401k Plan data: THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN plan

THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan Name	THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN
Plan identification number	026

THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE BUDD COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE BUDD COMPANY, INC.

Employer identification number (EIN): 230443060

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
026 2012-01-01 JAMES ALLISON 2012-12-21 JAMES ALLISON 2012-12-21
026 2011-01-01 JAMES ALLISON 2012-09-06 JAMES ALLISON 2012-09-06
026 2010-01-01 JAMES ALLISON 2011-07-28 BRIAN BASTIEN 2011-07-29
026 2009-01-01 JAMES M. ALLISON BRIAN BASTIEN 2010-10-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
026	2012-01-01	JAMES ALLISON	2012-12-21	JAMES ALLISON	2012-12-21
026	2011-01-01	JAMES ALLISON	2012-09-06	JAMES ALLISON	2012-09-06
026	2010-01-01	JAMES ALLISON	2011-07-28	BRIAN BASTIEN	2011-07-29
026	2009-01-01	JAMES M. ALLISON		BRIAN BASTIEN	2010-10-01

Plan Statistics for THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN

Measure Date Value
2009: THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 81
Total of all active and inactive participants 2009-01-01 83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 83
Number of participants with account balances 2009-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2009: THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	81
Total of all active and inactive participants	2009-01-01	83
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	83
Number of participants with account balances	2009-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN

Measure	Date	Value
2009 : THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN

2009: THYSSENKRUPP BUDD COMPANY EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE BUDD COMPANY, INC.
Employer identification number (EIN):	230443060
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies