4,254,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,192,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$28,790,421
Value of total assets at end of year2017-12-31$58,141,756
Value of total assets at beginning of year2017-12-31$26,708,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$61,147
Total interest from all sources2017-12-31$91,208
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$374,196
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$374,196
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,049,570
Participant contributions at end of year2017-12-31$2,321,647
Participant contributions at beginning of year2017-12-31$824,424
Participant contributions at beginning of year2017-12-31$126,164
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,462,905
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$31,433,366
Value of net assets at end of year (total assets less liabilities)2017-12-31$58,141,756
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$26,708,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,606,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,774,212
Value of interest in pooled separate accounts at end of year2017-12-31$1,662,657
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,266,580
Interest on participant loans2017-12-31$91,208
Value of interest in common/collective trusts at end of year2017-12-31$39,197,902
Value of interest in common/collective trusts at beginning of year2017-12-31$17,051,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,285,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$549,992
Net investment gain or loss from common/collective trusts2017-12-31$6,431,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,277,946
Employer contributions (assets) at end of year2017-12-31$67,655
Employer contributions (assets) at beginning of year2017-12-31$115,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,192,887
Contract administrator fees2017-12-31$61,147
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI, LLP.
Accountancy firm EIN2017-12-31390758449
2016 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$8,895,238
Total of all expenses incurred2016-12-31$1,103,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,077,911
Value of total corrective distributions2016-12-31$708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,151,634
Value of total assets at end of year2016-12-31$26,708,390
Value of total assets at beginning of year2016-12-31$18,916,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,587
Total interest from all sources2016-12-31$44,019
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$101,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$101,723
Administrative expenses professional fees incurred2016-12-31$24,587
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,139,500
Participant contributions at end of year2016-12-31$824,424
Participant contributions at beginning of year2016-12-31$753,159
Participant contributions at end of year2016-12-31$126,164
Participant contributions at beginning of year2016-12-31$112,875
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,350,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,792,032
Value of net assets at end of year (total assets less liabilities)2016-12-31$26,708,390
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,916,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,774,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,410,321
Value of interest in pooled separate accounts at end of year2016-12-31$1,266,580
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,024,750
Interest on participant loans2016-12-31$38,550
Interest earned on other investments2016-12-31$5,469
Value of interest in common/collective trusts at end of year2016-12-31$17,051,857
Value of interest in common/collective trusts at beginning of year2016-12-31$13,224,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$549,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$308,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$482,665
Net investment gain/loss from pooled separate accounts2016-12-31$34,025
Net investment gain or loss from common/collective trusts2016-12-31$1,081,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$661,173
Employer contributions (assets) at end of year2016-12-31$115,161
Employer contributions (assets) at beginning of year2016-12-31$82,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,077,911
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI, LLP.
Accountancy firm EIN2016-12-31390758449
2015 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$70,003
Total income from all sources (including contributions)2015-12-31$5,405,371
Total of all expenses incurred2015-12-31$1,447,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,411,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,645,716
Value of total assets at end of year2015-12-31$18,916,358
Value of total assets at beginning of year2015-12-31$15,028,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$36,034
Total interest from all sources2015-12-31$29,291
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$90,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$90,771
Administrative expenses professional fees incurred2015-12-31$36,034
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,537,925
Participant contributions at end of year2015-12-31$753,159
Participant contributions at beginning of year2015-12-31$524,085
Participant contributions at end of year2015-12-31$112,875
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$493,471
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$70,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,958,046
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,916,358
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,958,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,410,321
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,669,663
Value of interest in pooled separate accounts at end of year2015-12-31$2,024,750
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,548,813
Interest on participant loans2015-12-31$26,321
Interest earned on other investments2015-12-31$2,970
Value of interest in common/collective trusts at end of year2015-12-31$13,224,372
Value of interest in common/collective trusts at beginning of year2015-12-31$11,110,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$308,759
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$94,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-119,264
Net investment gain/loss from pooled separate accounts2015-12-31$-12,327
Net investment gain or loss from common/collective trusts2015-12-31$-228,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$614,320
Employer contributions (assets) at end of year2015-12-31$82,122
Employer contributions (assets) at beginning of year2015-12-31$80,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,411,291
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WIPFLI, LLP.
Accountancy firm EIN2015-12-31390758449
2014 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$70,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$40,139
Total income from all sources (including contributions)2014-12-31$5,563,265
Total of all expenses incurred2014-12-31$1,205,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,184,574
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$2,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,838,396
Value of total assets at end of year2014-12-31$15,028,315
Value of total assets at beginning of year2014-12-31$10,640,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,061
Total interest from all sources2014-12-31$22,332
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$18,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$18,124
Administrative expenses professional fees incurred2014-12-31$19,061
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,134,583
Participant contributions at end of year2014-12-31$524,085
Participant contributions at beginning of year2014-12-31$356,509
Participant contributions at beginning of year2014-12-31$115,722
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,267,486
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$70,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$40,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,357,604
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,958,312
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,600,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,669,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$520,832
Value of interest in pooled separate accounts at end of year2014-12-31$1,548,813
Value of interest in pooled separate accounts at beginning of year2014-12-31$722,273
Interest on participant loans2014-12-31$21,319
Interest earned on other investments2014-12-31$1,013
Value of interest in common/collective trusts at end of year2014-12-31$11,110,528
Value of interest in common/collective trusts at beginning of year2014-12-31$8,813,423
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$94,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$37,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$27,360
Net investment gain/loss from pooled separate accounts2014-12-31$108,615
Net investment gain or loss from common/collective trusts2014-12-31$548,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$436,327
Employer contributions (assets) at end of year2014-12-31$80,228
Employer contributions (assets) at beginning of year2014-12-31$74,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,184,574
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WIPFLI LLP
Accountancy firm EIN2014-12-31390758449
2013 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$40,139
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$23,575
Total income from all sources (including contributions)2013-12-31$5,026,344
Total of all expenses incurred2013-12-31$532,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$479,088
Expenses. Certain deemed distributions of participant loans2013-12-31$34,080
Value of total corrective distributions2013-12-31$7,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,410,655
Value of total assets at end of year2013-12-31$10,640,847
Value of total assets at beginning of year2013-12-31$6,130,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,028
Total interest from all sources2013-12-31$44,979
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$663
Administrative expenses professional fees incurred2013-12-31$12,028
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,585,391
Participant contributions at end of year2013-12-31$356,509
Participant contributions at beginning of year2013-12-31$216,643
Participant contributions at end of year2013-12-31$115,722
Participant contributions at beginning of year2013-12-31$92,590
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$459,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$40,139
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$23,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,493,355
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,600,708
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,107,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$520,832
Value of interest in pooled separate accounts at end of year2013-12-31$722,273
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,247,999
Interest on participant loans2013-12-31$12,340
Interest earned on other investments2013-12-31$32,639
Value of interest in common/collective trusts at end of year2013-12-31$8,813,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$37,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,504,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,185
Net investment gain/loss from pooled separate accounts2013-12-31$1,309,247
Net investment gain or loss from common/collective trusts2013-12-31$251,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$366,042
Employer contributions (assets) at end of year2013-12-31$74,882
Employer contributions (assets) at beginning of year2013-12-31$69,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$479,088
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ELKO & ASSOCIATES LTD.
Accountancy firm EIN2013-12-31233063393
2012 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$23,575
Total income from all sources (including contributions)2012-12-31$2,717,148
Total of all expenses incurred2012-12-31$169,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$164,258
Expenses. Certain deemed distributions of participant loans2012-12-31$3,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,250,943
Value of total assets at end of year2012-12-31$6,130,928
Value of total assets at beginning of year2012-12-31$3,559,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,820
Total interest from all sources2012-12-31$38,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,820
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,670,475
Participant contributions at end of year2012-12-31$216,643
Participant contributions at beginning of year2012-12-31$219,545
Participant contributions at end of year2012-12-31$92,590
Participant contributions at beginning of year2012-12-31$35,903
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$321,149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$23,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,547,422
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,107,353
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,559,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,247,999
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,398,664
Interest on participant loans2012-12-31$8,836
Interest earned on other investments2012-12-31$29,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,504,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$898,285
Net investment gain/loss from pooled separate accounts2012-12-31$427,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$259,319
Employer contributions (assets) at end of year2012-12-31$69,429
Employer contributions (assets) at beginning of year2012-12-31$4,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$164,258
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31YODICE AND COMPANY, P.C.
Accountancy firm EIN2012-12-31223204269
2011 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,092,408
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$320,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$275,162
Value of total corrective distributions2011-12-31$43,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,183,089
Value of total assets at end of year2011-12-31$3,559,931
Value of total assets at beginning of year2011-12-31$2,787,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,375
Total interest from all sources2011-12-31$7,966
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,375
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$954,134
Participant contributions at end of year2011-12-31$219,545
Participant contributions at beginning of year2011-12-31$168,710
Participant contributions at end of year2011-12-31$35,903
Participant contributions at beginning of year2011-12-31$23,864
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$92,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$772,249
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,559,931
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,787,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$2,398,664
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,102,521
Interest on participant loans2011-12-31$7,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$247
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$898,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$492,340
Net investment gain/loss from pooled separate accounts2011-12-31$20,698
Net gain/loss from 103.12 investment entities2011-12-31$-119,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$136,679
Employer contributions (assets) at end of year2011-12-31$4,292
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$275,162
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SIMONTACCHI MILLER & DE ANGELIS, PA
Accountancy firm EIN2011-12-31223123730
2010 : HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,280,547
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$90,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$62,022
Value of total corrective distributions2010-12-31$27,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,007,341
Value of total assets at end of year2010-12-31$2,787,682
Value of total assets at beginning of year2010-12-31$1,597,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$875
Total interest from all sources2010-12-31$3,058
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$875
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$552,398
Participant contributions at end of year2010-12-31$168,710
Participant contributions at beginning of year2010-12-31$17,328
Participant contributions at end of year2010-12-31$23,864
Participant contributions at beginning of year2010-12-31$16,597
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$443,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,190,127
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,787,682
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,597,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,102,521
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,246,852
Interest on participant loans2010-12-31$3,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$247
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$492,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$316,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$259,851
Net investment gain/loss from pooled separate accounts2010-12-31$10,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$11,046
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$62,022
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SIMONTACCHI MILLER & DE ANGELIS, PA
Accountancy firm EIN2010-12-31223123730

Form 5500 Responses for HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST

2022: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HOMEBRIDGE FINANCIAL SERVICES 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460409
Policy instance 2
Insurance contract or identification number460409
Number of Individuals Covered2150
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2150
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460409
Policy instance 2
Insurance contract or identification number460409
Number of Individuals Covered2696
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2696
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2650
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460409
Policy instance 2
Insurance contract or identification number460409
Number of Individuals Covered2650
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460409
Policy instance 2
Insurance contract or identification number460409
Number of Individuals Covered2537
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2537
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2356
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $144
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees144
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460409
Policy instance 2
Insurance contract or identification number460409
Number of Individuals Covered2356
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $186
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees186
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953/460409
Policy instance 2
Insurance contract or identification number613953/460409
Number of Individuals Covered2812
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,186
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1186
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?5
Insurance broker namePLANNED RETIREMENT CONSULTANTS
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number93937
Policy instance 1
Insurance contract or identification number93937
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953/460409
Policy instance 2
Insurance contract or identification number613953/460409
Number of Individuals Covered1544
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,463
Total amount of fees paid to insurance companyUSD $542
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,345
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameLPL FINANCIAL CORPORATION
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number93937
Policy instance 1
Insurance contract or identification number93937
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number93937
Policy instance 1
Insurance contract or identification number93937
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953/460409
Policy instance 2
Insurance contract or identification number613953/460409
Number of Individuals Covered519
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,354
Total amount of fees paid to insurance companyUSD $377
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,354
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker namePLANNED RETIREMENT CONSULTANTS
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number93937
Policy instance 1
Insurance contract or identification number93937
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953/460409
Policy instance 3
Insurance contract or identification number613953/460409
Number of Individuals Covered1108
Insurance policy start date2013-12-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $46,986
Total amount of fees paid to insurance companyUSD $451
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $46,986
Amount paid for insurance broker fees451
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1899
Policy instance 2
Insurance contract or identification numberGH1899
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $83,121
Total amount of fees paid to insurance companyUSD $3,353
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $83,121
Insurance broker organization code?3
Amount paid for insurance broker fees641
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker namePLANNED RETIREMENT CONSULTANTS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1899
Policy instance 2
Insurance contract or identification numberGH1899
Number of Individuals Covered344
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $50,121
Total amount of fees paid to insurance companyUSD $1,968
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $50,121
Insurance broker organization code?3
Amount paid for insurance broker fees1968
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameCONSULTING ACTUARIES INC.
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )
Policy contract number93937
Policy instance 1
Insurance contract or identification number93937
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $24,360
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $24,360
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1899
Policy instance 1
Insurance contract or identification numberGH1899
Number of Individuals Covered247
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $33,580
Total amount of fees paid to insurance companyUSD $1,434
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1899
Policy instance 1
Insurance contract or identification numberGH1899
Number of Individuals Covered176
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $19,568
Total amount of fees paid to insurance companyUSD $856
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,568
Insurance broker organization code?3
Amount paid for insurance broker fees856
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameCONSULTING ACTUARIES INC.

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