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CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameCARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN
Plan identification number 020

CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARPENTER TECHNOLOGY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CARPENTER TECHNOLOGY CORPORATION
Employer identification number (EIN):230458500
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about CARPENTER TECHNOLOGY CORPORATION

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number: 57505

More information about CARPENTER TECHNOLOGY CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0202022-01-01
0202021-01-01
0202021-01-01
0202020-01-01
0202019-01-01
0202018-01-01
0202017-01-01ERIN STEINER ERIN STEINER2018-10-10
0202016-01-01ERIN STEINER ERIN STEINER2017-10-12
0202015-01-01ERIN STEINER ERIN STEINER2016-10-17
0202014-01-01MICHAEL A. HAJOST MICHAEL A. HAJOST2015-10-09
0202013-01-01MICHAEL A. HAJOST MICHAEL A. HAJOST2014-10-10
0202012-01-01MICHAEL A. HAJOST
0202011-01-01THOMAS F. CRAMSEY THOMAS F. CRAMSEY2012-10-15
0202009-01-01THOMAS F. CRAMSEY, VP AND CAO

Plan Statistics for CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN

401k plan membership statisitcs for CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN

Measure Date Value
2022: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,554
Total number of active participants reported on line 7a of the Form 55002022-01-013,357
Number of retired or separated participants receiving benefits2022-01-01121
Number of other retired or separated participants entitled to future benefits2022-01-011,262
Total of all active and inactive participants2022-01-014,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0121
Total participants2022-01-014,761
Number of participants with account balances2022-01-014,713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,617
Total number of active participants reported on line 7a of the Form 55002021-01-013,143
Number of retired or separated participants receiving benefits2021-01-01101
Number of other retired or separated participants entitled to future benefits2021-01-011,286
Total of all active and inactive participants2021-01-014,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0124
Total participants2021-01-014,554
Number of participants with account balances2021-01-014,506
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,894
Total number of active participants reported on line 7a of the Form 55002020-01-013,326
Number of retired or separated participants receiving benefits2020-01-0183
Number of other retired or separated participants entitled to future benefits2020-01-011,185
Total of all active and inactive participants2020-01-014,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0123
Total participants2020-01-014,617
Number of participants with account balances2020-01-014,561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,656
Total number of active participants reported on line 7a of the Form 55002019-01-013,816
Number of retired or separated participants receiving benefits2019-01-0185
Number of other retired or separated participants entitled to future benefits2019-01-01971
Total of all active and inactive participants2019-01-014,872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0122
Total participants2019-01-014,894
Number of participants with account balances2019-01-014,845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,519
Total number of active participants reported on line 7a of the Form 55002018-01-013,628
Number of retired or separated participants receiving benefits2018-01-0168
Number of other retired or separated participants entitled to future benefits2018-01-01944
Total of all active and inactive participants2018-01-014,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0116
Total participants2018-01-014,656
Number of participants with account balances2018-01-014,621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,036
Total number of active participants reported on line 7a of the Form 55002017-01-013,514
Number of retired or separated participants receiving benefits2017-01-0144
Number of other retired or separated participants entitled to future benefits2017-01-01949
Total of all active and inactive participants2017-01-014,507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-014,519
Number of participants with account balances2017-01-014,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,791
Total number of active participants reported on line 7a of the Form 55002016-01-013,262
Number of retired or separated participants receiving benefits2016-01-0128
Number of other retired or separated participants entitled to future benefits2016-01-01738
Total of all active and inactive participants2016-01-014,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-014,036
Number of participants with account balances2016-01-012,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,167
Total number of active participants reported on line 7a of the Form 55002015-01-012,210
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01570
Total of all active and inactive participants2015-01-012,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0110
Total participants2015-01-012,791
Number of participants with account balances2015-01-012,769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,199
Total number of active participants reported on line 7a of the Form 55002014-01-012,599
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01558
Total of all active and inactive participants2014-01-013,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0110
Total participants2014-01-013,167
Number of participants with account balances2014-01-012,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,401
Total number of active participants reported on line 7a of the Form 55002013-01-012,616
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01571
Total of all active and inactive participants2013-01-013,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0112
Total participants2013-01-013,199
Number of participants with account balances2013-01-013,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,542
Total number of active participants reported on line 7a of the Form 55002012-01-012,796
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01595
Total of all active and inactive participants2012-01-013,391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-013,401
Number of participants with account balances2012-01-013,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,411
Total number of active participants reported on line 7a of the Form 55002011-01-012,904
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01628
Total of all active and inactive participants2011-01-013,532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0110
Total participants2011-01-013,542
Number of participants with account balances2011-01-013,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,532
Total number of active participants reported on line 7a of the Form 55002009-01-012,664
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01719
Total of all active and inactive participants2009-01-013,383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-017
Total participants2009-01-013,390
Number of participants with account balances2009-01-013,368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN

Measure Date Value
2022 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$3,563,000
Total unrealized appreciation/depreciation of assets2022-12-31$3,563,000
Total transfer of assets to this plan2022-12-31$45,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-59,173,000
Total loss/gain on sale of assets2022-12-31$793,000
Total of all expenses incurred2022-12-31$64,662,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$63,830,000
Value of total corrective distributions2022-12-31$53,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$53,712,000
Value of total assets at end of year2022-12-31$654,383,000
Value of total assets at beginning of year2022-12-31$778,173,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$779,000
Total interest from all sources2022-12-31$586,000
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,704,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,292,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$26,960,000
Participant contributions at end of year2022-12-31$12,465,000
Participant contributions at beginning of year2022-12-31$12,150,000
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,910,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$18,000
Administrative expenses (other) incurred2022-12-31$779,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-123,835,000
Value of net assets at end of year (total assets less liabilities)2022-12-31$654,383,000
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$778,173,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$284,722,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$365,296,000
Interest on participant loans2022-12-31$586,000
Value of interest in master investment trust accounts at end of year2022-12-31$66,225,000
Value of interest in master investment trust accounts at beginning of year2022-12-31$63,139,000
Value of interest in common/collective trusts at end of year2022-12-31$290,971,000
Value of interest in common/collective trusts at beginning of year2022-12-31$337,588,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-73,079,000
Net investment gain or loss from common/collective trusts2022-12-31$-53,452,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$22,842,000
Income. Dividends from common stock2022-12-31$412,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$63,812,000
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$8,661,000
Aggregate carrying amount (costs) on sale of assets2022-12-31$7,868,000
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-627,000
Total unrealized appreciation/depreciation of assets2021-12-31$-627,000
Total transfer of assets to this plan2021-12-31$3,528,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$141,693,000
Total loss/gain on sale of assets2021-12-31$1,710,000
Total of all expenses incurred2021-12-31$85,227,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$84,383,000
Value of total corrective distributions2021-12-31$35,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$47,634,000
Value of total assets at end of year2021-12-31$778,173,000
Value of total assets at beginning of year2021-12-31$718,179,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$809,000
Total interest from all sources2021-12-31$643,000
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,657,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,211,000
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$24,682,000
Participant contributions at end of year2021-12-31$12,150,000
Participant contributions at beginning of year2021-12-31$13,945,000
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,039,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$64,000
Administrative expenses (other) incurred2021-12-31$809,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$56,466,000
Value of net assets at end of year (total assets less liabilities)2021-12-31$778,173,000
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$718,179,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$365,296,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$606,102,000
Interest on participant loans2021-12-31$643,000
Value of interest in master investment trust accounts at end of year2021-12-31$63,139,000
Value of interest in master investment trust accounts at beginning of year2021-12-31$71,659,000
Value of interest in common/collective trusts at end of year2021-12-31$337,588,000
Value of interest in common/collective trusts at beginning of year2021-12-31$26,473,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$69,569,000
Net investment gain or loss from common/collective trusts2021-12-31$9,107,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$20,913,000
Income. Dividends from common stock2021-12-31$446,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$84,319,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$16,255,000
Aggregate carrying amount (costs) on sale of assets2021-12-31$14,545,000
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-6,038,000
Total unrealized appreciation/depreciation of assets2020-12-31$-6,038,000
Total transfer of assets to this plan2020-12-31$26,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$127,029,000
Total loss/gain on sale of assets2020-12-31$-1,601,000
Total of all expenses incurred2020-12-31$96,943,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$96,125,000
Value of total corrective distributions2020-12-31$49,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$48,858,000
Value of total assets at end of year2020-12-31$718,179,000
Value of total assets at beginning of year2020-12-31$688,067,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$769,000
Total interest from all sources2020-12-31$854,000
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$13,772,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$13,271,000
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$23,882,000
Participant contributions at end of year2020-12-31$13,945,000
Participant contributions at beginning of year2020-12-31$17,781,000
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,816,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$4,000
Administrative expenses (other) incurred2020-12-31$769,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$30,086,000
Value of net assets at end of year (total assets less liabilities)2020-12-31$718,179,000
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$688,067,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$606,102,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$567,144,000
Interest on participant loans2020-12-31$854,000
Value of interest in master investment trust accounts at end of year2020-12-31$71,659,000
Value of interest in master investment trust accounts at beginning of year2020-12-31$74,894,000
Value of interest in common/collective trusts at end of year2020-12-31$26,473,000
Value of interest in common/collective trusts at beginning of year2020-12-31$28,248,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$67,849,000
Net investment gain or loss from common/collective trusts2020-12-31$3,335,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$22,160,000
Income. Dividends from common stock2020-12-31$501,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$96,121,000
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$-12,602,000
Aggregate carrying amount (costs) on sale of assets2020-12-31$-11,001,000
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$7,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$174,622,000
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$51,712,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$51,107,000
Value of total corrective distributions2019-12-31$4,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$54,652,000
Value of total assets at end of year2019-12-31$688,067,000
Value of total assets at beginning of year2019-12-31$565,150,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$601,000
Total interest from all sources2019-12-31$897,000
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$16,137,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$16,137,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$26,596,000
Participant contributions at end of year2019-12-31$17,781,000
Participant contributions at beginning of year2019-12-31$16,295,000
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,035,000
Administrative expenses (other) incurred2019-12-31$601,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$122,910,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$688,067,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$565,150,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$567,144,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$453,768,000
Interest on participant loans2019-12-31$897,000
Value of interest in master investment trust accounts at end of year2019-12-31$74,894,000
Value of interest in master investment trust accounts at beginning of year2019-12-31$72,638,000
Value of interest in common/collective trusts at end of year2019-12-31$28,248,000
Value of interest in common/collective trusts at beginning of year2019-12-31$22,449,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$93,052,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$25,021,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$51,107,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$15,459,000
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$55,959,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$55,540,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$50,484,000
Value of total assets at end of year2018-12-31$565,150,000
Value of total assets at beginning of year2018-12-31$605,650,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$419,000
Total interest from all sources2018-12-31$731,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$15,912,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$15,912,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$24,228,000
Participant contributions at end of year2018-12-31$16,295,000
Participant contributions at beginning of year2018-12-31$14,814,000
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,107,000
Administrative expenses (other) incurred2018-12-31$419,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-40,500,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$565,150,000
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$605,650,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$453,768,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$481,820,000
Interest on participant loans2018-12-31$731,000
Value of interest in master investment trust accounts at end of year2018-12-31$72,638,000
Value of interest in master investment trust accounts at beginning of year2018-12-31$85,996,000
Value of interest in common/collective trusts at end of year2018-12-31$22,449,000
Value of interest in common/collective trusts at beginning of year2018-12-31$23,020,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-45,212,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$23,149,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$55,540,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$36,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$135,264,000
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$59,657,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$59,260,000
Value of total corrective distributions2017-12-31$11,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$46,253,000
Value of total assets at end of year2017-12-31$605,650,000
Value of total assets at beginning of year2017-12-31$530,007,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$386,000
Total interest from all sources2017-12-31$595,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$13,391,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$13,391,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$21,729,000
Participant contributions at end of year2017-12-31$14,814,000
Participant contributions at beginning of year2017-12-31$13,959,000
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,322,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$208,000
Other income not declared elsewhere2017-12-31$6,000
Administrative expenses (other) incurred2017-12-31$386,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$75,607,000
Value of net assets at end of year (total assets less liabilities)2017-12-31$605,650,000
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$530,007,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$481,820,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$399,713,000
Interest on participant loans2017-12-31$595,000
Value of interest in master investment trust accounts at end of year2017-12-31$85,996,000
Value of interest in master investment trust accounts at beginning of year2017-12-31$92,954,000
Value of interest in common/collective trusts at end of year2017-12-31$23,020,000
Value of interest in common/collective trusts at beginning of year2017-12-31$23,381,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$62,453,000
Net investment gain or loss from common/collective trusts2017-12-31$1,029,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$21,202,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$59,052,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$81,254,000
Total transfer of assets from this plan2016-12-31$1,464,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$53,216,000
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$75,773,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$75,428,000
Value of total corrective distributions2016-12-31$1,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,442,000
Value of total assets at end of year2016-12-31$530,007,000
Value of total assets at beginning of year2016-12-31$472,774,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$344,000
Total interest from all sources2016-12-31$457,000
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$8,840,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$8,840,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$12,621,000
Participant contributions at end of year2016-12-31$13,959,000
Participant contributions at beginning of year2016-12-31$12,036,000
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$225,000
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$10,000
Other income not declared elsewhere2016-12-31$11,000
Administrative expenses (other) incurred2016-12-31$344,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-22,557,000
Value of net assets at end of year (total assets less liabilities)2016-12-31$530,007,000
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$472,774,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$399,713,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$370,809,000
Interest on participant loans2016-12-31$457,000
Value of interest in master investment trust accounts at end of year2016-12-31$92,954,000
Value of interest in master investment trust accounts at beginning of year2016-12-31$89,929,000
Value of interest in common/collective trusts at end of year2016-12-31$23,381,000
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$19,639,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,596,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$75,418,000
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$300,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,460,000
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$55,602,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$55,238,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$18,947,000
Value of total assets at end of year2015-12-31$472,774,000
Value of total assets at beginning of year2015-12-31$526,216,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$364,000
Total interest from all sources2015-12-31$501,000
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$12,139,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,139,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,732,000
Participant contributions at end of year2015-12-31$12,036,000
Participant contributions at beginning of year2015-12-31$12,224,000
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$285,000
Administrative expenses (other) incurred2015-12-31$364,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-53,142,000
Value of net assets at end of year (total assets less liabilities)2015-12-31$472,774,000
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$526,216,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$370,809,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$401,479,000
Interest on participant loans2015-12-31$501,000
Value of interest in master investment trust accounts at end of year2015-12-31$89,929,000
Value of interest in master investment trust accounts at beginning of year2015-12-31$112,513,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-13,314,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,930,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$55,238,000
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$108,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$40,207,000
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$51,235,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$50,765,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$21,024,000
Value of total assets at end of year2014-12-31$526,216,000
Value of total assets at beginning of year2014-12-31$537,352,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$470,000
Total interest from all sources2014-12-31$489,000
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$11,390,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$11,390,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,075,000
Participant contributions at end of year2014-12-31$12,224,000
Participant contributions at beginning of year2014-12-31$11,897,000
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$268,000
Administrative expenses (other) incurred2014-12-31$470,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-11,028,000
Value of net assets at end of year (total assets less liabilities)2014-12-31$526,216,000
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$537,352,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$401,479,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$384,353,000
Interest on participant loans2014-12-31$489,000
Value of interest in master investment trust accounts at end of year2014-12-31$112,513,000
Value of interest in master investment trust accounts at beginning of year2014-12-31$141,102,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$16,486,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,681,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$50,765,000
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$222,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$95,808,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$43,176,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,717,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,928,000
Value of total assets at end of year2013-12-31$537,352,000
Value of total assets at beginning of year2013-12-31$484,942,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$459,000
Total interest from all sources2013-12-31$477,000
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,941,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,941,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$14,779,000
Participant contributions at end of year2013-12-31$11,897,000
Participant contributions at beginning of year2013-12-31$11,542,000
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$431,000
Administrative expenses (other) incurred2013-12-31$459,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$52,632,000
Value of net assets at end of year (total assets less liabilities)2013-12-31$537,352,000
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$484,942,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$384,353,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$310,736,000
Interest on participant loans2013-12-31$477,000
Value of interest in master investment trust accounts at end of year2013-12-31$141,102,000
Value of interest in master investment trust accounts at beginning of year2013-12-31$162,664,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$55,634,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,718,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$42,717,000
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PARENTEBEARD, LLC
Accountancy firm EIN2013-12-31232932984
2012 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$64,766,000
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$35,956,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$35,612,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$21,107,000
Value of total assets at end of year2012-12-31$484,942,000
Value of total assets at beginning of year2012-12-31$456,132,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$344,000
Total interest from all sources2012-12-31$460,000
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,340,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,340,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$14,639,000
Participant contributions at end of year2012-12-31$11,542,000
Participant contributions at beginning of year2012-12-31$10,798,000
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$494,000
Administrative expenses (other) incurred2012-12-31$344,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$28,810,000
Value of net assets at end of year (total assets less liabilities)2012-12-31$484,942,000
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$456,132,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$310,736,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$276,401,000
Interest on participant loans2012-12-31$460,000
Value of interest in master investment trust accounts at end of year2012-12-31$162,664,000
Value of interest in master investment trust accounts at beginning of year2012-12-31$168,933,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$29,653,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,974,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$35,612,000
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PARENTEBEARD, LLC
Accountancy firm EIN2012-12-31232932984
2011 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$3,733,000
Total unrealized appreciation/depreciation of assets2011-12-31$3,733,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$42,081,000
Total loss/gain on sale of assets2011-12-31$499,000
Total of all expenses incurred2011-12-31$33,569,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$33,270,000
Value of total corrective distributions2011-12-31$3,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$20,418,000
Value of total assets at end of year2011-12-31$456,132,000
Value of total assets at beginning of year2011-12-31$447,620,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$296,000
Total interest from all sources2011-12-31$1,016,000
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$6,691,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$6,386,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$13,658,000
Participant contributions at end of year2011-12-31$10,798,000
Participant contributions at beginning of year2011-12-31$11,800,000
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$14,967,000
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,204,000
Administrative expenses (other) incurred2011-12-31$296,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$8,512,000
Value of net assets at end of year (total assets less liabilities)2011-12-31$456,132,000
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$447,620,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$276,401,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$286,666,000
Interest on participant loans2011-12-31$533,000
Interest earned on other investments2011-12-31$483,000
Value of interest in master investment trust accounts at end of year2011-12-31$168,933,000
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,886,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,886,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$59,545,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,127,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$67,756,000
Contributions received in cash from employer2011-12-31$5,556,000
Income. Dividends from common stock2011-12-31$305,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$33,270,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$17,908,000
Aggregate carrying amount (costs) on sale of assets2011-12-31$17,409,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984
2010 : CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$19,105,000
Total unrealized appreciation/depreciation of assets2010-12-31$19,105,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$78,362,000
Total loss/gain on sale of assets2010-12-31$3,598,000
Total of all expenses incurred2010-12-31$33,254,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$32,951,000
Value of total corrective distributions2010-12-31$13,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$16,894,000
Value of total assets at end of year2010-12-31$447,620,000
Value of total assets at beginning of year2010-12-31$402,512,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$290,000
Total interest from all sources2010-12-31$636,000
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$7,901,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,672,000
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$12,034,000
Participant contributions at end of year2010-12-31$11,800,000
Participant contributions at beginning of year2010-12-31$11,389,000
Assets. Other investments not covered elsewhere at end of year2010-12-31$14,967,000
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$20,930,000
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$635,000
Administrative expenses (other) incurred2010-12-31$290,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$45,108,000
Value of net assets at end of year (total assets less liabilities)2010-12-31$447,620,000
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$402,512,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$286,666,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$265,867,000
Interest on participant loans2010-12-31$636,000
Interest earned on other investments2010-12-31$3,099,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,886,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$12,696,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$12,696,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$59,545,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$48,581,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$27,129,000
Net investment gain or loss from common/collective trusts2010-12-31$3,099,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$67,756,000
Assets. Invements in employer securities at beginning of year2010-12-31$43,049,000
Contributions received in cash from employer2010-12-31$4,225,000
Income. Dividends from common stock2010-12-31$1,229,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$32,951,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$36,402,000
Aggregate carrying amount (costs) on sale of assets2010-12-31$32,804,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PARENTE BEARD LLC
Accountancy firm EIN2010-12-31233060766

Form 5500 Responses for CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN

2022: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CARPENTER TECHNOLOGY 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number1091-03
Policy instance 1
Insurance contract or identification number1091-03
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGAC 32089
Policy instance 2
Insurance contract or identification numberGAC 32089
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00896TR
Policy instance 3
Insurance contract or identification numberMDA00896TR
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA 62222-211
Policy instance 4
Insurance contract or identification numberGA 62222-211
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number1091-03
Policy instance 1
Insurance contract or identification number1091-03
Number of Individuals Covered1398
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGAC 32089
Policy instance 2
Insurance contract or identification numberGAC 32089
Number of Individuals Covered1398
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA00896TR
Policy instance 3
Insurance contract or identification numberMDA00896TR
Number of Individuals Covered1398
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA 62222-211
Policy instance 4
Insurance contract or identification numberGA 62222-211
Number of Individuals Covered1398
Insurance policy start date2010-01-12
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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