401k Plan data: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN plan

ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 401k Plan overview

Plan Name	ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN
Plan identification number	002

ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ROTH & SPELLMAN LLP has sponsored the creation of one or more 401k plans.

Company Name: ROTH & SPELLMAN LLP

Employer identification number (EIN): 223213535

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 CARL ROTH
002 2016-01-01 CARL ROTH
002 2015-01-01 CARL ROTH
002 2014-01-01 CARL ROTH
002 2013-01-01 CARL ROTH
002 2012-01-01 CARL ROTH
002 2011-01-01 CARL ROTH
002 2009-01-01 CARL ROTH
002 2009-01-01 CARL ROTH

Plan Statistics for ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN

401k plan membership statisitcs for ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN

Measure Date Value
2023: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 4
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 4
Number of participants with account balances 2023-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 4
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 4
Number of participants with account balances 2022-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 4
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 4
Number of participants with account balances 2021-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 4
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 4
Number of participants with account balances 2020-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 4
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 4
Number of participants with account balances 2019-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 4
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 4
Number of participants with account balances 2018-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 4
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 4
Number of participants with account balances 2017-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 4
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 4
Number of participants with account balances 2016-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 4
Number of participants with account balances 2015-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4
Number of participants with account balances 2012-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 4
Number of participants with account balances 2011-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2023: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	4
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	4
Number of participants with account balances	2023-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	4
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	4
Number of participants with account balances	2022-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	4
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	4
Number of participants with account balances	2021-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	4
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	4
Number of participants with account balances	2020-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	4
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	4
Number of participants with account balances	2019-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	4
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	4
Number of participants with account balances	2018-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	4
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	4
Number of participants with account balances	2017-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	4
Number of participants with account balances	2016-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	4
Number of participants with account balances	2015-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4
Number of participants with account balances	2012-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	4
Number of participants with account balances	2011-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN

Measure	Date	Value
2023 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2023 401k financial data
Total income from all sources	2023-12-31	$584,702
Expenses. Total of all expenses incurred	2023-12-31	$33,090
Benefits paid (including direct rollovers)	2023-12-31	$32,900
Total plan assets at end of year	2023-12-31	$2,930,709
Total plan assets at beginning of year	2023-12-31	$2,379,097
Value of fidelity bond covering the plan	2023-12-31	$3,000,000
Total contributions received or receivable from participants	2023-12-31	$71,940
Expenses. Other expenses not covered elsewhere	2023-12-31	$190
Other income received	2023-12-31	$512,762
Net income (gross income less expenses)	2023-12-31	$551,612
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$2,930,709
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$2,379,097
Assets. Value of participant loans	2023-12-31	$10,877
2022 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-283,654
Expenses. Total of all expenses incurred	2022-12-31	$41,590
Benefits paid (including direct rollovers)	2022-12-31	$41,200
Total plan assets at end of year	2022-12-31	$2,379,097
Total plan assets at beginning of year	2022-12-31	$2,704,341
Total contributions received or receivable from participants	2022-12-31	$55,414
Expenses. Other expenses not covered elsewhere	2022-12-31	$390
Other income received	2022-12-31	$-349,939
Net income (gross income less expenses)	2022-12-31	$-325,244
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,379,097
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,704,341
Assets. Value of participant loans	2022-12-31	$14,633
Total contributions received or receivable from employer(s)	2022-12-31	$10,871
2021 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$513,509
Expenses. Total of all expenses incurred	2021-12-31	$33,468
Benefits paid (including direct rollovers)	2021-12-31	$33,300
Total plan assets at end of year	2021-12-31	$2,704,341
Total plan assets at beginning of year	2021-12-31	$2,224,300
Value of fidelity bond covering the plan	2021-12-31	$3,000,000
Total contributions received or receivable from participants	2021-12-31	$56,235
Expenses. Other expenses not covered elsewhere	2021-12-31	$168
Other income received	2021-12-31	$437,254
Net income (gross income less expenses)	2021-12-31	$480,041
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,704,341
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$2,224,300
Assets. Value of participant loans	2021-12-31	$17,935
Total contributions received or receivable from employer(s)	2021-12-31	$20,020
2020 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$338,132
Expenses. Total of all expenses incurred	2020-12-31	$442
Total plan assets at end of year	2020-12-31	$2,224,300
Total plan assets at beginning of year	2020-12-31	$1,886,610
Value of fidelity bond covering the plan	2020-12-31	$3,000,000
Total contributions received or receivable from participants	2020-12-31	$58,309
Expenses. Other expenses not covered elsewhere	2020-12-31	$442
Other income received	2020-12-31	$257,611
Net income (gross income less expenses)	2020-12-31	$337,690
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$2,224,300
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,886,610
Total contributions received or receivable from employer(s)	2020-12-31	$22,212
2019 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$463,193
Expenses. Total of all expenses incurred	2019-12-31	$17,103
Benefits paid (including direct rollovers)	2019-12-31	$16,850
Total plan assets at end of year	2019-12-31	$1,886,610
Total plan assets at beginning of year	2019-12-31	$1,440,520
Total contributions received or receivable from participants	2019-12-31	$55,723
Expenses. Other expenses not covered elsewhere	2019-12-31	$253
Other income received	2019-12-31	$388,470
Net income (gross income less expenses)	2019-12-31	$446,090
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,886,610
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,440,520
Total contributions received or receivable from employer(s)	2019-12-31	$19,000
2018 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-86,979
Expenses. Total of all expenses incurred	2018-12-31	$20,328
Benefits paid (including direct rollovers)	2018-12-31	$20,110
Total plan assets at end of year	2018-12-31	$1,440,520
Total plan assets at beginning of year	2018-12-31	$1,547,827
Total contributions received or receivable from participants	2018-12-31	$54,781
Expenses. Other expenses not covered elsewhere	2018-12-31	$218
Other income received	2018-12-31	$-153,760
Net income (gross income less expenses)	2018-12-31	$-107,307
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,440,520
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,547,827
Total contributions received or receivable from employer(s)	2018-12-31	$12,000
2017 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$227,819
Expenses. Total of all expenses incurred	2017-12-31	$17,827
Benefits paid (including direct rollovers)	2017-12-31	$17,600
Total plan assets at end of year	2017-12-31	$1,547,827
Total plan assets at beginning of year	2017-12-31	$1,337,835
Value of fidelity bond covering the plan	2017-12-31	$300,000
Total contributions received or receivable from participants	2017-12-31	$54,088
Expenses. Other expenses not covered elsewhere	2017-12-31	$227
Other income received	2017-12-31	$166,784
Net income (gross income less expenses)	2017-12-31	$209,992
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,547,827
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,337,835
Total contributions received or receivable from employer(s)	2017-12-31	$6,947
2016 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$157,152
Expenses. Total of all expenses incurred	2016-12-31	$310
Total plan assets at end of year	2016-12-31	$1,337,835
Total plan assets at beginning of year	2016-12-31	$1,180,993
Value of fidelity bond covering the plan	2016-12-31	$300,000
Total contributions received or receivable from participants	2016-12-31	$52,966
Expenses. Other expenses not covered elsewhere	2016-12-31	$310
Other income received	2016-12-31	$85,832
Net income (gross income less expenses)	2016-12-31	$156,842
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,337,835
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,180,993
Total contributions received or receivable from employer(s)	2016-12-31	$18,354
2015 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$69,520
Expenses. Total of all expenses incurred	2015-12-31	$688
Total plan assets at end of year	2015-12-31	$1,180,993
Total plan assets at beginning of year	2015-12-31	$1,112,161
Value of fidelity bond covering the plan	2015-12-31	$300,000
Total contributions received or receivable from participants	2015-12-31	$51,021
Expenses. Other expenses not covered elsewhere	2015-12-31	$688
Other income received	2015-12-31	$12,789
Net income (gross income less expenses)	2015-12-31	$68,832
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,180,993
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,112,161
Total contributions received or receivable from employer(s)	2015-12-31	$5,710
2014 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$114,034
Expenses. Total of all expenses incurred	2014-12-31	$7,761
Benefits paid (including direct rollovers)	2014-12-31	$7,700
Total plan assets at end of year	2014-12-31	$1,112,161
Total plan assets at beginning of year	2014-12-31	$1,005,888
Value of fidelity bond covering the plan	2014-12-31	$300,000
Total contributions received or receivable from participants	2014-12-31	$48,600
Expenses. Other expenses not covered elsewhere	2014-12-31	$61
Other income received	2014-12-31	$56,894
Net income (gross income less expenses)	2014-12-31	$106,273
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,112,161
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,005,888
Total contributions received or receivable from employer(s)	2014-12-31	$8,540
2013 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$130,391
Expenses. Total of all expenses incurred	2013-12-31	$57
Total plan assets at end of year	2013-12-31	$1,005,888
Total plan assets at beginning of year	2013-12-31	$875,554
Value of fidelity bond covering the plan	2013-12-31	$300,000
Total contributions received or receivable from participants	2013-12-31	$48,600
Expenses. Other expenses not covered elsewhere	2013-12-31	$57
Other income received	2013-12-31	$80,562
Net income (gross income less expenses)	2013-12-31	$130,334
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,005,888
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$875,554
Total contributions received or receivable from employer(s)	2013-12-31	$1,229
2012 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$88,371
Expenses. Total of all expenses incurred	2012-12-31	$49
Total plan assets at end of year	2012-12-31	$875,554
Total plan assets at beginning of year	2012-12-31	$787,232
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$46,650
Expenses. Other expenses not covered elsewhere	2012-12-31	$49
Other income received	2012-12-31	$40,679
Net income (gross income less expenses)	2012-12-31	$88,322
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$875,554
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$787,232
Total contributions received or receivable from employer(s)	2012-12-31	$1,042
2011 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-79,803
Expenses. Total of all expenses incurred	2011-12-31	$200
Total plan assets at end of year	2011-12-31	$787,232
Total plan assets at beginning of year	2011-12-31	$867,235
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$46,644
Expenses. Other expenses not covered elsewhere	2011-12-31	$200
Other income received	2011-12-31	$-127,545
Net income (gross income less expenses)	2011-12-31	$-80,003
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$787,232
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$867,235
Total contributions received or receivable from employer(s)	2011-12-31	$1,098
2010 : ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$58,708
Expenses. Total of all expenses incurred	2010-12-31	$14,378
Benefits paid (including direct rollovers)	2010-12-31	$14,213
Total plan assets at end of year	2010-12-31	$867,235
Total plan assets at beginning of year	2010-12-31	$822,905
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$46,600
Expenses. Other expenses not covered elsewhere	2010-12-31	$165
Other income received	2010-12-31	$11,010
Net income (gross income less expenses)	2010-12-31	$44,330
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$867,235
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$822,905
Total contributions received or receivable from employer(s)	2010-12-31	$1,098

Form 5500 Responses for ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN

2023: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROTH AND SPELLMAN LLP EMPLOYEE'S 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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ROTH AND COMPANY, P.C. EMPLOYEE'S PROFIT SHARING TRUST [EIN = 382185992]

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Company Name:	ROTH & SPELLMAN LLP
Employer identification number (EIN):	223213535
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants