401k Plan data: ESSROC HOURLY DEFINED CONTRIBUTION PLAN plan

ESSROC HOURLY DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan Name	ESSROC HOURLY DEFINED CONTRIBUTION PLAN
Plan identification number	016

ESSROC HOURLY DEFINED CONTRIBUTION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ESSROC CEMENT CORP has sponsored the creation of one or more 401k plans.

Company Name: ESSROC CEMENT CORP

Employer identification number (EIN): 230493660

NAIC Classification: 327300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSROC HOURLY DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
016 2017-01-01
016 2016-01-01
016 2015-01-01
016 2014-01-01 BARBARA BENSINGER
016 2013-01-01 BARBARA BENSINGER
016 2012-01-01 BARBARA BENSINGER
016 2011-01-01 BARBARA BENSINGER
016 2009-01-01 SARAH KUNERT
016 2009-01-01 SARAH KUNERT

Plan Statistics for ESSROC HOURLY DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for ESSROC HOURLY DEFINED CONTRIBUTION PLAN

Measure Date Value
2017: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 467
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Total participants 2017-01-01 0
2016: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 419
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 396
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 70
Total of all active and inactive participants 2016-01-01 467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 467
Number of participants with account balances 2016-01-01 427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 394
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 65
Total of all active and inactive participants 2015-01-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 460
Number of participants with account balances 2015-01-01 419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 463
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 372
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 80
Total of all active and inactive participants 2014-01-01 452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 452
Number of participants with account balances 2014-01-01 402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 472
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 373
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 88
Total of all active and inactive participants 2013-01-01 462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 463
Number of participants with account balances 2013-01-01 422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 524
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 377
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 94
Total of all active and inactive participants 2012-01-01 472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 472
Number of participants with account balances 2012-01-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 566
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 431
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 91
Total of all active and inactive participants 2011-01-01 524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 524
Number of participants with account balances 2011-01-01 487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 145
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 155
Number of participants with account balances 2009-01-01 131

Measure	Date	Value
2017: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	467
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Total participants	2017-01-01	0
2016: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	419
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	396
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	70
Total of all active and inactive participants	2016-01-01	467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	467
Number of participants with account balances	2016-01-01	427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	394
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	65
Total of all active and inactive participants	2015-01-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	460
Number of participants with account balances	2015-01-01	419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	463
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	372
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	80
Total of all active and inactive participants	2014-01-01	452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	452
Number of participants with account balances	2014-01-01	402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	472
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	373
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	88
Total of all active and inactive participants	2013-01-01	462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	463
Number of participants with account balances	2013-01-01	422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	524
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	377
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	94
Total of all active and inactive participants	2012-01-01	472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	472
Number of participants with account balances	2012-01-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	566
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	431
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	91
Total of all active and inactive participants	2011-01-01	524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	524
Number of participants with account balances	2011-01-01	487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	145
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	155
Number of participants with account balances	2009-01-01	131

Financial Data on ESSROC HOURLY DEFINED CONTRIBUTION PLAN

Measure	Date	Value
2017 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-02-27	$30,867,695
Total income from all sources (including contributions)	2017-02-27	$1,224,119
Total of all expenses incurred	2017-02-27	$967,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-02-27	$967,450
Value of total assets at end of year	2017-02-27	$0
Value of total assets at beginning of year	2017-02-27	$30,611,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-02-27	$140
Total dividends received (eg from common stock, registered investment company shares)	2017-02-27	$45,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-02-27	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-02-27	$45,816
Was this plan covered by a fidelity bond	2017-02-27	Yes
Value of fidelity bond cover	2017-02-27	$10,000,000
If this is an individual account plan, was there a blackout period	2017-02-27	No
Were there any nonexempt tranactions with any party-in-interest	2017-02-27	No
Participant contributions at end of year	2017-02-27	$0
Participant contributions at beginning of year	2017-02-27	$25,022
Administrative expenses (other) incurred	2017-02-27	$140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-27	No
Value of net income/loss	2017-02-27	$256,529
Value of net assets at end of year (total assets less liabilities)	2017-02-27	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-02-27	$30,611,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-02-27	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-02-27	No
Were any leases to which the plan was party in default or uncollectible	2017-02-27	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-02-27	$17,991,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-02-27	$12,566,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-02-27	$1,178,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-02-27	No
Was there a failure to transmit to the plan any participant contributions	2017-02-27	No
Has the plan failed to provide any benefit when due under the plan	2017-02-27	No
Employer contributions (assets) at end of year	2017-02-27	$0
Employer contributions (assets) at beginning of year	2017-02-27	$27,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-02-27	$967,450
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-02-27	No
Did the plan have assets held for investment	2017-02-27	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-27	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-02-27	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-02-27	Yes
Opinion of an independent qualified public accountant for this plan	2017-02-27	Disclaimer
Accountancy firm name	2017-02-27	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2017-02-27	390859910
2016 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$378,633
Total income from all sources (including contributions)	2016-12-31	$4,051,031
Total of all expenses incurred	2016-12-31	$2,186,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,181,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,501,762
Value of total assets at end of year	2016-12-31	$30,611,166
Value of total assets at beginning of year	2016-12-31	$29,125,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,611
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,248,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,248,478
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,181,479
Participant contributions at end of year	2016-12-31	$25,022
Participant contributions at beginning of year	2016-12-31	$22,076
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$63,891
Administrative expenses (other) incurred	2016-12-31	$4,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,864,798
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$30,611,166
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$29,125,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$17,991,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,851,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$12,566,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$12,226,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$300,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,256,392
Employer contributions (assets) at end of year	2016-12-31	$27,488
Employer contributions (assets) at beginning of year	2016-12-31	$25,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,181,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total transfer of assets to this plan	2015-12-31	$706
Total transfer of assets from this plan	2015-12-31	$345,089
Total income from all sources (including contributions)	2015-12-31	$2,720,312
Total of all expenses incurred	2015-12-31	$2,900,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,897,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,255,827
Value of total assets at end of year	2015-12-31	$29,125,001
Value of total assets at beginning of year	2015-12-31	$29,650,034
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,080,485
Participant contributions at end of year	2015-12-31	$22,076
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$790
Administrative expenses (other) incurred	2015-12-31	$3,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-180,650
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,125,001
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$29,650,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,851,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,629,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$12,226,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$12,020,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$464,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,174,552
Employer contributions (assets) at end of year	2015-12-31	$25,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,897,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$220,634
Total income from all sources (including contributions)	2014-12-31	$3,483,427
Total of all expenses incurred	2014-12-31	$2,509,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,507,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,119,579
Value of total assets at end of year	2014-12-31	$29,650,034
Value of total assets at beginning of year	2014-12-31	$28,897,080
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,025,779
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$8,803
Other income not declared elsewhere	2014-12-31	$363,031
Administrative expenses (other) incurred	2014-12-31	$2,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$973,588
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$29,650,034
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$28,897,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,629,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,168,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$12,020,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$12,728,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,000,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,084,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,507,413
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$5,530,471
Total of all expenses incurred	2013-12-31	$2,753,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,749,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,023,044
Value of total assets at end of year	2013-12-31	$28,897,080
Value of total assets at beginning of year	2013-12-31	$26,120,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$4,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$980,859
Participant contributions at beginning of year	2013-12-31	$16,725
Other income not declared elsewhere	2013-12-31	$374,079
Administrative expenses (other) incurred	2013-12-31	$4,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,776,948
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$28,897,080
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,120,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,168,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,609,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$12,728,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$12,474,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,133,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,042,185
Employer contributions (assets) at beginning of year	2013-12-31	$19,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,749,302
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2013-12-31	232932984
2012 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$4,176,489
Total of all expenses incurred	2012-12-31	$3,227,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,223,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,961,267
Value of total assets at end of year	2012-12-31	$26,120,132
Value of total assets at beginning of year	2012-12-31	$25,171,141
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$885,688
Participant contributions at end of year	2012-12-31	$16,725
Participant contributions at beginning of year	2012-12-31	$22,755
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$71,546
Other income not declared elsewhere	2012-12-31	$366,458
Administrative expenses (other) incurred	2012-12-31	$3,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$948,991
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,120,132
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$25,171,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,609,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,742,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$12,474,157
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$12,378,878
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,848,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,004,033
Employer contributions (assets) at end of year	2012-12-31	$19,396
Employer contributions (assets) at beginning of year	2012-12-31	$26,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,223,899
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2012-12-31	232932984
2011 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$6,226
Total transfer of assets from this plan	2011-12-31	$85,147
Total income from all sources (including contributions)	2011-12-31	$2,050,329
Total of all expenses incurred	2011-12-31	$2,561,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,556,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,028,323
Value of total assets at end of year	2011-12-31	$25,171,141
Value of total assets at beginning of year	2011-12-31	$25,761,224
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$942,375
Participant contributions at end of year	2011-12-31	$22,755
Participant contributions at beginning of year	2011-12-31	$16,995
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$27,988
Other income not declared elsewhere	2011-12-31	$342,403
Administrative expenses (other) incurred	2011-12-31	$4,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-511,162
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$25,171,141
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$25,761,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,742,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$13,240,239
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,133,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$12,378,878
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$11,353,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-335,241
Net investment gain/loss from pooled separate accounts	2011-12-31	$14,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,057,960
Employer contributions (assets) at end of year	2011-12-31	$26,935
Employer contributions (assets) at beginning of year	2011-12-31	$16,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,556,987
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$19,210,733
Total transfer of assets from this plan	2010-12-31	$52,613
Total income from all sources (including contributions)	2010-12-31	$1,245,617
Total of all expenses incurred	2010-12-31	$323,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$322,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$532,386
Value of total assets at end of year	2010-12-31	$25,761,224
Value of total assets at beginning of year	2010-12-31	$5,681,056
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$780
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$332,047
Participant contributions at end of year	2010-12-31	$16,995
Participant contributions at beginning of year	2010-12-31	$12,047
Other income not declared elsewhere	2010-12-31	$56,741
Administrative expenses (other) incurred	2010-12-31	$780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$922,048
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$25,761,224
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,681,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$13,240,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,677,954
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,133,633
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$91,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$11,353,447
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,891,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$642,518
Net investment gain/loss from pooled separate accounts	2010-12-31	$13,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$200,339
Employer contributions (assets) at end of year	2010-12-31	$16,910
Employer contributions (assets) at beginning of year	2010-12-31	$8,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$322,789
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2010-12-31	232932984

Form 5500 Responses for ESSROC HOURLY DEFINED CONTRIBUTION PLAN

2017: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ESSROC HOURLY DEFINED CONTRIBUTION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ESSROC CEMENT CORP
Employer identification number (EIN):	230493660
NAIC Classification:	327300