401k Plan data: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) plan

LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 401k Plan overview

Plan Name	LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)
Plan identification number	001

LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Money purchase (other than target benefit)

401k Sponsoring company profile

TRUSTEES OF LOCAL 1972 SEVERANCE & RETIREMENT FUND has sponsored the creation of one or more 401k plans.

Company Name: TRUSTEES OF LOCAL 1972 SEVERANCE & RETIREMENT FUND

Employer identification number (EIN): 226190404

NAIC Classification: 336610

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01
001 2012-01-01 IVO SISIC
001 2011-01-01 MARY BAILEY
001 2010-01-01 MARY BAILEY
001 2009-01-01 MARY BAILEY
001 2009-01-01 MARY BAILEY

Plan Statistics for LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)

401k plan membership statisitcs for LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)

Measure Date Value
2013: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2013 401k membership
Total participants, beginning-of-year 2013-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 105
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 106
Total participants 2013-01-01 106
Number of participants with account balances 2013-01-01 104
2012: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2012 401k membership
Total participants, beginning-of-year 2012-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 101
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 105
Total participants 2012-01-01 105
Number of participants with account balances 2012-01-01 109
2011: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2011 401k membership
Total participants, beginning-of-year 2011-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 101
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 108
Number of participants with account balances 2011-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2010 401k membership
Total participants, beginning-of-year 2010-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 103
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 110
Number of participants with account balances 2010-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2009 401k membership
Total participants, beginning-of-year 2009-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 104
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 111
Number of participants with account balances 2009-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2013 401k membership
Total participants, beginning-of-year	2013-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	105
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	106
Total participants	2013-01-01	106
Number of participants with account balances	2013-01-01	104
2012: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2012 401k membership
Total participants, beginning-of-year	2012-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	101
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	105
Total participants	2012-01-01	105
Number of participants with account balances	2012-01-01	109
2011: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2011 401k membership
Total participants, beginning-of-year	2011-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	101
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	108
Number of participants with account balances	2011-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2010 401k membership
Total participants, beginning-of-year	2010-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	103
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	110
Number of participants with account balances	2010-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2009 401k membership
Total participants, beginning-of-year	2009-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	104
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	111
Number of participants with account balances	2009-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)

Measure	Date	Value
2013 : LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$50,744
Total unrealized appreciation/depreciation of assets	2013-12-31	$50,744
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$13,591
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$12,350
Total income from all sources (including contributions)	2013-12-31	$155,239
Total loss/gain on sale of assets	2013-12-31	$17,359
Total of all expenses incurred	2013-12-31	$38,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$12,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$57,900
Value of total assets at end of year	2013-12-31	$1,158,399
Value of total assets at beginning of year	2013-12-31	$1,040,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$26,303
Total interest from all sources	2013-12-31	$22,522
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$57,900
Amount contributed by the employer to the plan for this plan year	2013-12-31	$57,900
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$19,500
Liabilities. Value of operating payables at end of year	2013-12-31	$13,591
Liabilities. Value of operating payables at beginning of year	2013-12-31	$12,350
Total non interest bearing cash at end of year	2013-12-31	$85,392
Total non interest bearing cash at beginning of year	2013-12-31	$62,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$116,936
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,144,808
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,027,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$6,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$74,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$41,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$41,410
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$22,522
Asset value of US Government securities at end of year	2013-12-31	$561,492
Asset value of US Government securities at beginning of year	2013-12-31	$595,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$57,900
Employer contributions (assets) at end of year	2013-12-31	$3,217
Employer contributions (assets) at beginning of year	2013-12-31	$5,412
Income. Dividends from common stock	2013-12-31	$6,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$12,000
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$10,813
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$16,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$423,266
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$318,409
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$41,310
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$23,951
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SHALIK MORRIS & CO. LLP
Accountancy firm EIN	2013-12-31	112973036
2012 : LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$28,582
Total unrealized appreciation/depreciation of assets	2012-12-31	$28,582
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$12,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,850
Total income from all sources (including contributions)	2012-12-31	$118,970
Total loss/gain on sale of assets	2012-12-31	$6,541
Total of all expenses incurred	2012-12-31	$137,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$113,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$64,348
Value of total assets at end of year	2012-12-31	$1,040,222
Value of total assets at beginning of year	2012-12-31	$1,056,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,828
Total interest from all sources	2012-12-31	$14,625
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$4,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$62,328
Amount contributed by the employer to the plan for this plan year	2012-12-31	$62,328
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$3,793
Administrative expenses (other) incurred	2012-12-31	$14,804
Liabilities. Value of operating payables at end of year	2012-12-31	$12,519
Liabilities. Value of operating payables at beginning of year	2012-12-31	$10,850
Total non interest bearing cash at end of year	2012-12-31	$62,360
Total non interest bearing cash at beginning of year	2012-12-31	$57,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-18,085
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,027,703
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,045,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$9,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$41,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$21,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$21,013
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$14,625
Asset value of US Government securities at end of year	2012-12-31	$595,695
Asset value of US Government securities at beginning of year	2012-12-31	$696,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$64,348
Employer contributions (assets) at end of year	2012-12-31	$5,412
Employer contributions (assets) at beginning of year	2012-12-31	$6,405
Income. Dividends from common stock	2012-12-31	$4,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$113,227
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$16,936
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$14,832
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$318,409
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$257,119
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$26,541
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$20,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SHALIK MORRIS & CO.LLP
Accountancy firm EIN	2012-12-31	112973036
2011 : LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-29,955
Total unrealized appreciation/depreciation of assets	2011-12-31	$-29,955
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$10,850
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$20,292
Total income from all sources (including contributions)	2011-12-31	$59,322
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$187,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$167,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$65,323
Value of total assets at end of year	2011-12-31	$1,056,638
Value of total assets at beginning of year	2011-12-31	$1,193,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$19,655
Total interest from all sources	2011-12-31	$18,216
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$5,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$8,425
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$150,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$65,323
Amount contributed by the employer to the plan for this plan year	2011-12-31	$65,323
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$2,011
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$3,793
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$4,204
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$169
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$3,737
Liabilities. Value of operating payables at end of year	2011-12-31	$10,681
Liabilities. Value of operating payables at beginning of year	2011-12-31	$20,292
Total non interest bearing cash at end of year	2011-12-31	$57,405
Total non interest bearing cash at beginning of year	2011-12-31	$26,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-127,866
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,045,788
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,173,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$7,493
Income. Interest from US Government securities	2011-12-31	$18,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$21,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$149,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$149,631
Asset value of US Government securities at end of year	2011-12-31	$696,071
Asset value of US Government securities at beginning of year	2011-12-31	$661,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$65,323
Employer contributions (assets) at end of year	2011-12-31	$6,405
Employer contributions (assets) at beginning of year	2011-12-31	$5,632
Income. Dividends from common stock	2011-12-31	$5,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$167,533
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$14,832
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$19,693
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$257,119
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$324,592
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SHALIK, MORRIS & COMPANY
Accountancy firm EIN	2011-12-31	112973036
2010 : LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$105,892
Total unrealized appreciation/depreciation of assets	2010-12-31	$105,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$20,292
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,258
Total income from all sources (including contributions)	2010-12-31	$197,706
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$48,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$12,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$65,182
Value of total assets at end of year	2010-12-31	$1,193,946
Value of total assets at beginning of year	2010-12-31	$1,027,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$36,009
Total interest from all sources	2010-12-31	$21,675
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$27,180
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$150,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$65,182
Amount contributed by the employer to the plan for this plan year	2010-12-31	$65,182
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$2,011
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,997
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$4,204
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$4,717
Administrative expenses (other) incurred	2010-12-31	$3,301
Liabilities. Value of operating payables at end of year	2010-12-31	$20,292
Liabilities. Value of operating payables at beginning of year	2010-12-31	$3,258
Total non interest bearing cash at end of year	2010-12-31	$26,996
Total non interest bearing cash at beginning of year	2010-12-31	$32,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$148,952
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,173,654
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,024,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$5,528
Income. Interest from US Government securities	2010-12-31	$21,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$149,631
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$132,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$132,587
Asset value of US Government securities at end of year	2010-12-31	$661,187
Asset value of US Government securities at beginning of year	2010-12-31	$544,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$65,182
Employer contributions (assets) at end of year	2010-12-31	$5,632
Employer contributions (assets) at beginning of year	2010-12-31	$6,121
Income. Dividends from common stock	2010-12-31	$4,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$12,745
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$19,693
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$26,385
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$324,592
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$278,526
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SHALIK, MORRIS & COMPANY
Accountancy firm EIN	2010-12-31	112973036
2009 : LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$73,171
Amount contributed by the employer to the plan for this plan year	2009-12-31	$73,171

Form 5500 Responses for LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT)

2013: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2013 form 5500 responses
2013-01-01	Type of plan entity	Multi-employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2012 form 5500 responses
2012-01-01	Type of plan entity	Multi-employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2011 form 5500 responses
2011-01-01	Type of plan entity	Multi-employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2010 form 5500 responses
2010-01-01	Type of plan entity	Multi-employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: LOCAL 1972 SEVERANCE AND RETIREMENT PLAN (2001 RESTATEMENT) 2009 form 5500 responses
2009-01-01	Type of plan entity	Multi-employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TRUSTEES OF LOCAL 1972 SEVERANCE & RETIREMENT FUND
Employer identification number (EIN):	226190404
NAIC Classification:	336610

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01
001	2012-01-01	IVO SISIC
001	2011-01-01	MARY BAILEY
001	2010-01-01	MARY BAILEY
001	2009-01-01	MARY BAILEY
001	2009-01-01	MARY BAILEY