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AMEGA WEST 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameAMEGA WEST 401(K) RETIREMENT PLAN
Plan identification number 025

AMEGA WEST 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARPENTER TECHNOLOGY CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CARPENTER TECHNOLOGY CORPORATION
Employer identification number (EIN):230458500
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Additional information about CARPENTER TECHNOLOGY CORPORATION

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number: 57505

More information about CARPENTER TECHNOLOGY CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMEGA WEST 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0252021-01-01
0252020-01-01
0252019-01-01
0252018-01-01
0252017-01-01ERIN STEINER ERIN STEINER2018-10-10
0252016-01-01ERIN STEINER ERIN STEINER2017-10-12
0252015-01-01ERIN STEINER ERIN STEINER2016-10-17
0252014-01-01MICHAEL A. HAJOST MICHAEL A. HAJOST2015-10-09
0252013-01-01MICHAEL A. HAJOST MICHAEL A. HAJOST2014-10-10
0252012-01-01MICHAEL A. HAJOST
0252011-04-01THOMAS F. CRAMSEY THOMAS F. CRAMSEY2012-10-15

Plan Statistics for AMEGA WEST 401(K) RETIREMENT PLAN

401k plan membership statisitcs for AMEGA WEST 401(K) RETIREMENT PLAN

Measure Date Value
2021: AMEGA WEST 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01116
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AMEGA WEST 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01210
Total number of active participants reported on line 7a of the Form 55002020-01-011
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01115
Total of all active and inactive participants2020-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01116
Number of participants with account balances2020-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AMEGA WEST 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01209
Total number of active participants reported on line 7a of the Form 55002019-01-01143
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0167
Total of all active and inactive participants2019-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01210
Number of participants with account balances2019-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AMEGA WEST 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01209
Total number of active participants reported on line 7a of the Form 55002018-01-01157
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0152
Total of all active and inactive participants2018-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01209
Number of participants with account balances2018-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AMEGA WEST 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01173
Total number of active participants reported on line 7a of the Form 55002017-01-01158
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0151
Total of all active and inactive participants2017-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01209
Number of participants with account balances2017-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AMEGA WEST 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01263
Total number of active participants reported on line 7a of the Form 55002016-01-01129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01173
Number of participants with account balances2016-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AMEGA WEST 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01255
Total number of active participants reported on line 7a of the Form 55002015-01-01222
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01263
Number of participants with account balances2015-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AMEGA WEST 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01202
Total number of active participants reported on line 7a of the Form 55002014-01-01225
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01255
Number of participants with account balances2014-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AMEGA WEST 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01250
Total number of active participants reported on line 7a of the Form 55002013-01-01183
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01202
Number of participants with account balances2013-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AMEGA WEST 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01188
Total number of active participants reported on line 7a of the Form 55002012-01-01227
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0123
Total of all active and inactive participants2012-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01250
Number of participants with account balances2012-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AMEGA WEST 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-010
Total number of active participants reported on line 7a of the Form 55002011-04-01182
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-016
Total of all active and inactive participants2011-04-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01188
Number of participants with account balances2011-04-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010

Financial Data on AMEGA WEST 401(K) RETIREMENT PLAN

Measure Date Value
2021 : AMEGA WEST 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-01$0
Total transfer of assets from this plan2021-09-01$3,522,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-01$0
Total income from all sources (including contributions)2021-09-01$486,000
Total loss/gain on sale of assets2021-09-01$13,000
Total of all expenses incurred2021-09-01$1,606,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-01$1,601,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-01$0
Value of total assets at end of year2021-09-01$0
Value of total assets at beginning of year2021-09-01$4,642,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-01$5,000
Total interest from all sources2021-09-01$0
Total dividends received (eg from common stock, registered investment company shares)2021-09-01$8,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-01No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-01$7,000
Was this plan covered by a fidelity bond2021-09-01Yes
Value of fidelity bond cover2021-09-01$10,000,000
If this is an individual account plan, was there a blackout period2021-09-01No
Were there any nonexempt tranactions with any party-in-interest2021-09-01No
Participant contributions at end of year2021-09-01$0
Participant contributions at beginning of year2021-09-01$11,000
Administrative expenses (other) incurred2021-09-01$5,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-01No
Value of net income/loss2021-09-01$-1,120,000
Value of net assets at end of year (total assets less liabilities)2021-09-01$0
Value of net assets at beginning of year (total assets less liabilities)2021-09-01$4,642,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-01No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-01No
Were any leases to which the plan was party in default or uncollectible2021-09-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-01$4,509,000
Value of interest in master investment trust accounts at end of year2021-09-01$0
Value of interest in master investment trust accounts at beginning of year2021-09-01$84,000
Value of interest in common/collective trusts at end of year2021-09-01$0
Value of interest in common/collective trusts at beginning of year2021-09-01$38,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-01$415,000
Net investment gain or loss from common/collective trusts2021-09-01$50,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-01No
Was there a failure to transmit to the plan any participant contributions2021-09-01No
Has the plan failed to provide any benefit when due under the plan2021-09-01No
Income. Dividends from common stock2021-09-01$1,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-01$1,601,000
Did the plan have assets held for investment2021-09-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-01Yes
Aggregate proceeds on sale of assets2021-09-01$99,000
Aggregate carrying amount (costs) on sale of assets2021-09-01$86,000
Opinion of an independent qualified public accountant for this plan2021-09-01Disclaimer
Accountancy firm name2021-09-01BAKER TILLY US, LLP
Accountancy firm EIN2021-09-01390859910
2020 : AMEGA WEST 401(K) RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-36,000
Total unrealized appreciation/depreciation of assets2020-12-31$-36,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,192,000
Total loss/gain on sale of assets2020-12-31$-36,000
Total of all expenses incurred2020-12-31$3,032,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,016,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$559,000
Value of total assets at end of year2020-12-31$4,642,000
Value of total assets at beginning of year2020-12-31$6,482,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$16,000
Total interest from all sources2020-12-31$101,000
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$398,000
Participant contributions at end of year2020-12-31$11,000
Participant contributions at beginning of year2020-12-31$233,000
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,000
Other income not declared elsewhere2020-12-31$1,000
Administrative expenses (other) incurred2020-12-31$16,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,840,000
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,642,000
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,482,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,509,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,011,000
Interest on participant loans2020-12-31$6,000
Interest earned on other investments2020-12-31$95,000
Value of interest in master investment trust accounts at end of year2020-12-31$84,000
Value of interest in master investment trust accounts at beginning of year2020-12-31$168,000
Value of interest in common/collective trusts at end of year2020-12-31$38,000
Value of interest in common/collective trusts at beginning of year2020-12-31$70,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$593,000
Net investment gain or loss from common/collective trusts2020-12-31$7,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$160,000
Income. Dividends from common stock2020-12-31$3,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,016,000
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$-47,000
Aggregate carrying amount (costs) on sale of assets2020-12-31$-11,000
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : AMEGA WEST 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,223,000
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$686,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$676,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,118,000
Value of total assets at end of year2019-12-31$6,482,000
Value of total assets at beginning of year2019-12-31$4,945,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$10,000
Total interest from all sources2019-12-31$14,000
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$148,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$148,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$743,000
Participant contributions at end of year2019-12-31$233,000
Participant contributions at beginning of year2019-12-31$246,000
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$50,000
Administrative expenses (other) incurred2019-12-31$10,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,537,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,482,000
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,945,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,011,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,565,000
Interest on participant loans2019-12-31$14,000
Value of interest in master investment trust accounts at end of year2019-12-31$168,000
Value of interest in master investment trust accounts at beginning of year2019-12-31$96,000
Value of interest in common/collective trusts at end of year2019-12-31$70,000
Value of interest in common/collective trusts at beginning of year2019-12-31$38,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$899,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$325,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$676,000
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : AMEGA WEST 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$832,000
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$359,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$355,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,159,000
Value of total assets at end of year2018-12-31$4,945,000
Value of total assets at beginning of year2018-12-31$4,472,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,000
Total interest from all sources2018-12-31$11,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$145,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$145,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$712,000
Participant contributions at end of year2018-12-31$246,000
Participant contributions at beginning of year2018-12-31$185,000
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$138,000
Administrative expenses (other) incurred2018-12-31$4,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$473,000
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,945,000
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,472,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,565,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,047,000
Interest on participant loans2018-12-31$11,000
Value of interest in master investment trust accounts at end of year2018-12-31$96,000
Value of interest in master investment trust accounts at beginning of year2018-12-31$177,000
Value of interest in common/collective trusts at end of year2018-12-31$38,000
Value of interest in common/collective trusts at beginning of year2018-12-31$63,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-450,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$309,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$355,000
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : AMEGA WEST 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$28,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,584,251
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$538,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$535,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$933,000
Value of total assets at end of year2017-12-31$4,472,000
Value of total assets at beginning of year2017-12-31$3,453,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,000
Total interest from all sources2017-12-31$7,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$97,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$97,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$560,000
Participant contributions at end of year2017-12-31$185,000
Participant contributions at beginning of year2017-12-31$127,092
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$131,000
Other income not declared elsewhere2017-12-31$251
Administrative expenses (other) incurred2017-12-31$3,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,046,251
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,472,000
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,453,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,047,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,148,339
Interest on participant loans2017-12-31$7,000
Value of interest in master investment trust accounts at end of year2017-12-31$177,000
Value of interest in master investment trust accounts at beginning of year2017-12-31$113,254
Value of interest in common/collective trusts at end of year2017-12-31$63,000
Value of interest in common/collective trusts at beginning of year2017-12-31$65,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$495,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$242,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$535,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : AMEGA WEST 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$941,060
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$473,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$469,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$686,131
Value of total assets at end of year2016-12-31$3,453,749
Value of total assets at beginning of year2016-12-31$2,986,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,292
Total interest from all sources2016-12-31$6,164
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$78,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$78,795
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$464,969
Participant contributions at end of year2016-12-31$127,092
Participant contributions at beginning of year2016-12-31$135,012
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,582
Other income not declared elsewhere2016-12-31$82
Administrative expenses (other) incurred2016-12-31$4,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$467,683
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,453,749
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,986,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,148,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,777,258
Interest on participant loans2016-12-31$6,164
Value of interest in master investment trust accounts at end of year2016-12-31$113,254
Value of interest in master investment trust accounts at beginning of year2016-12-31$73,796
Value of interest in common/collective trusts at end of year2016-12-31$65,064
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$150,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$208,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$469,085
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : AMEGA WEST 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$881,921
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$800,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$798,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$934,216
Value of total assets at end of year2015-12-31$2,986,066
Value of total assets at beginning of year2015-12-31$2,905,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,408
Total interest from all sources2015-12-31$6,206
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$103,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$103,258
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$582,203
Participant contributions at end of year2015-12-31$135,012
Participant contributions at beginning of year2015-12-31$157,027
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$57,486
Administrative expenses (other) incurred2015-12-31$2,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$80,979
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,986,066
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,905,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,777,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,637,303
Interest on participant loans2015-12-31$6,206
Value of interest in master investment trust accounts at end of year2015-12-31$73,796
Value of interest in master investment trust accounts at beginning of year2015-12-31$110,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-121,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$294,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$798,534
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : AMEGA WEST 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,198,225
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$238,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$232,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,071,639
Value of total assets at end of year2014-12-31$2,905,087
Value of total assets at beginning of year2014-12-31$1,944,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,276
Total interest from all sources2014-12-31$5,896
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$58,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$58,513
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$612,408
Participant contributions at end of year2014-12-31$157,027
Participant contributions at beginning of year2014-12-31$100,428
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$115,495
Administrative expenses (other) incurred2014-12-31$5,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$960,122
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,905,087
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,944,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,637,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,704,001
Interest on participant loans2014-12-31$5,896
Value of interest in master investment trust accounts at end of year2014-12-31$110,757
Value of interest in master investment trust accounts at beginning of year2014-12-31$140,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$87,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$343,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$232,827
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : AMEGA WEST 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$965,407
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$135,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$131,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$717,715
Value of total assets at end of year2013-12-31$1,944,965
Value of total assets at beginning of year2013-12-31$1,115,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,501
Total interest from all sources2013-12-31$2,397
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$33,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$33,204
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$460,605
Participant contributions at end of year2013-12-31$100,428
Participant contributions at beginning of year2013-12-31$42,175
Administrative expenses (other) incurred2013-12-31$4,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$829,755
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,944,965
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,115,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,704,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$968,965
Interest on participant loans2013-12-31$2,397
Value of interest in master investment trust accounts at end of year2013-12-31$140,536
Value of interest in master investment trust accounts at beginning of year2013-12-31$104,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$189,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$257,110
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$131,151
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PARENTEBEARD, LLC
Accountancy firm EIN2013-12-31232932984
2012 : AMEGA WEST 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$729,062
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$69,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$67,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$644,706
Value of total assets at end of year2012-12-31$1,115,210
Value of total assets at beginning of year2012-12-31$455,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,791
Total interest from all sources2012-12-31$669
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$22,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$22,468
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$340,038
Participant contributions at end of year2012-12-31$42,175
Participant contributions at beginning of year2012-12-31$8,261
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$104,757
Administrative expenses (other) incurred2012-12-31$1,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$659,562
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,115,210
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$455,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$968,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$427,871
Interest on participant loans2012-12-31$669
Value of interest in master investment trust accounts at end of year2012-12-31$104,070
Value of interest in master investment trust accounts at beginning of year2012-12-31$19,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$54,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$199,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$67,709
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PARENTEBEARD, LLC
Accountancy firm EIN2012-12-31232932984
2011 : AMEGA WEST 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$244,710
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$214,693
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$223,529
Value of total assets at end of year2011-12-31$455,648
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$218
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$9,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$9,543
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$134,859
Participant contributions at end of year2011-12-31$8,261
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$13,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$210,938
Value of net assets at end of year (total assets less liabilities)2011-12-31$455,648
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$427,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$218
Value of interest in master investment trust accounts at end of year2011-12-31$19,516
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-18,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$75,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,755
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984

Form 5500 Responses for AMEGA WEST 401(K) RETIREMENT PLAN

2021: AMEGA WEST 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AMEGA WEST 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AMEGA WEST 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AMEGA WEST 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AMEGA WEST 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AMEGA WEST 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AMEGA WEST 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AMEGA WEST 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMEGA WEST 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMEGA WEST 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMEGA WEST 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01First time form 5500 has been submittedYes
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes

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