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ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 401k Plan overview

Plan NameADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN
Plan identification number 001

ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED TECHNOLOGY SOLUTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ADVANCED TECHNOLOGY SOLUTIONS, INC.
Employer identification number (EIN):223377121
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01JEFFREY WEAN2023-08-07 JEFFREY WEAN2023-08-07
0012021-01-01JOANN WEAN2022-09-01 JOANN WEAN2022-09-01
0012020-01-01JOANN WEAN2021-09-08 JOANN WEAN2021-09-08
0012019-01-01JOANN WEAN2020-10-02 JOANN WEAN2020-10-02
0012018-01-01JOANN WEAN2019-08-29 JOANN WEAN2019-08-29
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JOANN WEAN2013-05-10 JOANN WEAN2013-05-10
0012011-01-01JOANN WEAN2012-04-30 JOANN WEAN2012-04-30
0012010-01-01JOANN WEAN2011-06-29 JOANN WEAN2011-06-29

Plan Statistics for ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN

401k plan membership statisitcs for ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2022: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0139
Total number of active participants reported on line 7a of the Form 55002022-01-0114
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0120
Total of all active and inactive participants2022-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0134
Number of participants with account balances2022-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0153
Total number of active participants reported on line 7a of the Form 55002021-01-0119
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0119
Total of all active and inactive participants2021-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0138
Number of participants with account balances2021-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0161
Total number of active participants reported on line 7a of the Form 55002020-01-0129
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0124
Total of all active and inactive participants2020-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0153
Number of participants with account balances2020-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0165
Total number of active participants reported on line 7a of the Form 55002019-01-0131
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0125
Total of all active and inactive participants2019-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0156
Number of participants with account balances2019-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0157
Total number of active participants reported on line 7a of the Form 55002018-01-0136
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0160
Number of participants with account balances2018-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0158
Total number of active participants reported on line 7a of the Form 55002017-01-0127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0128
Total of all active and inactive participants2017-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0155
Number of participants with account balances2017-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0147
Total number of active participants reported on line 7a of the Form 55002016-01-0133
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0155
Number of participants with account balances2016-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014

Financial Data on ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN

Measure Date Value
2022 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-366,850
Expenses. Total of all expenses incurred2022-12-31$88,569
Benefits paid (including direct rollovers)2022-12-31$88,394
Total plan assets at end of year2022-12-31$1,743,727
Total plan assets at beginning of year2022-12-31$2,199,146
Value of fidelity bond covering the plan2022-12-31$1,000,000
Total contributions received or receivable from participants2022-12-31$84,334
Expenses. Other expenses not covered elsewhere2022-12-31$175
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-483,551
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-455,419
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,743,727
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$2,199,146
Total contributions received or receivable from employer(s)2022-12-31$32,367
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$0
2021 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$554,804
Expenses. Total of all expenses incurred2021-12-31$351,963
Benefits paid (including direct rollovers)2021-12-31$351,713
Total plan assets at end of year2021-12-31$2,199,146
Total plan assets at beginning of year2021-12-31$1,996,305
Value of fidelity bond covering the plan2021-12-31$1,000,000
Total contributions received or receivable from participants2021-12-31$110,604
Expenses. Other expenses not covered elsewhere2021-12-31$250
Contributions received from other sources (not participants or employers)2021-12-31$93,783
Other income received2021-12-31$318,157
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$202,841
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,199,146
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,996,305
Total contributions received or receivable from employer(s)2021-12-31$32,260
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$468,497
Expenses. Total of all expenses incurred2020-12-31$156,590
Benefits paid (including direct rollovers)2020-12-31$156,440
Total plan assets at end of year2020-12-31$1,996,305
Total plan assets at beginning of year2020-12-31$1,684,398
Value of fidelity bond covering the plan2020-12-31$1,000,000
Total contributions received or receivable from participants2020-12-31$83,523
Expenses. Other expenses not covered elsewhere2020-12-31$150
Contributions received from other sources (not participants or employers)2020-12-31$1,919
Other income received2020-12-31$365,696
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$311,907
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,996,305
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,684,398
Total contributions received or receivable from employer(s)2020-12-31$17,359
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$424,131
Expenses. Total of all expenses incurred2019-12-31$72,505
Benefits paid (including direct rollovers)2019-12-31$72,330
Total plan assets at end of year2019-12-31$1,684,398
Total plan assets at beginning of year2019-12-31$1,332,772
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$72,871
Expenses. Other expenses not covered elsewhere2019-12-31$175
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$314,950
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$351,626
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,684,398
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,332,772
Total contributions received or receivable from employer(s)2019-12-31$36,310
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$43,331
Expenses. Total of all expenses incurred2018-12-31$126,825
Benefits paid (including direct rollovers)2018-12-31$126,525
Total plan assets at end of year2018-12-31$1,332,772
Total plan assets at beginning of year2018-12-31$1,416,266
Value of fidelity bond covering the plan2018-12-31$1,000,000
Total contributions received or receivable from participants2018-12-31$101,398
Expenses. Other expenses not covered elsewhere2018-12-31$300
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$0
Noncash contributions received2018-12-31$-79,346
Net income (gross income less expenses)2018-12-31$-83,494
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,332,772
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,416,266
Total contributions received or receivable from employer(s)2018-12-31$21,279
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$413,896
Expenses. Total of all expenses incurred2017-12-31$411,582
Benefits paid (including direct rollovers)2017-12-31$411,207
Total plan assets at end of year2017-12-31$1,416,266
Total plan assets at beginning of year2017-12-31$1,413,952
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$140,012
Expenses. Other expenses not covered elsewhere2017-12-31$375
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$228,359
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$2,314
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,416,266
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,413,952
Total contributions received or receivable from employer(s)2017-12-31$45,525
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$409,220
Expenses. Total of all expenses incurred2016-12-31$158,118
Benefits paid (including direct rollovers)2016-12-31$157,469
Total plan assets at end of year2016-12-31$1,413,952
Total plan assets at beginning of year2016-12-31$1,162,850
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$184,659
Expenses. Other expenses not covered elsewhere2016-12-31$649
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$43,001
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$251,102
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,413,952
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,162,850
Total contributions received or receivable from employer(s)2016-12-31$181,560
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0

Form 5500 Responses for ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN

2022: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ADVANCED TECHNOLOGY SOLUTIONS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered24
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $7,478
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,478
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered29
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $8,502
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,502
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered35
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $6,801
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,257
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered37
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,014
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,014
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered36
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,781
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,781
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHS151
Policy instance 1
Insurance contract or identification numberPHS151
Number of Individuals Covered41
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,398
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5398
Insurance broker organization code?3
Insurance broker nameHD VEST INSURANCE AGENCY LLC

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