401k Plan data: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN plan

HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	HERCULES EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	003

HERCULES EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

HERCULES CHEMICAL COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: HERCULES CHEMICAL COMPANY, INC.

Employer identification number (EIN): 226697785

NAIC Classification: 325900
NAIC Description: Other Chemical Product and Preparation Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERCULES EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2012-01-01 LEONARD RUVOLO LEONARD RUVOLO 2013-05-10
003 2011-01-01 LEONARD RUVOLO
003 2009-01-01 LEONARD RUVOLO

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2012-01-01	LEONARD RUVOLO	LEONARD RUVOLO	2013-05-10
003	2011-01-01	LEONARD RUVOLO
003	2009-01-01	LEONARD RUVOLO

Plan Statistics for HERCULES EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for HERCULES EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 64
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 6
Total of all active and inactive participants 2012-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 70
Number of participants with account balances 2012-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 65
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 65
Number of participants with account balances 2011-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 94
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 69
Number of retired or separated participants receiving benefits 2009-01-01 8
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 81
Number of participants with account balances 2009-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2012: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	64
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	6
Total of all active and inactive participants	2012-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	70
Number of participants with account balances	2012-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	65
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	65
Number of participants with account balances	2011-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	94
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	69
Number of retired or separated participants receiving benefits	2009-01-01	8
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	81
Number of participants with account balances	2009-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on HERCULES EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2012 : HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$466
Total income from all sources	2012-12-31	$1,384,186
Expenses. Total of all expenses incurred	2012-12-31	$1,286,214
Benefits paid (including direct rollovers)	2012-12-31	$1,286,214
Total plan assets at end of year	2012-12-31	$4,890,046
Total plan assets at beginning of year	2012-12-31	$4,792,540
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Other income received	2012-12-31	$1,384,186
Net income (gross income less expenses)	2012-12-31	$97,972
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,890,046
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,792,074
Assets. Value of employer securities	2012-12-31	$3,548,997
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$466
Total plan liabilities at beginning of year	2011-12-31	$180,228
Total income from all sources	2011-12-31	$1,515,439
Expenses. Total of all expenses incurred	2011-12-31	$450,244
Benefits paid (including direct rollovers)	2011-12-31	$446,415
Total plan assets at end of year	2011-12-31	$4,792,540
Total plan assets at beginning of year	2011-12-31	$3,907,107
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$3,829
Other income received	2011-12-31	$1,332,109
Net income (gross income less expenses)	2011-12-31	$1,065,195
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,792,074
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,726,879
Assets. Value of employer securities	2011-12-31	$2,292,000
Total contributions received or receivable from employer(s)	2011-12-31	$183,330
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$180,228
Total plan liabilities at beginning of year	2010-12-31	$453,791
Total income from all sources	2010-12-31	$708,730
Expenses. Total of all expenses incurred	2010-12-31	$564,718
Benefits paid (including direct rollovers)	2010-12-31	$560,860
Total plan assets at end of year	2010-12-31	$3,907,107
Total plan assets at beginning of year	2010-12-31	$4,036,658
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$3,858
Other income received	2010-12-31	$431,583
Net income (gross income less expenses)	2010-12-31	$144,012
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,726,879
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,582,867
Assets. Value of employer securities	2010-12-31	$3,906,267
Total contributions received or receivable from employer(s)	2010-12-31	$277,147
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HERCULES EMPLOYEE STOCK OWNERSHIP PLAN

2012: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HERCULES EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HERCULES CHEMICAL COMPANY, INC.
Employer identification number (EIN):	226697785
NAIC Classification:	325900
NAIC Description:	Other Chemical Product and Preparation Manufacturing