401k Plan data: ESSROC SAVINGS & INVESTMENT PLAN plan

ESSROC SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan Name	ESSROC SAVINGS & INVESTMENT PLAN
Plan identification number	005

ESSROC SAVINGS & INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ESSROC CEMENT CORP has sponsored the creation of one or more 401k plans.

Company Name: ESSROC CEMENT CORP

Employer identification number (EIN): 230493660

NAIC Classification: 327300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSROC SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2017-01-01
005 2016-01-01
005 2015-01-01
005 2014-01-01 BARBARA BENSINGER
005 2013-01-01 BARBARA BENSINGER
005 2012-01-01 BARBARA BENSINGER
005 2011-01-01 BARBARA BENSINGER
005 2009-01-01 SARAH KUNERT
005 2009-01-01 SARAH KUNERT

Plan Statistics for ESSROC SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for ESSROC SAVINGS & INVESTMENT PLAN

Measure Date Value
2017: ESSROC SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 580
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
2016: ESSROC SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 471
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 425
Number of retired or separated participants receiving benefits 2016-01-01 10
Number of other retired or separated participants entitled to future benefits 2016-01-01 145
Total of all active and inactive participants 2016-01-01 580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 580
Number of participants with account balances 2016-01-01 572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 24
2015: ESSROC SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 565
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 471
Number of retired or separated participants receiving benefits 2015-01-01 6
Number of other retired or separated participants entitled to future benefits 2015-01-01 134
Total of all active and inactive participants 2015-01-01 611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 611
Number of participants with account balances 2015-01-01 597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 20
2014: ESSROC SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 615
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 471
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 137
Total of all active and inactive participants 2014-01-01 613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 613
Number of participants with account balances 2014-01-01 565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 13
2013: ESSROC SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 626
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 464
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 147
Total of all active and inactive participants 2013-01-01 615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 615
Number of participants with account balances 2013-01-01 565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: ESSROC SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 673
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 474
Number of retired or separated participants receiving benefits 2012-01-01 5
Number of other retired or separated participants entitled to future benefits 2012-01-01 147
Total of all active and inactive participants 2012-01-01 626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 626
Number of participants with account balances 2012-01-01 572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 14
2011: ESSROC SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 709
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 537
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 130
Total of all active and inactive participants 2011-01-01 673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 673
Number of participants with account balances 2011-01-01 659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 20
2009: ESSROC SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 759
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 602
Number of retired or separated participants receiving benefits 2009-01-01 5
Number of other retired or separated participants entitled to future benefits 2009-01-01 131
Total of all active and inactive participants 2009-01-01 738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 738
Number of participants with account balances 2009-01-01 716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 34

Measure	Date	Value
2017: ESSROC SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	580
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
2016: ESSROC SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	471
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	425
Number of retired or separated participants receiving benefits	2016-01-01	10
Number of other retired or separated participants entitled to future benefits	2016-01-01	145
Total of all active and inactive participants	2016-01-01	580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	580
Number of participants with account balances	2016-01-01	572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	24
2015: ESSROC SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	565
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	471
Number of retired or separated participants receiving benefits	2015-01-01	6
Number of other retired or separated participants entitled to future benefits	2015-01-01	134
Total of all active and inactive participants	2015-01-01	611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	611
Number of participants with account balances	2015-01-01	597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	20
2014: ESSROC SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	615
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	471
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	137
Total of all active and inactive participants	2014-01-01	613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	613
Number of participants with account balances	2014-01-01	565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	13
2013: ESSROC SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	626
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	464
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	147
Total of all active and inactive participants	2013-01-01	615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	615
Number of participants with account balances	2013-01-01	565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: ESSROC SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	673
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	474
Number of retired or separated participants receiving benefits	2012-01-01	5
Number of other retired or separated participants entitled to future benefits	2012-01-01	147
Total of all active and inactive participants	2012-01-01	626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	626
Number of participants with account balances	2012-01-01	572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	14
2011: ESSROC SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	709
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	537
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	130
Total of all active and inactive participants	2011-01-01	673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	673
Number of participants with account balances	2011-01-01	659
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	20
2009: ESSROC SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	759
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	602
Number of retired or separated participants receiving benefits	2009-01-01	5
Number of other retired or separated participants entitled to future benefits	2009-01-01	131
Total of all active and inactive participants	2009-01-01	738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	738
Number of participants with account balances	2009-01-01	716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	34

Financial Data on ESSROC SAVINGS & INVESTMENT PLAN

Measure	Date	Value
2017 : ESSROC SAVINGS & INVESTMENT PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-01-13	$90,208,725
Total income from all sources (including contributions)	2017-01-13	$3,226,841
Total of all expenses incurred	2017-01-13	$2,190,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-13	$2,188,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-13	$0
Value of total assets at beginning of year	2017-01-13	$89,172,304
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-13	$1,867
Total interest from all sources	2017-01-13	$1,266
Total dividends received (eg from common stock, registered investment company shares)	2017-01-13	$94,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-13	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-13	$94,784
Was this plan covered by a fidelity bond	2017-01-13	Yes
Value of fidelity bond cover	2017-01-13	$10,000,000
If this is an individual account plan, was there a blackout period	2017-01-13	No
Were there any nonexempt tranactions with any party-in-interest	2017-01-13	No
Contributions received from participants	2017-01-13	$0
Participant contributions at beginning of year	2017-01-13	$778,352
Participant contributions at beginning of year	2017-01-13	$81,344
Income. Received or receivable in cash from other sources (including rollovers)	2017-01-13	$0
Administrative expenses (other) incurred	2017-01-13	$1,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-13	No
Value of net income/loss	2017-01-13	$1,036,421
Value of net assets at beginning of year (total assets less liabilities)	2017-01-13	$89,172,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-13	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-13	No
Were any leases to which the plan was party in default or uncollectible	2017-01-13	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-13	$56,922,239
Interest on participant loans	2017-01-13	$1,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-01-13	$29,598,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-13	$3,130,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-13	No
Was there a failure to transmit to the plan any participant contributions	2017-01-13	No
Has the plan failed to provide any benefit when due under the plan	2017-01-13	No
Contributions received in cash from employer	2017-01-13	$0
Employer contributions (assets) at beginning of year	2017-01-13	$1,791,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-13	$2,188,553
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-01-13	No
Did the plan have assets held for investment	2017-01-13	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-13	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-13	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-13	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-13	Disclaimer
Accountancy firm name	2017-01-13	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2017-01-13	390859910
2016 : ESSROC SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$378,633
Total income from all sources (including contributions)	2016-12-31	$11,857,061
Total of all expenses incurred	2016-12-31	$10,224,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$10,213,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,035,495
Value of total assets at end of year	2016-12-31	$89,172,304
Value of total assets at beginning of year	2016-12-31	$87,161,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$11,135
Total interest from all sources	2016-12-31	$35,867
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,702,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,702,950
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,062,444
Participant contributions at end of year	2016-12-31	$778,352
Participant contributions at beginning of year	2016-12-31	$869,144
Participant contributions at end of year	2016-12-31	$81,344
Participant contributions at beginning of year	2016-12-31	$95,413
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$378,494
Administrative expenses (other) incurred	2016-12-31	$11,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,632,452
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$89,172,304
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$87,161,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$56,922,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$57,470,562
Interest on participant loans	2016-12-31	$35,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$29,598,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$26,941,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,082,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,594,557
Employer contributions (assets) at end of year	2016-12-31	$1,791,986
Employer contributions (assets) at beginning of year	2016-12-31	$1,784,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$10,213,474
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : ESSROC SAVINGS & INVESTMENT PLAN 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$346,807
Total transfer of assets from this plan	2015-12-31	$706
Total income from all sources (including contributions)	2015-12-31	$7,269,738
Total of all expenses incurred	2015-12-31	$6,834,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,827,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,363,621
Value of total assets at end of year	2015-12-31	$87,161,219
Value of total assets at beginning of year	2015-12-31	$86,380,195
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$7,194
Total interest from all sources	2015-12-31	$39,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,800,727
Participant contributions at end of year	2015-12-31	$869,144
Participant contributions at beginning of year	2015-12-31	$1,143,614
Participant contributions at end of year	2015-12-31	$95,413
Participant contributions at beginning of year	2015-12-31	$82,226
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$422,002
Administrative expenses (other) incurred	2015-12-31	$7,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$434,923
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$87,161,219
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$86,380,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$57,470,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$59,604,685
Interest on participant loans	2015-12-31	$39,472
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$26,941,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$23,774,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$866,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,140,892
Employer contributions (assets) at end of year	2015-12-31	$1,784,790
Employer contributions (assets) at beginning of year	2015-12-31	$1,775,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,827,621
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : ESSROC SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$220,634
Total income from all sources (including contributions)	2014-12-31	$10,006,542
Total of all expenses incurred	2014-12-31	$6,128,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,119,610
Expenses. Certain deemed distributions of participant loans	2014-12-31	$1,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,882,287
Value of total assets at end of year	2014-12-31	$86,380,195
Value of total assets at beginning of year	2014-12-31	$82,281,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,354
Total interest from all sources	2014-12-31	$50,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,976,908
Participant contributions at end of year	2014-12-31	$1,143,614
Participant contributions at beginning of year	2014-12-31	$1,427,823
Participant contributions at end of year	2014-12-31	$82,226
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$418,825
Other income not declared elsewhere	2014-12-31	$709,116
Administrative expenses (other) incurred	2014-12-31	$7,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,878,480
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$86,380,195
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$82,281,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$59,604,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$54,752,761
Interest on participant loans	2014-12-31	$50,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$23,774,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$24,433,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,364,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,486,554
Employer contributions (assets) at end of year	2014-12-31	$1,775,194
Employer contributions (assets) at beginning of year	2014-12-31	$1,666,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,119,610
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : ESSROC SAVINGS & INVESTMENT PLAN 2013 401k financial data
Total transfer of assets from this plan	2013-12-31	$68,385
Total income from all sources (including contributions)	2013-12-31	$16,997,286
Total of all expenses incurred	2013-12-31	$7,685,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,669,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,649,883
Value of total assets at end of year	2013-12-31	$82,281,081
Value of total assets at beginning of year	2013-12-31	$73,037,276
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$15,163
Total interest from all sources	2013-12-31	$60,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,411,037
Participant contributions at end of year	2013-12-31	$1,427,823
Participant contributions at beginning of year	2013-12-31	$1,308,525
Participant contributions at beginning of year	2013-12-31	$79,550
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$325,709
Other income not declared elsewhere	2013-12-31	$720,727
Administrative expenses (other) incurred	2013-12-31	$15,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$9,312,190
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$82,281,081
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$73,037,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$54,752,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$44,198,119
Interest on participant loans	2013-12-31	$60,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$24,433,633
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$25,847,228
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$10,565,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,913,137
Employer contributions (assets) at end of year	2013-12-31	$1,666,864
Employer contributions (assets) at beginning of year	2013-12-31	$1,603,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,669,933
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2013-12-31	232932984
2012 : ESSROC SAVINGS & INVESTMENT PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$16,797
Total transfer of assets from this plan	2012-12-31	$4,227,924
Total income from all sources (including contributions)	2012-12-31	$12,888,965
Total of all expenses incurred	2012-12-31	$8,720,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$8,712,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,970,352
Value of total assets at end of year	2012-12-31	$73,037,276
Value of total assets at beginning of year	2012-12-31	$73,080,369
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,565
Total interest from all sources	2012-12-31	$60,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,341,808
Participant contributions at end of year	2012-12-31	$1,308,525
Participant contributions at beginning of year	2012-12-31	$1,597,874
Participant contributions at end of year	2012-12-31	$79,550
Participant contributions at beginning of year	2012-12-31	$94,920
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$846,749
Other income not declared elsewhere	2012-12-31	$789,673
Administrative expenses (other) incurred	2012-12-31	$8,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,168,034
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$73,037,276
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$73,080,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$44,198,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$42,378,344
Interest on participant loans	2012-12-31	$60,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$25,847,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$27,044,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$6,068,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,781,795
Employer contributions (assets) at end of year	2012-12-31	$1,603,854
Employer contributions (assets) at beginning of year	2012-12-31	$1,964,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$8,712,366
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2012-12-31	232932984
2011 : ESSROC SAVINGS & INVESTMENT PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$85,147
Total income from all sources (including contributions)	2011-12-31	$5,753,171
Total of all expenses incurred	2011-12-31	$7,911,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$7,901,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,178,697
Value of total assets at end of year	2011-12-31	$73,080,369
Value of total assets at beginning of year	2011-12-31	$75,153,549
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,978
Total interest from all sources	2011-12-31	$71,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,772,256
Participant contributions at end of year	2011-12-31	$1,597,874
Participant contributions at beginning of year	2011-12-31	$1,511,028
Participant contributions at end of year	2011-12-31	$94,920
Participant contributions at beginning of year	2011-12-31	$111,231
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$72,693
Other income not declared elsewhere	2011-12-31	$732,490
Administrative expenses (other) incurred	2011-12-31	$9,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,158,327
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$73,080,369
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$75,153,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$42,378,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$44,958,057
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,854,141
Interest on participant loans	2011-12-31	$71,330
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$27,044,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$22,675,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,209,125
Net investment gain/loss from pooled separate accounts	2011-12-31	$-20,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,333,748
Employer contributions (assets) at end of year	2011-12-31	$1,964,826
Employer contributions (assets) at beginning of year	2011-12-31	$2,043,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,901,520
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : ESSROC SAVINGS & INVESTMENT PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$52,613
Total income from all sources (including contributions)	2010-12-31	$14,114,756
Total of all expenses incurred	2010-12-31	$5,188,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,179,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,956,622
Value of total assets at end of year	2010-12-31	$75,153,549
Value of total assets at beginning of year	2010-12-31	$66,174,291
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,565
Total interest from all sources	2010-12-31	$74,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,950,289
Participant contributions at end of year	2010-12-31	$1,511,028
Participant contributions at beginning of year	2010-12-31	$1,310,657
Participant contributions at end of year	2010-12-31	$111,231
Participant contributions at beginning of year	2010-12-31	$109,323
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$519,662
Other income not declared elsewhere	2010-12-31	$658,143
Administrative expenses (other) incurred	2010-12-31	$8,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,926,645
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$75,153,549
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$66,174,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$44,958,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$38,190,454
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,854,141
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,375,572
Interest on participant loans	2010-12-31	$74,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$22,675,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$22,065,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,989,129
Net investment gain/loss from pooled separate accounts	2010-12-31	$435,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,486,671
Employer contributions (assets) at end of year	2010-12-31	$2,043,676
Employer contributions (assets) at beginning of year	2010-12-31	$2,123,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,179,546
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2010-12-31	232932984

Form 5500 Responses for ESSROC SAVINGS & INVESTMENT PLAN

2017: ESSROC SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ESSROC SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ESSROC SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESSROC SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESSROC SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESSROC SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESSROC SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ESSROC SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015-1

Policy instance

Insurance contract or identification number	MR 60015-1
Number of Individuals Covered	471
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015

Policy instance

Insurance contract or identification number	MR 60015
Number of Individuals Covered	565
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015

Policy instance

Insurance contract or identification number	MR 60015
Number of Individuals Covered	626
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015

Policy instance

Insurance contract or identification number	MR 60015
Number of Individuals Covered	626
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015

Policy instance

Insurance contract or identification number	MR 60015
Number of Individuals Covered	673
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60015

Policy instance

Insurance contract or identification number	MR 60015
Number of Individuals Covered	709
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ESSROC CEMENT CORP
Employer identification number (EIN):	230493660
NAIC Classification:	327300