THOMSON HORSTMANN & BRYANT, INC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2020 : THB SMALLCAP FUND LLC 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $10,599,095 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $10,599,095 |
| Total transfer of assets to this plan | 2020-12-31 | $6,780,166 |
| Total transfer of assets from this plan | 2020-12-31 | $138,919 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,194,140 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $126,893 |
| Total income from all sources (including contributions) | 2020-12-31 | $12,221,953 |
| Total loss/gain on sale of assets | 2020-12-31 | $1,352,475 |
| Total of all expenses incurred | 2020-12-31 | $293,641 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $53,299,734 |
| Value of total assets at beginning of year | 2020-12-31 | $33,662,928 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $293,641 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $269,576 |
| Administrative expenses professional fees incurred | 2020-12-31 | $71,743 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $788,987 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $52,316 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $1,134,796 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $76,338 |
| Other income not declared elsewhere | 2020-12-31 | $807 |
| Administrative expenses (other) incurred | 2020-12-31 | $3,291 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $59,344 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $50,555 |
| Value of net income/loss | 2020-12-31 | $11,928,312 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $52,105,594 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $33,536,035 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $188,767 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $613,320 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $562,257 |
| Income. Dividends from common stock | 2020-12-31 | $269,576 |
| Contract administrator fees | 2020-12-31 | $29,840 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $51,897,427 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $33,048,355 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2020-12-31 | $26,220,260 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $24,867,785 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | PKF O'CONNOR DAVIES, LLP |
| Accountancy firm EIN | 2020-12-31 | 271728945 |
| 2019 : THB SMALLCAP FUND LLC 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $3,789,515 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $3,789,515 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $126,893 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $122,346 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,746,243 |
| Total loss/gain on sale of assets | 2019-12-31 | $1,466,199 |
| Total of all expenses incurred | 2019-12-31 | $229,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $33,662,928 |
| Value of total assets at beginning of year | 2019-12-31 | $28,141,770 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $229,632 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $488,353 |
| Administrative expenses professional fees incurred | 2019-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $52,316 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $10,421 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $76,338 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $69,315 |
| Other income not declared elsewhere | 2019-12-31 | $2,176 |
| Administrative expenses (other) incurred | 2019-12-31 | $2,109 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $50,555 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $53,031 |
| Value of net income/loss | 2019-12-31 | $5,516,611 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $33,536,035 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $28,019,424 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $154,461 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $562,257 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $157,176 |
| Income. Dividends from common stock | 2019-12-31 | $488,353 |
| Contract administrator fees | 2019-12-31 | $5,612 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $33,048,355 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $27,974,173 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2019-12-31 | $2,907,096 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $1,440,897 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | PKF O'CONNOR DAVIES, LLP |
| Accountancy firm EIN | 2019-12-31 | 271728945 |
| 2018 : THB SMALLCAP FUND LLC 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-8,021,971 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-8,021,971 |
| Total transfer of assets from this plan | 2018-12-31 | $6,858,979 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $122,346 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $984,823 |
| Total income from all sources (including contributions) | 2018-12-31 | $-2,959,560 |
| Total loss/gain on sale of assets | 2018-12-31 | $4,630,999 |
| Total of all expenses incurred | 2018-12-31 | $247,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $28,141,770 |
| Value of total assets at beginning of year | 2018-12-31 | $39,070,179 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $247,393 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $421,989 |
| Administrative expenses professional fees incurred | 2018-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $10,421 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $31,798 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $69,315 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $276,963 |
| Other income not declared elsewhere | 2018-12-31 | $9,423 |
| Administrative expenses (other) incurred | 2018-12-31 | $2,632 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $53,031 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $707,860 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $242 |
| Value of net income/loss | 2018-12-31 | $-3,206,953 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $28,019,424 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $38,085,356 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $158,551 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $157,176 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $933,209 |
| Income. Dividends from common stock | 2018-12-31 | $421,989 |
| Contract administrator fees | 2018-12-31 | $18,760 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $27,974,173 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $38,104,930 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2018-12-31 | $21,021,878 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $16,390,879 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | KPMG LLP |
| Accountancy firm EIN | 2018-12-31 | 135565207 |
| 2017 : THB SMALLCAP FUND LLC 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $2,867,798 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $2,867,798 |
| Total transfer of assets from this plan | 2017-12-31 | $4,597,380 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $984,823 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,552,923 |
| Total income from all sources (including contributions) | 2017-12-31 | $5,470,325 |
| Total loss/gain on sale of assets | 2017-12-31 | $2,229,534 |
| Total of all expenses incurred | 2017-12-31 | $281,516 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $39,070,179 |
| Value of total assets at beginning of year | 2017-12-31 | $39,046,850 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $281,516 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $371,191 |
| Administrative expenses professional fees incurred | 2017-12-31 | $83,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $31,798 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $34,388 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $276,963 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $1,495,183 |
| Other income not declared elsewhere | 2017-12-31 | $1,802 |
| Administrative expenses (other) incurred | 2017-12-31 | $2,830 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $707,860 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $57,740 |
| Total non interest bearing cash at end of year | 2017-12-31 | $242 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $35 |
| Value of net income/loss | 2017-12-31 | $5,188,809 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $38,085,356 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $37,493,927 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $171,933 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $933,209 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $248,308 |
| Income. Dividends from common stock | 2017-12-31 | $371,191 |
| Contract administrator fees | 2017-12-31 | $23,753 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $38,104,930 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $38,764,119 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-12-31 | $12,544,355 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $10,314,821 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | KPMG LLP |
| Accountancy firm EIN | 2017-12-31 | 135565207 |
| 2016 : THB SMALLCAP FUND LLC 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $5,160,565 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $5,160,565 |
| Total transfer of assets to this plan | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $19,315,957 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,552,923 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,683,635 |
| Total income from all sources (including contributions) | 2016-12-31 | $8,379,163 |
| Total loss/gain on sale of assets | 2016-12-31 | $2,783,440 |
| Total of all expenses incurred | 2016-12-31 | $381,565 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $39,046,850 |
| Value of total assets at beginning of year | 2016-12-31 | $50,495,921 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $381,565 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $432,871 |
| Administrative expenses professional fees incurred | 2016-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $34,388 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $36,242 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $1,495,183 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $1,555,012 |
| Other income not declared elsewhere | 2016-12-31 | $2,287 |
| Administrative expenses (other) incurred | 2016-12-31 | $4,726 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $57,740 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $128,623 |
| Total non interest bearing cash at end of year | 2016-12-31 | $35 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
| Value of net income/loss | 2016-12-31 | $7,997,598 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $37,493,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $48,812,286 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $274,215 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $248,308 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,001,304 |
| Income. Dividends from common stock | 2016-12-31 | $432,871 |
| Contract administrator fees | 2016-12-31 | $35,174 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $38,764,119 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $49,458,375 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-12-31 | $42,237,728 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $39,454,288 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | KPMG LLP |
| Accountancy firm EIN | 2016-12-31 | 135565207 |
| 2015 : THB SMALLCAP FUND LLC 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-5,429,940 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-5,429,940 |
| Total transfer of assets to this plan | 2015-12-31 | $285,600 |
| Total transfer of assets from this plan | 2015-12-31 | $17,939,242 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,683,635 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,203,812 |
| Total income from all sources (including contributions) | 2015-12-31 | $-1,834,303 |
| Total loss/gain on sale of assets | 2015-12-31 | $2,946,142 |
| Total of all expenses incurred | 2015-12-31 | $685,677 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $50,495,921 |
| Value of total assets at beginning of year | 2015-12-31 | $70,189,720 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $685,677 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $640,215 |
| Administrative expenses professional fees incurred | 2015-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $36,242 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $614,835 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $1,555,012 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $1,203,812 |
| Other income not declared elsewhere | 2015-12-31 | $9,280 |
| Administrative expenses (other) incurred | 2015-12-31 | $7,974 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $128,623 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $4,098 |
| Value of net income/loss | 2015-12-31 | $-2,519,980 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $48,812,286 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $68,985,908 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $578,975 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,001,304 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $657,455 |
| Income. Dividends from common stock | 2015-12-31 | $640,215 |
| Contract administrator fees | 2015-12-31 | $31,278 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $49,458,375 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $68,913,332 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $96,018,137 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $93,071,995 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | KPMG LLP |
| Accountancy firm EIN | 2015-12-31 | 135565207 |
| 2014 : THB SMALLCAP FUND LLC 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-11,982,991 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-11,982,991 |
| Total transfer of assets from this plan | 2014-12-31 | $6,364,363 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,203,812 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,366,006 |
| Total income from all sources (including contributions) | 2014-12-31 | $-317,306 |
| Total loss/gain on sale of assets | 2014-12-31 | $11,106,196 |
| Total of all expenses incurred | 2014-12-31 | $757,884 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $70,189,720 |
| Value of total assets at beginning of year | 2014-12-31 | $77,791,467 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $757,884 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $545,342 |
| Administrative expenses professional fees incurred | 2014-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $614,835 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $602,228 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $1,203,812 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,366,006 |
| Other income not declared elsewhere | 2014-12-31 | $14,147 |
| Administrative expenses (other) incurred | 2014-12-31 | $6,712 |
| Total non interest bearing cash at end of year | 2014-12-31 | $4,098 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Value of net income/loss | 2014-12-31 | $-1,075,190 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $68,985,908 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $76,425,461 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $648,925 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $657,455 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $932,689 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $932,689 |
| Income. Dividends from common stock | 2014-12-31 | $545,342 |
| Contract administrator fees | 2014-12-31 | $34,797 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $68,913,332 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $76,256,550 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-12-31 | $60,689,155 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $49,582,959 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | KPMG LLP |
| Accountancy firm EIN | 2014-12-31 | 135565207 |
| 2013 : THB SMALLCAP FUND LLC 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $12,169,765 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $12,169,765 |
| Total transfer of assets to this plan | 2013-12-31 | $100,600 |
| Total transfer of assets from this plan | 2013-12-31 | $4,674,569 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,366,006 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $846,711 |
| Total income from all sources (including contributions) | 2013-12-31 | $23,656,146 |
| Total loss/gain on sale of assets | 2013-12-31 | $10,909,779 |
| Total of all expenses incurred | 2013-12-31 | $745,803 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $77,791,467 |
| Value of total assets at beginning of year | 2013-12-31 | $58,935,798 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $745,803 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $576,602 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $5,518 |
| Administrative expenses professional fees incurred | 2013-12-31 | $67,450 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $602,228 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $89,270 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,366,006 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $846,711 |
| Administrative expenses (other) incurred | 2013-12-31 | $5,818 |
| Value of net income/loss | 2013-12-31 | $22,910,343 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $76,425,461 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $58,089,087 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $639,213 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,036,052 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $932,689 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $8,063 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $8,063 |
| Income. Dividends from common stock | 2013-12-31 | $571,084 |
| Contract administrator fees | 2013-12-31 | $33,322 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $76,256,550 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $57,802,413 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $47,597,544 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $36,687,765 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 135565207 |
| 2012 : THB SMALLCAP FUND LLC 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $2,188,624 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $2,188,624 |
| Total transfer of assets to this plan | 2012-12-31 | $2,694,800 |
| Total transfer of assets from this plan | 2012-12-31 | $3,321,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $846,711 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $10,877,997 |
| Total income from all sources (including contributions) | 2012-12-31 | $8,856,326 |
| Total loss/gain on sale of assets | 2012-12-31 | $5,893,556 |
| Total of all expenses incurred | 2012-12-31 | $616,518 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $58,935,798 |
| Value of total assets at beginning of year | 2012-12-31 | $61,353,476 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $616,518 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $774,146 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,410 |
| Administrative expenses professional fees incurred | 2012-12-31 | $66,325 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $89,270 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $9,165,515 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $846,711 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $10,877,997 |
| Other income not declared elsewhere | 2012-12-31 | $0 |
| Administrative expenses (other) incurred | 2012-12-31 | $8,076 |
| Total non interest bearing cash at end of year | 2012-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
| Value of net income/loss | 2012-12-31 | $8,239,808 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $58,089,087 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $50,475,479 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $514,781 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,036,052 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,433,388 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $8,063 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $0 |
| Income. Dividends from common stock | 2012-12-31 | $771,736 |
| Contract administrator fees | 2012-12-31 | $27,336 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $57,802,413 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $49,754,573 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $36,373,026 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $30,479,470 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 135565207 |
| 2011 : THB SMALLCAP FUND LLC 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-9,338,499 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-9,338,499 |
| Total transfer of assets to this plan | 2011-12-31 | $1,693,400 |
| Total transfer of assets from this plan | 2011-12-31 | $21,665,403 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $10,877,997 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,757,797 |
| Total income from all sources (including contributions) | 2011-12-31 | $-8,726,968 |
| Total loss/gain on sale of assets | 2011-12-31 | $241,831 |
| Total of all expenses incurred | 2011-12-31 | $676,110 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $61,353,476 |
| Value of total assets at beginning of year | 2011-12-31 | $81,608,357 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $676,110 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $364,308 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $6,828 |
| Administrative expenses professional fees incurred | 2011-12-31 | $75,638 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $9,165,515 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $291,361 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $10,877,997 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,757,797 |
| Other income not declared elsewhere | 2011-12-31 | $5,392 |
| Administrative expenses (other) incurred | 2011-12-31 | $9,929 |
| Total non interest bearing cash at end of year | 2011-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $11,064 |
| Value of net income/loss | 2011-12-31 | $-9,403,078 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $50,475,479 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $79,850,560 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $554,780 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,433,388 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,631,110 |
| Income. Dividends from common stock | 2011-12-31 | $357,480 |
| Contract administrator fees | 2011-12-31 | $35,763 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $49,754,573 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $77,674,822 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $130,803,592 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $130,561,761 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : THB SMALLCAP FUND LLC 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $7,235,086 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $7,235,086 |
| Total transfer of assets to this plan | 2010-12-31 | $1,245,700 |
| Total transfer of assets from this plan | 2010-12-31 | $56,687,630 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,757,797 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,020,779 |
| Total income from all sources (including contributions) | 2010-12-31 | $30,151,365 |
| Total loss/gain on sale of assets | 2010-12-31 | $22,402,149 |
| Total of all expenses incurred | 2010-12-31 | $340,873 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $81,608,357 |
| Value of total assets at beginning of year | 2010-12-31 | $107,502,777 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $340,873 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $493,902 |
| Administrative expenses professional fees incurred | 2010-12-31 | $21,137 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $291,361 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $604,451 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $1,757,797 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $2,020,779 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,125 |
| Total non interest bearing cash at end of year | 2010-12-31 | $11,064 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $104,793 |
| Value of net income/loss | 2010-12-31 | $29,810,492 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $79,850,560 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $105,481,998 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $206,913 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,631,110 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,132,871 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $20,228 |
| Income. Dividends from common stock | 2010-12-31 | $493,902 |
| Contract administrator fees | 2010-12-31 | $110,698 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $77,674,822 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $100,660,662 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $148,059,556 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $125,657,407 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | GOLDFINGER BLOCK GLICKENHAUS DINAR |
| Accountancy firm EIN | 2010-12-31 | 221478905 |
