401k Plan data: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN plan

ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN
Plan identification number	002

ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASPEN DENTAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASPEN DENTAL MANAGEMENT, INC.

Employer identification number (EIN): 223635491

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 PETER DOWD PETER DOWD 2018-05-31
002 2016-01-01 MATTHEW WEST
002 2015-01-01 MATTHEW WEST
002 2014-01-01 2015-10-08
002 2014-01-01 MATTHEW WEST
002 2013-01-01 GEOFFREY LEWIS
002 2012-01-01 GEOFFREY LEWIS
002 2011-01-01 GEOFFREY LEWIS
002 2009-01-01 GEOFFREY LEWIS
002 2009-01-01 GEOFFREY LEWIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	PETER DOWD		PETER DOWD	2018-05-31
002	2016-01-01	MATTHEW WEST
002	2015-01-01	MATTHEW WEST
002	2014-01-01		2015-10-08
002	2014-01-01	MATTHEW WEST
002	2013-01-01	GEOFFREY LEWIS
002	2012-01-01	GEOFFREY LEWIS
002	2011-01-01	GEOFFREY LEWIS
002	2009-01-01	GEOFFREY LEWIS
002	2009-01-01	GEOFFREY LEWIS

Plan Statistics for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,586
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 110
2016: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,853
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,240
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 346
Total of all active and inactive participants 2016-01-01 1,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,586
Number of participants with account balances 2016-01-01 1,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 18
2015: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,316
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,498
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 355
Total of all active and inactive participants 2015-01-01 1,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,853
Number of participants with account balances 2015-01-01 1,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 35
2014: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,666
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,881
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 435
Total of all active and inactive participants 2014-01-01 2,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2,316
Number of participants with account balances 2014-01-01 2,316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 94
2013: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4,091
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4,296
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 369
Total of all active and inactive participants 2013-01-01 4,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 4,666
Number of participants with account balances 2013-01-01 2,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 195
2012: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,425
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,654
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 291
Total of all active and inactive participants 2012-01-01 3,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3,945
Number of participants with account balances 2012-01-01 1,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 228
2011: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,014
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,192
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 232
Total of all active and inactive participants 2011-01-01 3,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 3,425
Number of participants with account balances 2011-01-01 1,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 190
2009: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,041
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,243
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 172
Total of all active and inactive participants 2009-01-01 2,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,415
Number of participants with account balances 2009-01-01 1,284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 134

Measure	Date	Value
2017: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,586
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	110
2016: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,853
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,240
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	346
Total of all active and inactive participants	2016-01-01	1,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,586
Number of participants with account balances	2016-01-01	1,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	18
2015: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,316
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,498
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	355
Total of all active and inactive participants	2015-01-01	1,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,853
Number of participants with account balances	2015-01-01	1,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	35
2014: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,666
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,881
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	435
Total of all active and inactive participants	2014-01-01	2,316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2,316
Number of participants with account balances	2014-01-01	2,316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	94
2013: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4,091
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4,296
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	369
Total of all active and inactive participants	2013-01-01	4,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	4,666
Number of participants with account balances	2013-01-01	2,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	195
2012: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,425
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,654
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	291
Total of all active and inactive participants	2012-01-01	3,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3,945
Number of participants with account balances	2012-01-01	1,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	228
2011: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,014
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,192
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	232
Total of all active and inactive participants	2011-01-01	3,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	3,425
Number of participants with account balances	2011-01-01	1,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	190
2009: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,041
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,243
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	172
Total of all active and inactive participants	2009-01-01	2,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,415
Number of participants with account balances	2009-01-01	1,284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	134

Financial Data on ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Measure	Date	Value
2017 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-16	$0
Total transfer of assets from this plan	2017-10-16	$60,224,021
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-16	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-16	$0
Total income from all sources (including contributions)	2017-10-16	$8,069,367
Total loss/gain on sale of assets	2017-10-16	$0
Total of all expenses incurred	2017-10-16	$3,534,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-16	$3,362,614
Expenses. Certain deemed distributions of participant loans	2017-10-16	$4,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-16	$0
Value of total assets at end of year	2017-10-16	$0
Value of total assets at beginning of year	2017-10-16	$55,689,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-16	$168,100
Total interest from all sources	2017-10-16	$144,888
Total dividends received (eg from common stock, registered investment company shares)	2017-10-16	$98,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-16	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-10-16	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-10-16	$98,181
Was this plan covered by a fidelity bond	2017-10-16	Yes
Value of fidelity bond cover	2017-10-16	$1,000,000
If this is an individual account plan, was there a blackout period	2017-10-16	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-10-16	$0
Were there any nonexempt tranactions with any party-in-interest	2017-10-16	No
Participant contributions at end of year	2017-10-16	$0
Participant contributions at beginning of year	2017-10-16	$1,527,035
Other income not declared elsewhere	2017-10-16	$21,440
Administrative expenses (other) incurred	2017-10-16	$168,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-16	No
Value of net income/loss	2017-10-16	$4,534,471
Value of net assets at end of year (total assets less liabilities)	2017-10-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-10-16	$55,689,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-16	No
Were any leases to which the plan was party in default or uncollectible	2017-10-16	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-10-16	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-10-16	$23,007,127
Value of interest in pooled separate accounts at end of year	2017-10-16	$0
Value of interest in pooled separate accounts at beginning of year	2017-10-16	$16,098,807
Interest on participant loans	2017-10-16	$51,617
Interest earned on other investments	2017-10-16	$93,271
Value of interest in common/collective trusts at end of year	2017-10-16	$0
Value of interest in common/collective trusts at beginning of year	2017-10-16	$8,342,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-10-16	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-10-16	$6,713,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-10-16	$3,116,798
Net investment gain/loss from pooled separate accounts	2017-10-16	$3,489,626
Net investment gain or loss from common/collective trusts	2017-10-16	$1,198,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-16	No
Was there a failure to transmit to the plan any participant contributions	2017-10-16	No
Has the plan failed to provide any benefit when due under the plan	2017-10-16	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-16	$3,362,614
Did the plan have assets held for investment	2017-10-16	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-16	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-16	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-16	Disclaimer
Accountancy firm name	2017-10-16	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2017-10-16	161148763
2016 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,734,497
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,935,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,768,918
Expenses. Certain deemed distributions of participant loans	2016-12-31	$431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$55,689,550
Value of total assets at beginning of year	2016-12-31	$55,890,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$166,392
Total interest from all sources	2016-12-31	$183,586
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$459,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$459,792
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$1,527,035
Participant contributions at beginning of year	2016-12-31	$1,798,214
Other income not declared elsewhere	2016-12-31	$-22
Administrative expenses (other) incurred	2016-12-31	$166,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-201,244
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$55,689,550
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$55,890,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$23,007,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$30,937,535
Value of interest in pooled separate accounts at end of year	2016-12-31	$16,098,807
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$17,114,395
Interest on participant loans	2016-12-31	$68,915
Interest earned on other investments	2016-12-31	$114,671
Value of interest in common/collective trusts at end of year	2016-12-31	$8,342,606
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$6,713,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$6,040,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,659,286
Net investment gain/loss from pooled separate accounts	2016-12-31	$947,073
Net investment gain or loss from common/collective trusts	2016-12-31	$484,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,768,918
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2016-12-31	161148763
2015 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$107,862
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$4,760,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,564,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$0
Value of total assets at end of year	2015-12-31	$55,890,794
Value of total assets at beginning of year	2015-12-31	$60,543,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$195,929
Total interest from all sources	2015-12-31	$180,722
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$503,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$503,663
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$1,798,214
Participant contributions at beginning of year	2015-12-31	$1,838,021
Other income not declared elsewhere	2015-12-31	$-845
Administrative expenses (other) incurred	2015-12-31	$195,929
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$51
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,652,457
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$55,890,794
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$60,543,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$30,937,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$53,045,111
Value of interest in pooled separate accounts at end of year	2015-12-31	$17,114,395
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$73,715
Interest earned on other investments	2015-12-31	$107,007
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$6,040,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,660,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,075,063
Net investment gain/loss from pooled separate accounts	2015-12-31	$499,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,564,390
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2015-12-31	161148763
2014 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$1,828,448
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,667,636
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,519,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,249,970
Expenses. Certain deemed distributions of participant loans	2014-12-31	$20,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$60,543,251
Value of total assets at beginning of year	2014-12-31	$65,223,149
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$248,431
Total interest from all sources	2014-12-31	$177,103
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$658,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$658,006
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$1,838,021
Participant contributions at beginning of year	2014-12-31	$1,680,911
Administrative expenses (other) incurred	2014-12-31	$248,431
Total non interest bearing cash at end of year	2014-12-31	$51
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-2,851,450
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$60,543,251
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$65,223,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$53,045,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$57,606,282
Interest on participant loans	2014-12-31	$68,135
Interest earned on other investments	2014-12-31	$108,968
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$5,935,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,660,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,832,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,249,970
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2014-12-31	161148763
2013 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$22,460,332
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,019,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,647,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$11,551,065
Value of total assets at end of year	2013-12-31	$65,223,149
Value of total assets at beginning of year	2013-12-31	$47,782,171
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$372,176
Total interest from all sources	2013-12-31	$56,520
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,654,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,654,676
Administrative expenses professional fees incurred	2013-12-31	$375
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,412,802
Participant contributions at end of year	2013-12-31	$1,680,911
Participant contributions at beginning of year	2013-12-31	$1,278,971
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$153,630
Administrative expenses (other) incurred	2013-12-31	$8,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$17,440,978
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$65,223,149
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$47,782,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$319,116
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$57,606,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$42,258,306
Interest on participant loans	2013-12-31	$56,520
Value of interest in common/collective trusts at end of year	2013-12-31	$5,935,956
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,244,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,139,879
Net investment gain or loss from common/collective trusts	2013-12-31	$58,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,984,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,647,178
Contract administrator fees	2013-12-31	$44,485
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FIRLEY MORAN FREER & EASSA CPA PC
Accountancy firm EIN	2013-12-31	161148763
2012 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$16,016,363
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,486,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,958,838
Value of total corrective distributions	2012-12-31	$226,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$10,855,028
Value of total assets at end of year	2012-12-31	$47,782,171
Value of total assets at beginning of year	2012-12-31	$35,251,874
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$300,442
Total interest from all sources	2012-12-31	$48,702
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,162,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,162,457
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,534,952
Participant contributions at end of year	2012-12-31	$1,278,971
Participant contributions at beginning of year	2012-12-31	$1,113,657
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$192,731
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$348,393
Administrative expenses (other) incurred	2012-12-31	$6,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$12,530,297
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$47,782,171
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,251,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$258,624
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$42,258,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$31,092,308
Interest on participant loans	2012-12-31	$48,702
Value of interest in common/collective trusts at end of year	2012-12-31	$4,244,894
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,772,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,932,372
Net investment gain or loss from common/collective trusts	2012-12-31	$17,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,971,683
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$80,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,958,838
Contract administrator fees	2012-12-31	$34,993
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN	2012-12-31	161148763
2011 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$7,927,046
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,289,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,876,124
Expenses. Certain deemed distributions of participant loans	2011-12-31	$27,381
Value of total corrective distributions	2011-12-31	$100,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$9,221,461
Value of total assets at end of year	2011-12-31	$35,251,874
Value of total assets at beginning of year	2011-12-31	$30,614,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$285,120
Total interest from all sources	2011-12-31	$38,327
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$637,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$637,348
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$6,377,212
Participant contributions at end of year	2011-12-31	$1,113,657
Participant contributions at beginning of year	2011-12-31	$815,593
Participant contributions at end of year	2011-12-31	$192,731
Participant contributions at beginning of year	2011-12-31	$185,272
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$540,729
Administrative expenses (other) incurred	2011-12-31	$4,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,637,758
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,251,874
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,614,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$245,172
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$31,092,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$27,649,580
Interest on participant loans	2011-12-31	$38,234
Value of interest in common/collective trusts at end of year	2011-12-31	$2,772,680
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,916,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,978,218
Net investment gain or loss from common/collective trusts	2011-12-31	$8,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,303,520
Employer contributions (assets) at end of year	2011-12-31	$80,498
Employer contributions (assets) at beginning of year	2011-12-31	$47,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,876,124
Contract administrator fees	2011-12-31	$35,248
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN	2011-12-31	161148763
2010 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$10,563,228
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,282,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,858,227
Expenses. Certain deemed distributions of participant loans	2010-12-31	$8,254
Value of total corrective distributions	2010-12-31	$197,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,286,847
Value of total assets at end of year	2010-12-31	$30,614,116
Value of total assets at beginning of year	2010-12-31	$22,333,039
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$218,350
Total interest from all sources	2010-12-31	$29,148
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$566,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$566,552
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$5,369,576
Participant contributions at end of year	2010-12-31	$815,593
Participant contributions at beginning of year	2010-12-31	$497,968
Participant contributions at end of year	2010-12-31	$185,272
Participant contributions at beginning of year	2010-12-31	$137,046
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$138,160
Administrative expenses (other) incurred	2010-12-31	$3,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,281,077
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,614,116
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$22,333,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$187,654
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$27,649,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$20,219,953
Interest on participant loans	2010-12-31	$29,148
Value of interest in common/collective trusts at end of year	2010-12-31	$1,916,340
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,435,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,878,445
Net investment gain or loss from common/collective trusts	2010-12-31	$-197,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,779,111
Employer contributions (assets) at end of year	2010-12-31	$47,331
Employer contributions (assets) at beginning of year	2010-12-31	$42,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,858,227
Contract administrator fees	2010-12-31	$26,746
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FIRLEY, MORAN, FREER AND EASSA, P.C
Accountancy firm EIN	2010-12-31	161148763
2009 : ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

2017: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASPEN DENTAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074170

Policy instance

Insurance contract or identification number	074170
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-10-16
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074170

Policy instance

Insurance contract or identification number	074170
Number of Individuals Covered	1853
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074170

Policy instance

Insurance contract or identification number	074170
Number of Individuals Covered	2316
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ASPEN DENTAL MANAGEMENT, INC.
Employer identification number (EIN):	223635491
NAIC Classification:	621210
NAIC Description:	Offices of Dentists