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ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 401k Plan overview

Plan NameESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES
Plan identification number 003

ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ESSROC CEMENT CORP has sponsored the creation of one or more 401k plans.

Company Name:ESSROC CEMENT CORP
Employer identification number (EIN):230493660
NAIC Classification:327300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01
0032015-01-01
0032014-01-01BARBARA BENSINGER
0032013-01-01BARBARA BENSINGER
0032012-01-01BARBARA BENSINGER
0032011-01-01BARBARA BENSINGER
0032010-01-01SARAH KUNERT
0032009-01-01SARAH KUNERT

Plan Statistics for ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES

401k plan membership statisitcs for ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2016: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2016 401k membership
Market value of plan assets2016-12-3161,448,603
Acturial value of plan assets2016-12-3165,052,259
Funding target for retired participants and beneficiaries receiving payment2016-12-3147,863,697
Number of terminated vested participants2016-12-31148
Fundng target for terminated vested participants2016-12-316,245,298
Active participant vested funding target2016-12-3112,932,129
Number of active participants2016-12-31190
Total funding liabilities for active participants2016-12-3113,754,740
Total participant count2016-12-31937
Total funding target for all participants2016-12-3167,863,735
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Present value of excess contributions2016-12-312,579,082
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-312,739,243
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-313,089,200
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-312,858,068
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31424,737
Net shortfall amortization installment of oustanding balance2016-12-312,811,476
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-311,111,819
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-311,111,819
Contributions allocatedtoward minimum required contributions for current year2016-12-312,858,068
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01937
Total number of active participants reported on line 7a of the Form 55002016-01-01137
Number of retired or separated participants receiving benefits2016-01-01498
Number of other retired or separated participants entitled to future benefits2016-01-01178
Total of all active and inactive participants2016-01-01813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01108
Total participants2016-01-01921
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-01956
Total number of active participants reported on line 7a of the Form 55002015-01-01190
Number of retired or separated participants receiving benefits2015-01-01488
Number of other retired or separated participants entitled to future benefits2015-01-01145
Total of all active and inactive participants2015-01-01823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01114
Total participants2015-01-01937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-011,129
Total number of active participants reported on line 7a of the Form 55002014-01-01205
Number of retired or separated participants receiving benefits2014-01-01496
Number of other retired or separated participants entitled to future benefits2014-01-01143
Total of all active and inactive participants2014-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01112
Total participants2014-01-01956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-011,143
Total number of active participants reported on line 7a of the Form 55002013-01-01213
Number of retired or separated participants receiving benefits2013-01-01493
Number of other retired or separated participants entitled to future benefits2013-01-01314
Total of all active and inactive participants2013-01-011,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01109
Total participants2013-01-011,129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-011,158
Total number of active participants reported on line 7a of the Form 55002012-01-01232
Number of retired or separated participants receiving benefits2012-01-01491
Number of other retired or separated participants entitled to future benefits2012-01-01316
Total of all active and inactive participants2012-01-011,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01104
Total participants2012-01-011,143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-011,170
Total number of active participants reported on line 7a of the Form 55002011-01-01252
Number of retired or separated participants receiving benefits2011-01-01471
Number of other retired or separated participants entitled to future benefits2011-01-01334
Total of all active and inactive participants2011-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01101
Total participants2011-01-011,158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2010 401k membership
Total participants, beginning-of-year2010-01-011,184
Total number of active participants reported on line 7a of the Form 55002010-01-01319
Number of retired or separated participants receiving benefits2010-01-01427
Number of other retired or separated participants entitled to future benefits2010-01-01324
Total of all active and inactive participants2010-01-011,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01100
Total participants2010-01-011,170
2009: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-011,195
Total number of active participants reported on line 7a of the Form 55002009-01-01347
Number of retired or separated participants receiving benefits2009-01-01410
Number of other retired or separated participants entitled to future benefits2009-01-01332
Total of all active and inactive participants2009-01-011,089
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0195
Total participants2009-01-011,184

Financial Data on ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2016 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$83,643
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$64,164
Total income from all sources (including contributions)2016-12-31$6,442,422
Total of all expenses incurred2016-12-31$5,277,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,950,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,089,200
Value of total assets at end of year2016-12-31$63,176,237
Value of total assets at beginning of year2016-12-31$61,991,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$326,477
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,553,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,553,889
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$154,992
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$504,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$83,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$64,164
Administrative expenses (other) incurred2016-12-31$326,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,165,283
Value of net assets at end of year (total assets less liabilities)2016-12-31$63,092,594
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$61,927,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$60,678,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$58,008,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,799,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,089,200
Employer contributions (assets) at end of year2016-12-31$2,343,200
Employer contributions (assets) at beginning of year2016-12-31$3,478,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,950,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2016-12-31390859910
2015 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$64,164
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$101,703
Total income from all sources (including contributions)2015-12-31$2,881,983
Total of all expenses incurred2015-12-31$5,215,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,953,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,747,459
Value of total assets at end of year2015-12-31$61,991,475
Value of total assets at beginning of year2015-12-31$64,362,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$262,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$128,459
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$504,688
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$503,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$64,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$101,703
Administrative expenses (other) incurred2015-12-31$262,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,333,814
Value of net assets at end of year (total assets less liabilities)2015-12-31$61,927,311
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$64,261,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$58,008,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$62,700,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,865,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,619,000
Employer contributions (assets) at end of year2015-12-31$3,478,100
Employer contributions (assets) at beginning of year2015-12-31$1,159,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,953,737
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$101,703
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$69,941
Total income from all sources (including contributions)2014-12-31$8,895,486
Total of all expenses incurred2014-12-31$9,006,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,629,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,253,600
Value of total assets at end of year2014-12-31$64,362,828
Value of total assets at beginning of year2014-12-31$64,441,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$377,047
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,805,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,805,783
Administrative expenses professional fees incurred2014-12-31$155,076
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$503,297
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$528,148
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$101,703
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$69,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-110,872
Value of net assets at end of year (total assets less liabilities)2014-12-31$64,261,125
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$64,371,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$150,991
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$62,700,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$62,683,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,836,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,253,600
Employer contributions (assets) at end of year2014-12-31$1,159,000
Employer contributions (assets) at beginning of year2014-12-31$1,230,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,629,311
Contract administrator fees2014-12-31$70,980
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$69,941
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$68,574
Total income from all sources (including contributions)2013-12-31$8,129,030
Total of all expenses incurred2013-12-31$5,186,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,896,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,369,800
Value of total assets at end of year2013-12-31$64,441,938
Value of total assets at beginning of year2013-12-31$61,497,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$290,353
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,154,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,154,818
Administrative expenses professional fees incurred2013-12-31$30,914
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$528,148
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$519,068
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$69,941
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$68,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,942,573
Value of net assets at end of year (total assets less liabilities)2013-12-31$64,371,997
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$61,429,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$188,459
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$62,683,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$59,902,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,604,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,369,800
Employer contributions (assets) at end of year2013-12-31$1,230,200
Employer contributions (assets) at beginning of year2013-12-31$1,076,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,896,104
Contract administrator fees2013-12-31$70,980
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$68,574
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$61,443
Total income from all sources (including contributions)2012-12-31$10,960,968
Total of all expenses incurred2012-12-31$5,119,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,840,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,002,100
Value of total assets at end of year2012-12-31$61,497,998
Value of total assets at beginning of year2012-12-31$55,649,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$278,579
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,023,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,023,526
Administrative expenses professional fees incurred2012-12-31$34,258
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$519,068
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$502,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$68,574
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$61,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,841,541
Value of net assets at end of year (total assets less liabilities)2012-12-31$61,429,424
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$55,587,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$173,341
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$59,902,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$53,878,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,935,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,002,100
Employer contributions (assets) at end of year2012-12-31$1,076,400
Employer contributions (assets) at beginning of year2012-12-31$1,268,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,840,848
Contract administrator fees2012-12-31$70,980
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PARENTEBEARD LLC
Accountancy firm EIN2012-12-31232932984
2011 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$61,443
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$64,487
Total income from all sources (including contributions)2011-12-31$7,578,447
Total of all expenses incurred2011-12-31$4,792,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,515,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,602,200
Value of total assets at end of year2011-12-31$55,649,326
Value of total assets at beginning of year2011-12-31$52,866,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$277,132
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,026,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,026,154
Administrative expenses professional fees incurred2011-12-31$49,192
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$502,503
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$470,026
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$61,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$64,487
Administrative expenses (other) incurred2011-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,785,647
Value of net assets at end of year (total assets less liabilities)2011-12-31$55,587,883
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$52,802,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$155,960
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$53,878,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$51,170,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$1,950,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,602,200
Employer contributions (assets) at end of year2011-12-31$1,268,200
Employer contributions (assets) at beginning of year2011-12-31$1,226,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,515,668
Contract administrator fees2011-12-31$70,980
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984
2010 : ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$64,487
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$59,346
Total income from all sources (including contributions)2010-12-31$9,870,312
Total of all expenses incurred2010-12-31$4,392,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,121,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,114,500
Value of total assets at end of year2010-12-31$52,866,723
Value of total assets at beginning of year2010-12-31$47,383,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$270,818
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,011,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,011,367
Administrative expenses professional fees incurred2010-12-31$88,251
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$470,026
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$455,251
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$64,487
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$59,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,477,757
Value of net assets at end of year (total assets less liabilities)2010-12-31$52,802,236
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$47,324,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$147,077
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$51,170,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,285,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,744,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,114,500
Employer contributions (assets) at end of year2010-12-31$1,226,000
Employer contributions (assets) at beginning of year2010-12-31$1,642,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,121,737
Contract administrator fees2010-12-31$35,490
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENTEBEARD LLC
Accountancy firm EIN2010-12-31232932984

Form 5500 Responses for ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES

2016: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ESSROC DEFINED BENEFIT PLAN FOR SALARIED EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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