401k Plan data: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN plan

BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 401k Plan overview

Plan Name	BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN
Plan identification number	001

BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BECKER SPECIALTY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: BECKER SPECIALTY CORPORATION

Employer identification number (EIN): 223803887

NAIC Classification: 325500

Additional information about BECKER SPECIALTY CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3394555

More information about BECKER SPECIALTY CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MELISSA OBRIEN 2023-10-16 MELISSA OBRIEN 2023-10-16
001 2021-01-01 MELISSA OBRIEN 2022-10-17 MELISSA OBRIEN 2022-10-17
001 2020-01-01 MELISSA OBRIEN 2021-11-03 MELISSA OBRIEN 2021-11-03
001 2019-01-01 MELISSA OBRIEN 2020-06-05
001 2018-01-01 MELISSA OBRIEN 2019-07-17 MELISSA OBRIEN 2019-07-17
001 2017-01-01 JETHRO MONTZKA 2019-04-11
001 2016-01-01 JETHRO MONTZKA JETHRO MONTZKA 2017-07-21
001 2015-01-01 JETHRO MONTZKA JETHRO MONTZKA 2016-10-06
001 2014-01-01 JETHRO MONTZKA JETHRO MONTZKA 2015-12-30
001 2013-01-01 JETHRO MONTZKA 2014-10-13 JETHRO MONTZKA 2014-10-13
001 2012-01-01 ERIC WU 2013-06-14
001 2011-01-01 TOM RUDLAND
001 2010-01-01 TOM RUDLAND
001 2009-01-01 TOM RUDLAND

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MELISSA OBRIEN	2023-10-16	MELISSA OBRIEN	2023-10-16
001	2021-01-01	MELISSA OBRIEN	2022-10-17	MELISSA OBRIEN	2022-10-17
001	2020-01-01	MELISSA OBRIEN	2021-11-03	MELISSA OBRIEN	2021-11-03
001	2019-01-01	MELISSA OBRIEN	2020-06-05
001	2018-01-01	MELISSA OBRIEN	2019-07-17	MELISSA OBRIEN	2019-07-17
001	2017-01-01	JETHRO MONTZKA	2019-04-11
001	2016-01-01	JETHRO MONTZKA		JETHRO MONTZKA	2017-07-21
001	2015-01-01	JETHRO MONTZKA		JETHRO MONTZKA	2016-10-06
001	2014-01-01	JETHRO MONTZKA		JETHRO MONTZKA	2015-12-30
001	2013-01-01	JETHRO MONTZKA	2014-10-13	JETHRO MONTZKA	2014-10-13
001	2012-01-01	ERIC WU	2013-06-14
001	2011-01-01	TOM RUDLAND
001	2010-01-01	TOM RUDLAND
001	2009-01-01	TOM RUDLAND

Plan Statistics for BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN

Measure Date Value
2016: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 95
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 10
Total of all active and inactive participants 2016-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 105
Number of participants with account balances 2016-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 98
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 7
Total of all active and inactive participants 2015-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 105
Number of participants with account balances 2015-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 97
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 52
Total of all active and inactive participants 2014-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 149
Number of participants with account balances 2014-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2011: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 64
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 62
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 65
Number of participants with account balances 2011-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 61
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 63
Number of participants with account balances 2010-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 85
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 86
Total participants 2009-01-01 86
Number of participants with account balances 2009-01-01 60

Measure	Date	Value
2016: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	95
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	10
Total of all active and inactive participants	2016-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	105
Number of participants with account balances	2016-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	98
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	7
Total of all active and inactive participants	2015-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	105
Number of participants with account balances	2015-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	97
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	52
Total of all active and inactive participants	2014-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	149
Number of participants with account balances	2014-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2011: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	64
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	62
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	65
Number of participants with account balances	2011-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	61
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	63
Number of participants with account balances	2010-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	85
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	86
Total participants	2009-01-01	86
Number of participants with account balances	2009-01-01	60

Financial Data on BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN

Measure	Date	Value
2016 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,156,715
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$24,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$16,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$906,942
Value of total assets at end of year	2016-12-31	$3,927,223
Value of total assets at beginning of year	2016-12-31	$2,794,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$7,125
Total interest from all sources	2016-12-31	$7,561
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$350,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$385,796
Participant contributions at end of year	2016-12-31	$178,848
Participant contributions at beginning of year	2016-12-31	$137,631
Participant contributions at end of year	2016-12-31	$78
Participant contributions at beginning of year	2016-12-31	$12,934
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$296,020
Other income not declared elsewhere	2016-12-31	$9,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,132,614
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,927,223
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,794,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,246,199
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,406,554
Interest on participant loans	2016-12-31	$7,561
Income. Interest from loans (other than to participants)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$502,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$230,980
Net investment gain/loss from pooled separate accounts	2016-12-31	$232,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$225,126
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$6,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$16,976
Contract administrator fees	2016-12-31	$7,125
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2016-12-31	472940358
2015 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$506,028
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$372,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$369,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$572,464
Value of total assets at end of year	2015-12-31	$2,794,609
Value of total assets at beginning of year	2015-12-31	$2,660,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,655
Total interest from all sources	2015-12-31	$5,960
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$350,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$350,680
Participant contributions at end of year	2015-12-31	$137,631
Participant contributions at beginning of year	2015-12-31	$95,719
Participant contributions at end of year	2015-12-31	$12,934
Participant contributions at beginning of year	2015-12-31	$7,071
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$41,037
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$1,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$133,784
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,794,609
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,660,825
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,406,554
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,501,264
Interest on participant loans	2015-12-31	$3,805
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$2,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$230,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$55,817
Net investment gain/loss from pooled separate accounts	2015-12-31	$-72,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$180,747
Employer contributions (assets) at end of year	2015-12-31	$6,510
Employer contributions (assets) at beginning of year	2015-12-31	$954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$369,589
Contract administrator fees	2015-12-31	$1,300
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2015-12-31	472940358
2014 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$377,715
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$578,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$576,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$228,964
Value of total assets at end of year	2014-12-31	$2,660,825
Value of total assets at beginning of year	2014-12-31	$2,861,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,272
Total interest from all sources	2014-12-31	$4,311
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$350,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$199,510
Participant contributions at end of year	2014-12-31	$95,719
Participant contributions at beginning of year	2014-12-31	$104,013
Participant contributions at end of year	2014-12-31	$7,071
Participant contributions at beginning of year	2014-12-31	$3
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$4,642
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$1,555
Administrative expenses (other) incurred	2014-12-31	$2,272
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-200,824
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,660,825
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,861,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,501,264
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,707,814
Interest on participant loans	2014-12-31	$4,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$55,817
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$49,139
Net investment gain/loss from pooled separate accounts	2014-12-31	$142,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$24,812
Employer contributions (assets) at end of year	2014-12-31	$954
Employer contributions (assets) at beginning of year	2014-12-31	$680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$576,267
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JAMES M. MOYNA, CPA, PC
Accountancy firm EIN	2014-12-31	472940358
2011 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$157,686
Expenses. Total of all expenses incurred	2011-12-31	$209,479
Benefits paid (including direct rollovers)	2011-12-31	$209,479
Total plan assets at end of year	2011-12-31	$2,796,755
Total plan assets at beginning of year	2011-12-31	$2,902,906
Value of fidelity bond covering the plan	2011-12-31	$350,000
Total contributions received or receivable from participants	2011-12-31	$176,675
Other income received	2011-12-31	$-38,099
Net income (gross income less expenses)	2011-12-31	$-51,793
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,796,755
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,902,906
Assets. Value of participant loans	2011-12-31	$156,400
Total contributions received or receivable from employer(s)	2011-12-31	$19,110
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$209,479
2010 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$471,329
Expenses. Total of all expenses incurred	2010-12-31	$699,945
Benefits paid (including direct rollovers)	2010-12-31	$698,368
Total plan assets at end of year	2010-12-31	$2,902,906
Total plan assets at beginning of year	2010-12-31	$3,131,521
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$239,168
Other income received	2010-12-31	$210,204
Net income (gross income less expenses)	2010-12-31	$-228,616
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,902,906
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,131,521
Assets. Value of participant loans	2010-12-31	$173,169
Total contributions received or receivable from employer(s)	2010-12-31	$21,957
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,577
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$698,368
2009 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$428,971
2008 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2008 401k financial data
Total income from all sources	2008-12-31	$-405,560
Expenses. Total of all expenses incurred	2008-12-31	$208,990
Benefits paid (including direct rollovers)	2008-12-31	$207,046
Total plan assets at end of year	2008-12-31	$2,973,905
Total plan assets at beginning of year	2008-12-31	$3,588,457
Value of fidelity bond covering the plan	2008-12-31	$200,000
Total contributions received or receivable from participants	2008-12-31	$230,451
Expenses. Other expenses not covered elsewhere	2008-12-31	$68
Contributions received from other sources (not participants or employers)	2008-12-31	$42,293
Other income received	2008-12-31	$-700,996
Net income (gross income less expenses)	2008-12-31	$-614,550
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$2,973,905
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$3,588,457
Assets. Value of participant loans	2008-12-31	$140,669
Total contributions received or receivable from employer(s)	2008-12-31	$22,692
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$1,876
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$614,552
2007 : BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2007 401k financial data
Total income from all sources	2007-12-31	$564,383
Expenses. Total of all expenses incurred	2007-12-31	$313,548
Benefits paid (including direct rollovers)	2007-12-31	$311,273
Total plan assets at end of year	2007-12-31	$3,588,457
Total plan assets at beginning of year	2007-12-31	$3,337,622
Value of fidelity bond covering the plan	2007-12-31	$200,000
Total contributions received or receivable from participants	2007-12-31	$258,997
Expenses. Other expenses not covered elsewhere	2007-12-31	$367
Contributions received from other sources (not participants or employers)	2007-12-31	$0
Other income received	2007-12-31	$282,028
Net income (gross income less expenses)	2007-12-31	$250,835
Net plan assets at end of year (total assets less liabilities)	2007-12-31	$3,588,457
Net plan assets at beginning of year (total assets less liabilities)	2007-12-31	$3,337,622
Assets. Value of participant loans	2007-12-31	$140,669
Total contributions received or receivable from employer(s)	2007-12-31	$23,358
Expenses. Administrative service providers (salaries,fees and commissions)	2007-12-31	$1,908
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2007-12-31	$311,273

Form 5500 Responses for BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN

2016: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2011: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: BECKER SPECIALTY CORPORATION, LA AND CHICAGO INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )

Policy contract number

19444

Policy instance

Insurance contract or identification number	19444
Number of Individuals Covered	88
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $31,103
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $31,103
Insurance broker organization code?	3
Insurance broker name	AXA NETWORK LLC

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

603942

Policy instance

Insurance contract or identification number	603942
Number of Individuals Covered	127
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $4,142
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for group deferred annuity?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,071
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3
Insurance broker name	CHRIS A. SCHNEIDER

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

603942

Policy instance

Insurance contract or identification number	603942
Number of Individuals Covered	63
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4,000
Total amount of fees paid to insurance company	USD $4,000
Are there contracts with allocated funds for group deferred annuity?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	BECKER SPECIALTY CORPORATION
Employer identification number (EIN):	223803887
NAIC Classification:	325500

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3394555