401k Plan data: ESSROC READYMIX 401(K) PLAN plan

ESSROC READYMIX 401(K) PLAN 401k Plan overview

Plan Name	ESSROC READYMIX 401(K) PLAN
Plan identification number	031

ESSROC READYMIX 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ESSROC CEMENT CORP has sponsored the creation of one or more 401k plans.

Company Name: ESSROC CEMENT CORP

Employer identification number (EIN): 230493660

NAIC Classification: 327300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSROC READYMIX 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
031 2017-01-01
031 2016-01-01
031 2015-01-01
031 2014-01-01 BARBARA BENSINGER
031 2013-01-01 BARBARA BENSINGER
031 2012-01-01 BARBARA BENSINGER
031 2011-01-01 BARBARA BENSINGER
031 2010-01-01 SARAH KUNERT
031 2009-01-01 SARAH KUNERT
031 2009-01-01 SARAH KUNERT
031 2009-01-01 SARAH KUNERT
031 2008-04-01

Plan Statistics for ESSROC READYMIX 401(K) PLAN

401k plan membership statisitcs for ESSROC READYMIX 401(K) PLAN

Measure Date Value
2017: ESSROC READYMIX 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ESSROC READYMIX 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 148
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 13
Total of all active and inactive participants 2016-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 161
Number of participants with account balances 2016-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ESSROC READYMIX 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 150
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 12
Total of all active and inactive participants 2015-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 162
Number of participants with account balances 2015-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ESSROC READYMIX 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 162
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 175
Number of participants with account balances 2014-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ESSROC READYMIX 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 169
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 180
Number of participants with account balances 2013-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ESSROC READYMIX 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 168
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 181
Number of participants with account balances 2012-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 18
2011: ESSROC READYMIX 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 174
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 16
Total of all active and inactive participants 2011-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 190
Number of participants with account balances 2011-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 23
2010: ESSROC READYMIX 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 187
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 8
Total of all active and inactive participants 2010-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 195
Number of participants with account balances 2010-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 14
2009: ESSROC READYMIX 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 170
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 177
Number of participants with account balances 2009-01-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 19

Measure	Date	Value
2017: ESSROC READYMIX 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ESSROC READYMIX 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	148
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	13
Total of all active and inactive participants	2016-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	161
Number of participants with account balances	2016-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ESSROC READYMIX 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	150
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	12
Total of all active and inactive participants	2015-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	162
Number of participants with account balances	2015-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ESSROC READYMIX 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	162
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	175
Number of participants with account balances	2014-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ESSROC READYMIX 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	169
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	180
Number of participants with account balances	2013-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ESSROC READYMIX 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	168
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	181
Number of participants with account balances	2012-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	18
2011: ESSROC READYMIX 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	174
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	16
Total of all active and inactive participants	2011-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	190
Number of participants with account balances	2011-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	23
2010: ESSROC READYMIX 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	187
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	8
Total of all active and inactive participants	2010-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	195
Number of participants with account balances	2010-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	14
2009: ESSROC READYMIX 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	170
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	177
Number of participants with account balances	2009-01-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	19

Financial Data on ESSROC READYMIX 401(K) PLAN

Measure	Date	Value
2017 : ESSROC READYMIX 401(K) PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-01-13	$4,985,387
Total income from all sources (including contributions)	2017-01-13	$144,765
Total of all expenses incurred	2017-01-13	$51,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-13	$51,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-13	$0
Value of total assets at end of year	2017-01-13	$0
Value of total assets at beginning of year	2017-01-13	$4,891,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-13	$40
Total dividends received (eg from common stock, registered investment company shares)	2017-01-13	$28,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-13	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-13	$28,964
Was this plan covered by a fidelity bond	2017-01-13	Yes
Value of fidelity bond cover	2017-01-13	$10,000,000
If this is an individual account plan, was there a blackout period	2017-01-13	No
Were there any nonexempt tranactions with any party-in-interest	2017-01-13	No
Contributions received from participants	2017-01-13	$0
Participant contributions at end of year	2017-01-13	$0
Participant contributions at beginning of year	2017-01-13	$10,013
Administrative expenses (other) incurred	2017-01-13	$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-13	No
Value of net income/loss	2017-01-13	$93,597
Value of net assets at end of year (total assets less liabilities)	2017-01-13	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-01-13	$4,891,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-13	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-13	No
Were any leases to which the plan was party in default or uncollectible	2017-01-13	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-13	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-13	$4,402,978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-01-13	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-01-13	$471,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-13	$115,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-13	No
Was there a failure to transmit to the plan any participant contributions	2017-01-13	No
Has the plan failed to provide any benefit when due under the plan	2017-01-13	No
Contributions received in cash from employer	2017-01-13	$0
Employer contributions (assets) at end of year	2017-01-13	$0
Employer contributions (assets) at beginning of year	2017-01-13	$7,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-13	$51,128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-01-13	No
Did the plan have assets held for investment	2017-01-13	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-13	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-13	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-13	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-13	Disclaimer
Accountancy firm name	2017-01-13	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2017-01-13	390859910
2016 : ESSROC READYMIX 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$817,068
Total of all expenses incurred	2016-12-31	$355,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$354,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$539,343
Value of total assets at end of year	2016-12-31	$4,891,790
Value of total assets at beginning of year	2016-12-31	$4,430,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$840
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$155,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$155,857
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$318,138
Participant contributions at end of year	2016-12-31	$10,013
Participant contributions at beginning of year	2016-12-31	$8,243
Administrative expenses (other) incurred	2016-12-31	$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$461,382
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,891,790
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,430,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,402,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,989,793
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$471,624
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$426,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$121,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$221,205
Employer contributions (assets) at end of year	2016-12-31	$7,175
Employer contributions (assets) at beginning of year	2016-12-31	$5,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$354,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2016-12-31	390859910
2015 : ESSROC READYMIX 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$1,718
Total income from all sources (including contributions)	2015-12-31	$491,628
Total of all expenses incurred	2015-12-31	$311,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$309,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$546,092
Value of total assets at end of year	2015-12-31	$4,430,408
Value of total assets at beginning of year	2015-12-31	$4,252,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$318,284
Participant contributions at end of year	2015-12-31	$8,243
Participant contributions at beginning of year	2015-12-31	$5,705
Administrative expenses (other) incurred	2015-12-31	$1,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$179,907
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,430,408
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,252,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,989,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,771,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$426,515
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$471,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-54,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$227,808
Employer contributions (assets) at end of year	2015-12-31	$5,857
Employer contributions (assets) at beginning of year	2015-12-31	$4,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$309,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2015-12-31	390859910
2014 : ESSROC READYMIX 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$666,939
Total income from all sources (including contributions)	2014-12-31	$655,426
Total of all expenses incurred	2014-12-31	$609,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$608,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$500,684
Value of total assets at end of year	2014-12-31	$4,252,219
Value of total assets at beginning of year	2014-12-31	$3,539,199
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$292,932
Participant contributions at end of year	2014-12-31	$5,705
Other income not declared elsewhere	2014-12-31	$6,753
Administrative expenses (other) incurred	2014-12-31	$1,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$46,081
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,252,219
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,539,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,771,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,355,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$471,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$184,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$147,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$207,752
Employer contributions (assets) at end of year	2014-12-31	$4,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$608,344
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN	2014-12-31	390859910
2013 : ESSROC READYMIX 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan	2013-12-31	$68,385
Total income from all sources (including contributions)	2013-12-31	$980,474
Total of all expenses incurred	2013-12-31	$182,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$181,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$544,964
Value of total assets at end of year	2013-12-31	$3,539,199
Value of total assets at beginning of year	2013-12-31	$2,672,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$327,688
Participant contributions at beginning of year	2013-12-31	$8,595
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,744
Other income not declared elsewhere	2013-12-31	$7,000
Administrative expenses (other) incurred	2013-12-31	$615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$798,303
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,539,199
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,672,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,355,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,429,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$184,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$228,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$428,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$215,532
Employer contributions (assets) at beginning of year	2013-12-31	$5,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$181,556
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2013-12-31	232932984
2012 : ESSROC READYMIX 401(K) PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$16,796
Total income from all sources (including contributions)	2012-12-31	$817,197
Total of all expenses incurred	2012-12-31	$215,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$213,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$558,787
Value of total assets at end of year	2012-12-31	$2,672,511
Value of total assets at beginning of year	2012-12-31	$2,087,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$328,989
Participant contributions at end of year	2012-12-31	$8,595
Participant contributions at beginning of year	2012-12-31	$8,838
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$13,985
Other income not declared elsewhere	2012-12-31	$5,443
Administrative expenses (other) incurred	2012-12-31	$1,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$602,023
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,672,511
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,087,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,429,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,938,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$228,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$133,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$252,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$215,813
Employer contributions (assets) at end of year	2012-12-31	$5,915
Employer contributions (assets) at beginning of year	2012-12-31	$5,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$213,879
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2012-12-31	232932984
2011 : ESSROC READYMIX 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$582,072
Total of all expenses incurred	2011-12-31	$177,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$176,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$583,504
Value of total assets at end of year	2011-12-31	$2,087,284
Value of total assets at beginning of year	2011-12-31	$1,683,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$351,067
Participant contributions at end of year	2011-12-31	$8,838
Participant contributions at beginning of year	2011-12-31	$11,313
Other income not declared elsewhere	2011-12-31	$3,224
Administrative expenses (other) incurred	2011-12-31	$1,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$404,087
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,087,284
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,683,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,938,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$392,712
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,178,264
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$133,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$93,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,392
Net investment gain/loss from pooled separate accounts	2011-12-31	$-3,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$232,437
Employer contributions (assets) at end of year	2011-12-31	$5,849
Employer contributions (assets) at beginning of year	2011-12-31	$7,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$176,622
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2011-12-31	232932984
2010 : ESSROC READYMIX 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$773,628
Total of all expenses incurred	2010-12-31	$123,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$122,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$614,186
Value of total assets at end of year	2010-12-31	$1,683,197
Value of total assets at beginning of year	2010-12-31	$1,032,967
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$366,272
Participant contributions at end of year	2010-12-31	$11,313
Participant contributions at beginning of year	2010-12-31	$12,772
Other income not declared elsewhere	2010-12-31	$2,007
Administrative expenses (other) incurred	2010-12-31	$1,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$650,230
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,683,197
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,032,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$392,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$273,591
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,178,264
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$672,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$93,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$65,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$35,693
Net investment gain/loss from pooled separate accounts	2010-12-31	$121,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$247,914
Employer contributions (assets) at end of year	2010-12-31	$7,383
Employer contributions (assets) at beginning of year	2010-12-31	$8,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$122,158
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PARENTEBEARD LLC
Accountancy firm EIN	2010-12-31	232932984

Form 5500 Responses for ESSROC READYMIX 401(K) PLAN

2017: ESSROC READYMIX 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ESSROC READYMIX 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ESSROC READYMIX 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESSROC READYMIX 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESSROC READYMIX 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ESSROC READYMIX 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ESSROC READYMIX 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ESSROC READYMIX 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ESSROC READYMIX 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: ESSROC READYMIX 401(K) PLAN 2008 form 5500 responses
2008-04-01	Type of plan entity	Single employer plan
2008-04-01	First time form 5500 has been submitted	Yes
2008-04-01	Submission has been amended	No
2008-04-01	This submission is the final filing	No
2008-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-04-01	Plan is a collectively bargained plan	No

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Company Name:	ESSROC CEMENT CORP
Employer identification number (EIN):	230493660
NAIC Classification:	327300