RULES-BASED MEDICINE INC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2011: RULES-BASED MEDICINE INC 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 130 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 0 |
| Number of participants with account balances | 2011-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: RULES-BASED MEDICINE INC 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 103 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 128 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 2 |
| Total of all active and inactive participants | 2010-01-01 | 130 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 130 |
| Number of participants with account balances | 2010-01-01 | 64 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: RULES-BASED MEDICINE INC 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 102 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 103 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 103 |
| Number of participants with account balances | 2009-01-01 | 48 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| 2007: RULES-BASED MEDICINE INC 2007 401k membership |
|---|
| Total participants, beginning-of-year | 2007-01-01 | 43 |
| Total number of active participants reported on line 7a of the Form 5500 | 2007-01-01 | 52 |
| Number of retired or separated participants receiving benefits | 2007-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2007-01-01 | 8 |
| Total of all active and inactive participants | 2007-01-01 | 60 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-01-01 | 0 |
| Total participants | 2007-01-01 | 60 |
| Number of participants with account balances | 2007-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2011 : RULES-BASED MEDICINE INC 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-10-12 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-10-12 | $0 |
| Total unrealized appreciation/depreciation of assets | 2011-10-12 | $0 |
| Total transfer of assets to this plan | 2011-10-12 | $0 |
| Total transfer of assets from this plan | 2011-10-12 | $0 |
| Expenses. Interest paid | 2011-10-12 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-10-12 | $0 |
| Total income from all sources (including contributions) | 2011-10-12 | $352,887 |
| Total loss/gain on sale of assets | 2011-10-12 | $0 |
| Total of all expenses incurred | 2011-10-12 | $2,654,182 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-10-12 | $2,611,586 |
| Expenses. Certain deemed distributions of participant loans | 2011-10-12 | $0 |
| Value of total corrective distributions | 2011-10-12 | $38,311 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-10-12 | $284,560 |
| Value of total assets at end of year | 2011-10-12 | $0 |
| Value of total assets at beginning of year | 2011-10-12 | $2,301,295 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-10-12 | $4,285 |
| Total income from rents | 2011-10-12 | $0 |
| Total interest from all sources | 2011-10-12 | $598 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-10-12 | $9,938 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-10-12 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-10-12 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-10-12 | $9,938 |
| Assets. Real estate other than employer real property at end of year | 2011-10-12 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2011-10-12 | $0 |
| Administrative expenses professional fees incurred | 2011-10-12 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-10-12 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-10-12 | $0 |
| Was this plan covered by a fidelity bond | 2011-10-12 | Yes |
| Value of fidelity bond cover | 2011-10-12 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2011-10-12 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-10-12 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2011-10-12 | $0 |
| Minimum employer required contribution for this plan year | 2011-10-12 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-10-12 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-10-12 | No |
| Contributions received from participants | 2011-10-12 | $252,818 |
| Participant contributions at end of year | 2011-10-12 | $0 |
| Participant contributions at beginning of year | 2011-10-12 | $41,189 |
| Participant contributions at end of year | 2011-10-12 | $0 |
| Participant contributions at beginning of year | 2011-10-12 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2011-10-12 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-10-12 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-10-12 | $31,742 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-10-12 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-10-12 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-10-12 | $0 |
| Assets. Loans (other than to participants) at end of year | 2011-10-12 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2011-10-12 | $0 |
| Other income not declared elsewhere | 2011-10-12 | $0 |
| Administrative expenses (other) incurred | 2011-10-12 | $4,285 |
| Total non interest bearing cash at end of year | 2011-10-12 | $0 |
| Total non interest bearing cash at beginning of year | 2011-10-12 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-12 | No |
| Income. Non cash contributions | 2011-10-12 | $0 |
| Value of net income/loss | 2011-10-12 | $-2,301,295 |
| Value of net assets at end of year (total assets less liabilities) | 2011-10-12 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-10-12 | $2,301,295 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-10-12 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-10-12 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-10-12 | No |
| Assets. partnership/joint venture interests at end of year | 2011-10-12 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2011-10-12 | $0 |
| Investment advisory and management fees | 2011-10-12 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-10-12 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-10-12 | $2,201,684 |
| Value of interest in pooled separate accounts at end of year | 2011-10-12 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2011-10-12 | $0 |
| Interest on participant loans | 2011-10-12 | $598 |
| Income. Interest from loans (other than to participants) | 2011-10-12 | $0 |
| Interest earned on other investments | 2011-10-12 | $0 |
| Income. Interest from US Government securities | 2011-10-12 | $0 |
| Income. Interest from corporate debt instruments | 2011-10-12 | $0 |
| Value of interest in master investment trust accounts at end of year | 2011-10-12 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2011-10-12 | $0 |
| Value of interest in common/collective trusts at end of year | 2011-10-12 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-10-12 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-10-12 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-10-12 | $58,422 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-10-12 | $58,422 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-10-12 | $0 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-10-12 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-10-12 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-10-12 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-10-12 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-10-12 | $0 |
| Asset value of US Government securities at end of year | 2011-10-12 | $0 |
| Asset value of US Government securities at beginning of year | 2011-10-12 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-10-12 | $57,791 |
| Net investment gain/loss from pooled separate accounts | 2011-10-12 | $0 |
| Net investment gain or loss from common/collective trusts | 2011-10-12 | $0 |
| Net gain/loss from 103.12 investment entities | 2011-10-12 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-10-12 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-10-12 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-10-12 | No |
| Contributions received in cash from employer | 2011-10-12 | $0 |
| Employer contributions (assets) at end of year | 2011-10-12 | $0 |
| Employer contributions (assets) at beginning of year | 2011-10-12 | $0 |
| Income. Dividends from preferred stock | 2011-10-12 | $0 |
| Income. Dividends from common stock | 2011-10-12 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-10-12 | $2,611,586 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-10-12 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-10-12 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-10-12 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-10-12 | $0 |
| Contract administrator fees | 2011-10-12 | $0 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-10-12 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-10-12 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-10-12 | $0 |
| Did the plan have assets held for investment | 2011-10-12 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-10-12 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-10-12 | No |
| Aggregate proceeds on sale of assets | 2011-10-12 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2011-10-12 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-10-12 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-10-12 | Unqualified |
| Accountancy firm name | 2011-10-12 | PMB HELIN DONOVAN, LLP |
| Accountancy firm EIN | 2011-10-12 | 743001153 |
| 2010 : RULES-BASED MEDICINE INC 2010 401k financial data |
|---|
| Transfers to/from the plan | 2010-12-31 | $0 |
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $1,018,078 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $22,586 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $12,160 |
| Total plan assets at end of year | 2010-12-31 | $2,301,295 |
| Total plan assets at beginning of year | 2010-12-31 | $1,305,803 |
| Value of fidelity bond covering the plan | 2010-12-31 | $0 |
| Total contributions received or receivable from participants | 2010-12-31 | $467,326 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $259,480 |
| Other income received | 2010-12-31 | $291,272 |
| Net income (gross income less expenses) | 2010-12-31 | $995,492 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,301,295 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,305,803 |
| Assets. Value of participant loans | 2010-12-31 | $41,189 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2010-12-31 | $0 |
| Value of corrective distributions | 2010-12-31 | $10,426 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : RULES-BASED MEDICINE INC 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2009-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $0 |
