401k Plan data: ASPEN DENTAL 401(K) PLAN plan

ASPEN DENTAL 401(K) PLAN 401k Plan overview

Plan Name	ASPEN DENTAL 401(K) PLAN
Plan identification number	003

ASPEN DENTAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASPEN DENTAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASPEN DENTAL MANAGEMENT, INC.

Employer identification number (EIN): 223635491

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASPEN DENTAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 PETER DOWD 2018-10-15 PETER DOWD 2018-10-15
003 2016-01-01 MATTHEW WEST
003 2015-01-01 MATTHEW WEST
003 2014-01-01 2015-10-08
003 2014-01-01 MATTHEW WEST

Plan Statistics for ASPEN DENTAL 401(K) PLAN

401k plan membership statisitcs for ASPEN DENTAL 401(K) PLAN

Measure Date Value
2022: ASPEN DENTAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 17,822
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 20,569
Number of retired or separated participants receiving benefits 2022-01-01 133
Number of other retired or separated participants entitled to future benefits 2022-01-01 1,718
Total of all active and inactive participants 2022-01-01 22,420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 4
Total participants 2022-01-01 22,424
Number of participants with account balances 2022-01-01 9,973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ASPEN DENTAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 16,037
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 16,349
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1,468
Total of all active and inactive participants 2021-01-01 17,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 17,818
Number of participants with account balances 2021-01-01 6,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: ASPEN DENTAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 12,021
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 12,268
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,195
Total of all active and inactive participants 2020-01-01 13,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 13,464
Number of participants with account balances 2020-01-01 5,446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: ASPEN DENTAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 10,122
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 11,124
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 898
Total of all active and inactive participants 2019-01-01 12,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 12,025
Number of participants with account balances 2019-01-01 4,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: ASPEN DENTAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 9,160
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 9,312
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 812
Total of all active and inactive participants 2018-01-01 10,124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 10,126
Number of participants with account balances 2018-01-01 3,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: ASPEN DENTAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 4,853
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,730
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 556
Total of all active and inactive participants 2017-01-01 3,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3,286
Number of participants with account balances 2017-01-01 3,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: ASPEN DENTAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,319
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 4,596
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 257
Total of all active and inactive participants 2016-01-01 4,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 4,853
Number of participants with account balances 2016-01-01 2,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ASPEN DENTAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,821
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,959
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 224
Total of all active and inactive participants 2015-01-01 2,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2,183
Number of participants with account balances 2015-01-01 2,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASPEN DENTAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,948
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,639
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 182
Total of all active and inactive participants 2014-01-01 3,821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3,821
Number of participants with account balances 2014-01-01 2,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2022: ASPEN DENTAL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	17,822
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	20,569
Number of retired or separated participants receiving benefits	2022-01-01	133
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,718
Total of all active and inactive participants	2022-01-01	22,420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	4
Total participants	2022-01-01	22,424
Number of participants with account balances	2022-01-01	9,973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ASPEN DENTAL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	16,037
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	16,349
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,468
Total of all active and inactive participants	2021-01-01	17,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	17,818
Number of participants with account balances	2021-01-01	6,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: ASPEN DENTAL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	12,021
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	12,268
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,195
Total of all active and inactive participants	2020-01-01	13,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	13,464
Number of participants with account balances	2020-01-01	5,446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: ASPEN DENTAL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	10,122
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	11,124
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	898
Total of all active and inactive participants	2019-01-01	12,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	12,025
Number of participants with account balances	2019-01-01	4,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: ASPEN DENTAL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	9,160
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	9,312
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	812
Total of all active and inactive participants	2018-01-01	10,124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	10,126
Number of participants with account balances	2018-01-01	3,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: ASPEN DENTAL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,853
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,730
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	556
Total of all active and inactive participants	2017-01-01	3,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3,286
Number of participants with account balances	2017-01-01	3,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: ASPEN DENTAL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,319
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4,596
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	257
Total of all active and inactive participants	2016-01-01	4,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	4,853
Number of participants with account balances	2016-01-01	2,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ASPEN DENTAL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,821
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,959
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	224
Total of all active and inactive participants	2015-01-01	2,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2,183
Number of participants with account balances	2015-01-01	2,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASPEN DENTAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,948
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,639
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	182
Total of all active and inactive participants	2014-01-01	3,821
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3,821
Number of participants with account balances	2014-01-01	2,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on ASPEN DENTAL 401(K) PLAN

Measure	Date	Value
2022 : ASPEN DENTAL 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$33,728,588
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$22,163,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$21,548,124
Expenses. Certain deemed distributions of participant loans	2022-12-31	$11,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$90,736,477
Value of total assets at end of year	2022-12-31	$326,960,689
Value of total assets at beginning of year	2022-12-31	$315,395,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$603,685
Total interest from all sources	2022-12-31	$280,736
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$2,690,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$2,690,490
Administrative expenses professional fees incurred	2022-12-31	$600
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$53,983,499
Participant contributions at end of year	2022-12-31	$4,854,377
Participant contributions at beginning of year	2022-12-31	$4,008,955
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$16,490,943
Other income not declared elsewhere	2022-12-31	$301,478
Administrative expenses (other) incurred	2022-12-31	$525,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$11,565,419
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$326,960,689
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$315,395,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$77,124
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$85,206,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$248,291,555
Interest on participant loans	2022-12-31	$280,736
Value of interest in common/collective trusts at end of year	2022-12-31	$236,899,676
Value of interest in common/collective trusts at beginning of year	2022-12-31	$63,094,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-38,575,037
Net investment gain or loss from common/collective trusts	2022-12-31	$-21,705,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$20,262,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$21,548,124
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FIRLEY,MORAN,FREER & EASSA, CPA, PC
Accountancy firm EIN	2022-12-31	161148763
2021 : ASPEN DENTAL 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$92,987,568
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$21,474,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$20,839,887
Expenses. Certain deemed distributions of participant loans	2021-12-31	$74,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$54,022,812
Value of total assets at end of year	2021-12-31	$315,395,270
Value of total assets at beginning of year	2021-12-31	$243,881,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$559,672
Total interest from all sources	2021-12-31	$236,827
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$13,586,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$13,586,783
Administrative expenses professional fees incurred	2021-12-31	$600
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$35,076,345
Participant contributions at end of year	2021-12-31	$4,008,955
Participant contributions at beginning of year	2021-12-31	$3,549,028
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$977,589
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$5,416,472
Other income not declared elsewhere	2021-12-31	$176,758
Administrative expenses (other) incurred	2021-12-31	$558,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$71,513,414
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$315,395,270
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$243,881,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$316
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$248,291,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$188,668,603
Interest on participant loans	2021-12-31	$236,827
Value of interest in common/collective trusts at end of year	2021-12-31	$63,094,760
Value of interest in common/collective trusts at beginning of year	2021-12-31	$50,308,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$21,758,530
Net investment gain or loss from common/collective trusts	2021-12-31	$3,205,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$13,529,995
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$377,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$20,839,887
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FIRLEY,MORAN,FREER & EASSA, CPA, PC
Accountancy firm EIN	2021-12-31	161148763
2020 : ASPEN DENTAL 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$72,357,336
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$22,144,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$21,734,754
Expenses. Certain deemed distributions of participant loans	2020-12-31	$1,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$39,321,455
Value of total assets at end of year	2020-12-31	$243,881,856
Value of total assets at beginning of year	2020-12-31	$193,668,590
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$407,794
Total interest from all sources	2020-12-31	$240,241
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$8,225,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$8,225,830
Administrative expenses professional fees incurred	2020-12-31	$300
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$25,484,214
Participant contributions at end of year	2020-12-31	$3,549,028
Participant contributions at beginning of year	2020-12-31	$3,979,637
Participant contributions at end of year	2020-12-31	$977,589
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$3,380,992
Other income not declared elsewhere	2020-12-31	$8,171
Administrative expenses (other) incurred	2020-12-31	$335,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$50,213,266
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$243,881,856
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$193,668,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$72,285
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$188,668,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$149,761,679
Interest on participant loans	2020-12-31	$240,241
Value of interest in common/collective trusts at end of year	2020-12-31	$50,308,985
Value of interest in common/collective trusts at beginning of year	2020-12-31	$39,927,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$19,046,403
Net investment gain or loss from common/collective trusts	2020-12-31	$5,515,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$10,456,249
Employer contributions (assets) at end of year	2020-12-31	$377,651
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$21,734,754
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	FIRLEY,MORAN,FREER & EASSA, CPA, PC
Accountancy firm EIN	2020-12-31	161148763
2019 : ASPEN DENTAL 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$66,613,324
Total income from all sources (including contributions)	2019-12-31	$66,613,324
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$14,660,798
Total of all expenses incurred	2019-12-31	$14,660,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$14,250,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$14,250,363
Expenses. Certain deemed distributions of participant loans	2019-12-31	$9,086
Expenses. Certain deemed distributions of participant loans	2019-12-31	$9,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$33,151,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$33,151,729
Value of total assets at end of year	2019-12-31	$193,668,590
Value of total assets at end of year	2019-12-31	$193,668,590
Value of total assets at beginning of year	2019-12-31	$141,716,064
Value of total assets at beginning of year	2019-12-31	$141,716,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$401,349
Total interest from all sources	2019-12-31	$231,941
Total interest from all sources	2019-12-31	$231,941
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,434,978
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,434,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,434,978
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,434,978
Administrative expenses professional fees incurred	2019-12-31	$1,500
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$21,479,376
Contributions received from participants	2019-12-31	$21,479,376
Participant contributions at end of year	2019-12-31	$3,979,637
Participant contributions at end of year	2019-12-31	$3,979,637
Participant contributions at beginning of year	2019-12-31	$3,474,467
Participant contributions at beginning of year	2019-12-31	$3,474,467
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,617,200
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,617,200
Other income not declared elsewhere	2019-12-31	$211,859
Other income not declared elsewhere	2019-12-31	$211,859
Administrative expenses (other) incurred	2019-12-31	$294,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$51,952,526
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$193,668,590
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$193,668,590
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$141,716,064
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$141,716,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$105,390
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$149,761,679
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$149,761,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$107,588,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$107,588,793
Interest on participant loans	2019-12-31	$231,941
Interest on participant loans	2019-12-31	$231,941
Value of interest in common/collective trusts at end of year	2019-12-31	$39,927,274
Value of interest in common/collective trusts at end of year	2019-12-31	$39,927,274
Value of interest in common/collective trusts at beginning of year	2019-12-31	$30,652,804
Value of interest in common/collective trusts at beginning of year	2019-12-31	$30,652,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$21,599,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$21,599,024
Net investment gain or loss from common/collective trusts	2019-12-31	$4,983,793
Net investment gain or loss from common/collective trusts	2019-12-31	$4,983,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$9,055,153
Contributions received in cash from employer	2019-12-31	$9,055,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$14,250,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$14,250,363
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	FIRLEY, MORAN, FREER & EASSA, CPA,
Accountancy firm EIN	2019-12-31	161148763
2018 : ASPEN DENTAL 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$16,577,104
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$12,888,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,521,118
Expenses. Certain deemed distributions of participant loans	2018-12-31	$39,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$27,194,910
Value of total assets at end of year	2018-12-31	$141,715,348
Value of total assets at beginning of year	2018-12-31	$138,026,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$327,349
Total interest from all sources	2018-12-31	$311,753
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$6,729,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,729,999
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$17,299,228
Participant contributions at end of year	2018-12-31	$3,473,751
Participant contributions at beginning of year	2018-12-31	$2,924,558
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,314,923
Other income not declared elsewhere	2018-12-31	$28,289
Administrative expenses (other) incurred	2018-12-31	$311,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$3,688,791
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$141,715,348
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$138,026,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$15,548
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$107,588,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$72,423,428
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$33,839,848
Interest on participant loans	2018-12-31	$182,333
Interest earned on other investments	2018-12-31	$129,420
Value of interest in common/collective trusts at end of year	2018-12-31	$30,652,804
Value of interest in common/collective trusts at beginning of year	2018-12-31	$14,671,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$14,167,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-18,294,399
Net investment gain/loss from pooled separate accounts	2018-12-31	$1,682,010
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,075,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$7,580,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,521,118
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2018-12-31	161148763
2017 : ASPEN DENTAL 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$60,224,021
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$34,713,218
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$6,891,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$6,541,423
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-3,354
Value of total corrective distributions	2017-12-31	$2,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$22,228,243
Value of total assets at end of year	2017-12-31	$138,026,557
Value of total assets at beginning of year	2017-12-31	$49,980,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$350,933
Total interest from all sources	2017-12-31	$235,203
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$859,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$859,022
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$14,333,162
Participant contributions at end of year	2017-12-31	$2,924,558
Participant contributions at beginning of year	2017-12-31	$1,045,770
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,268,546
Other income not declared elsewhere	2017-12-31	$38,750
Administrative expenses (other) incurred	2017-12-31	$350,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$27,821,896
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$138,026,557
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$49,980,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$72,423,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$27,851,035
Value of interest in pooled separate accounts at end of year	2017-12-31	$33,839,848
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$10,082,109
Interest on participant loans	2017-12-31	$95,243
Interest earned on other investments	2017-12-31	$139,960
Value of interest in common/collective trusts at end of year	2017-12-31	$14,671,042
Value of interest in common/collective trusts at beginning of year	2017-12-31	$5,523,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$14,167,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,477,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,488,760
Net investment gain/loss from pooled separate accounts	2017-12-31	$4,191,034
Net investment gain or loss from common/collective trusts	2017-12-31	$1,672,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$5,626,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$6,541,423
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2017-12-31	161148763
2016 : ASPEN DENTAL 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$3,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$24,194,504
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,399,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,153,853
Expenses. Certain deemed distributions of participant loans	2016-12-31	$7,698
Value of total corrective distributions	2016-12-31	$4
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$20,793,457
Value of total assets at end of year	2016-12-31	$49,980,640
Value of total assets at beginning of year	2016-12-31	$29,182,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$237,959
Total interest from all sources	2016-12-31	$107,420
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$473,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$473,253
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$12,092,761
Participant contributions at end of year	2016-12-31	$1,045,770
Participant contributions at beginning of year	2016-12-31	$506,696
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$2,620,606
Other income not declared elsewhere	2016-12-31	$32,661
Administrative expenses (other) incurred	2016-12-31	$237,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$20,794,990
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$49,980,640
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$29,182,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$27,851,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$19,509,355
Value of interest in pooled separate accounts at end of year	2016-12-31	$10,082,109
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$6,205,976
Interest on participant loans	2016-12-31	$32,754
Interest earned on other investments	2016-12-31	$74,666
Value of interest in common/collective trusts at end of year	2016-12-31	$5,523,933
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,477,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,960,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,845,052
Net investment gain/loss from pooled separate accounts	2016-12-31	$686,662
Net investment gain or loss from common/collective trusts	2016-12-31	$255,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$6,080,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,153,853
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2016-12-31	161148763
2015 : ASPEN DENTAL 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$15,830,548
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,206,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,040,616
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$16,452,598
Value of total assets at end of year	2015-12-31	$29,182,486
Value of total assets at beginning of year	2015-12-31	$15,558,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$164,771
Total interest from all sources	2015-12-31	$53,746
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$291,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$291,362
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$10,740,408
Participant contributions at end of year	2015-12-31	$506,696
Participant contributions at beginning of year	2015-12-31	$143,896
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$205,298
Other income not declared elsewhere	2015-12-31	$25,375
Administrative expenses (other) incurred	2015-12-31	$164,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$13,623,702
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,182,486
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,558,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$19,509,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,979,652
Value of interest in pooled separate accounts at end of year	2015-12-31	$6,205,976
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$12,940
Interest earned on other investments	2015-12-31	$40,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,960,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,435,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,152,292
Net investment gain/loss from pooled separate accounts	2015-12-31	$159,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$5,506,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,040,616
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2015-12-31	161148763
2014 : ASPEN DENTAL 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$16,337,318
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$778,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$695,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$15,847,872
Value of total assets at end of year	2014-12-31	$15,558,784
Value of total assets at beginning of year	2014-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$82,800
Total interest from all sources	2014-12-31	$15,424
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$163,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$163,725
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$10,100,672
Participant contributions at end of year	2014-12-31	$143,896
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$392,886
Other income not declared elsewhere	2014-12-31	$21,101
Administrative expenses (other) incurred	2014-12-31	$82,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$15,558,784
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,558,784
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$13,979,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$1,153
Interest earned on other investments	2014-12-31	$14,271
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,435,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$289,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$5,354,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$695,734
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FIRLEY MORAN FREER & EASSA, CPA, PC
Accountancy firm EIN	2014-12-31	161148763

Form 5500 Responses for ASPEN DENTAL 401(K) PLAN

2022: ASPEN DENTAL 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ASPEN DENTAL 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ASPEN DENTAL 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASPEN DENTAL 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASPEN DENTAL 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASPEN DENTAL 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASPEN DENTAL 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASPEN DENTAL 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASPEN DENTAL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074175

Policy instance

Insurance contract or identification number	074175
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-06-29
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074175

Policy instance

Insurance contract or identification number	074175
Number of Individuals Covered	3286
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ASPEN DENTAL MANAGEMENT, INC.
Employer identification number (EIN):	223635491
NAIC Classification:	621210
NAIC Description:	Offices of Dentists