401k Plan data: TRANSGENRX, INC. 401(K) PROFIT SHARING PLAN & TRUST plan

TRANSGENRX, INC. 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	TRANSGENRX, INC. 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

TRANSGENRX, INC. 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRANSGENRX, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRANSGENRX, INC.

Employer identification number (EIN): 223862452

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSGENRX, INC. 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 SHANNON DELAY 2013-02-27 SHANNON DELAY 2013-02-27
001 2011-01-01 SHANNON DELAY 2012-02-08 SHANNON DELAY 2012-02-08
001 2010-01-01 SHANNON DELAY 2011-05-31 SHANNON DELAY 2011-05-31

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	SHANNON DELAY	2013-02-27	SHANNON DELAY	2013-02-27
001	2011-01-01	SHANNON DELAY	2012-02-08	SHANNON DELAY	2012-02-08
001	2010-01-01	SHANNON DELAY	2011-05-31	SHANNON DELAY	2011-05-31

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Company Name:	TRANSGENRX, INC.
Employer identification number (EIN):	223862452
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services