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J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameJ.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN
Plan identification number 001

J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J.W. PEPPER AND SON, INC. has sponsored the creation of one or more 401k plans.

Company Name:J.W. PEPPER AND SON, INC.
Employer identification number (EIN):230963171
NAIC Classification:511190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ANGELA HAVRILAK
0012016-01-01ANGELA HAVRILAK
0012015-01-01ANGELA HAVRILAK
0012014-01-01ANGELA HAVRILAK
0012013-01-01ANGELA HAVRILAK ROBERT MURPHY2014-10-15
0012012-01-01ANGELA HAVRILAK ROBERT MURPHY2013-10-01
0012011-01-01ANGELA HAVRILAK ROBERT MURPHY2012-09-26
0012010-01-01ANGELA HAVRILAK ROBERT MURPHY2011-09-27
0012009-01-01ANGELA HAVRILAK ROBERT MURPHY2011-06-08
0012009-01-01ANGELA HAVRILAK ROBERT MURPHY2010-10-05

Plan Statistics for J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN

Measure Date Value
2023: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01220
Total number of active participants reported on line 7a of the Form 55002023-01-01140
Number of retired or separated participants receiving benefits2023-01-012
Number of other retired or separated participants entitled to future benefits2023-01-0165
Total of all active and inactive participants2023-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01207
Number of participants with account balances2023-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01204
Total number of active participants reported on line 7a of the Form 55002022-01-01146
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0156
Total of all active and inactive participants2022-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01205
Number of participants with account balances2022-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01235
Total number of active participants reported on line 7a of the Form 55002021-01-01140
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0155
Total of all active and inactive participants2021-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01198
Number of participants with account balances2021-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01269
Total number of active participants reported on line 7a of the Form 55002020-01-01155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0177
Total of all active and inactive participants2020-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01232
Number of participants with account balances2020-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01240
Total number of active participants reported on line 7a of the Form 55002019-01-01223
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01257
Number of participants with account balances2019-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01234
Total number of active participants reported on line 7a of the Form 55002018-01-01213
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0121
Total of all active and inactive participants2018-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01234
Number of participants with account balances2018-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01245
Total number of active participants reported on line 7a of the Form 55002017-01-01206
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0124
Total of all active and inactive participants2017-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01230
Number of participants with account balances2017-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01227
Total number of active participants reported on line 7a of the Form 55002016-01-01204
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01238
Number of participants with account balances2016-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01231
Total number of active participants reported on line 7a of the Form 55002015-01-01196
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01221
Number of participants with account balances2015-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01235
Total number of active participants reported on line 7a of the Form 55002014-01-01195
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01224
Number of participants with account balances2014-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01225
Total number of active participants reported on line 7a of the Form 55002013-01-01206
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0124
Total of all active and inactive participants2013-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01231
Number of participants with account balances2013-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01224
Total number of active participants reported on line 7a of the Form 55002012-01-01199
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01218
Number of participants with account balances2012-01-01203
2011: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01245
Total number of active participants reported on line 7a of the Form 55002011-01-01210
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01224
Number of participants with account balances2011-01-01204
2010: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01225
Total number of active participants reported on line 7a of the Form 55002010-01-01233
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0112
Total of all active and inactive participants2010-01-01245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01245
Number of participants with account balances2010-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01223
Total number of active participants reported on line 7a of the Form 55002009-01-01214
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01236
Number of participants with account balances2009-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN

Measure Date Value
2023 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-06-30$0
Total income from all sources (including contributions)2023-06-30$2,399,226
Total loss/gain on sale of assets2023-06-30$0
Total of all expenses incurred2023-06-30$562,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-06-30$529,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-06-30$515,835
Value of total assets at end of year2023-06-30$19,478,349
Value of total assets at beginning of year2023-06-30$17,641,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-06-30$33,484
Total interest from all sources2023-06-30$10,744
Total dividends received (eg from common stock, registered investment company shares)2023-06-30$46,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-06-30$46,894
Was this plan covered by a fidelity bond2023-06-30Yes
Value of fidelity bond cover2023-06-30$500,000
If this is an individual account plan, was there a blackout period2023-06-30No
Were there any nonexempt tranactions with any party-in-interest2023-06-30No
Contributions received from participants2023-06-30$346,848
Participant contributions at end of year2023-06-30$424,732
Participant contributions at beginning of year2023-06-30$368,274
Income. Received or receivable in cash from other sources (including rollovers)2023-06-30$100,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-06-30$0
Liabilities. Value of operating payables at end of year2023-06-30$0
Liabilities. Value of operating payables at beginning of year2023-06-30$0
Total non interest bearing cash at end of year2023-06-30$33,513
Total non interest bearing cash at beginning of year2023-06-30$31,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Value of net income/loss2023-06-30$1,836,390
Value of net assets at end of year (total assets less liabilities)2023-06-30$19,478,349
Value of net assets at beginning of year (total assets less liabilities)2023-06-30$17,641,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-06-30No
Were any leases to which the plan was party in default or uncollectible2023-06-30No
Investment advisory and management fees2023-06-30$16,053
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-06-30$18,779,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-06-30$17,014,269
Interest on participant loans2023-06-30$10,744
Value of interest in common/collective trusts at end of year2023-06-30$240,504
Value of interest in common/collective trusts at beginning of year2023-06-30$228,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-06-30$1,822,274
Net investment gain or loss from common/collective trusts2023-06-30$3,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-06-30No
Was there a failure to transmit to the plan any participant contributions2023-06-30No
Has the plan failed to provide any benefit when due under the plan2023-06-30No
Contributions received in cash from employer2023-06-30$68,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-06-30$529,352
Did the plan have assets held for investment2023-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-06-30No
2022 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,837,127
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,499,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,402,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,063,432
Value of total assets at end of year2022-12-31$17,641,959
Value of total assets at beginning of year2022-12-31$23,978,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$96,656
Total interest from all sources2022-12-31$19,094
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$543,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$543,232
Administrative expenses professional fees incurred2022-12-31$39,279
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$656,097
Participant contributions at end of year2022-12-31$368,274
Participant contributions at beginning of year2022-12-31$448,685
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$31,083
Total non interest bearing cash at beginning of year2022-12-31$32,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,336,215
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,641,959
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,978,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$57,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,014,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$22,826,588
Interest on participant loans2022-12-31$19,094
Value of interest in common/collective trusts at end of year2022-12-31$228,333
Value of interest in common/collective trusts at beginning of year2022-12-31$670,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,475,232
Net investment gain or loss from common/collective trusts2022-12-31$12,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$407,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,402,432
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KREISCHER MILLER
Accountancy firm EIN2022-12-31231980475
2021 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,944,863
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,205,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,132,806
Value of total corrective distributions2021-12-31$25,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$836,580
Value of total assets at end of year2021-12-31$23,978,174
Value of total assets at beginning of year2021-12-31$24,238,418
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,119
Total interest from all sources2021-12-31$22,852
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,605,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,605,810
Administrative expenses professional fees incurred2021-12-31$36,552
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$673,166
Participant contributions at end of year2021-12-31$448,685
Participant contributions at beginning of year2021-12-31$526,861
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$33,333
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$32,634
Total non interest bearing cash at beginning of year2021-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-260,244
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,978,174
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,238,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$10,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$22,826,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,292,499
Interest on participant loans2021-12-31$22,852
Value of interest in common/collective trusts at end of year2021-12-31$670,267
Value of interest in common/collective trusts at beginning of year2021-12-31$1,418,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$467,009
Net investment gain or loss from common/collective trusts2021-12-31$12,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$130,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,132,806
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KREISCHER MILLER
Accountancy firm EIN2021-12-31231980475
2020 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,266,661
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,459,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,352,562
Value of total corrective distributions2020-12-31$18,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,167,924
Value of total assets at end of year2020-12-31$24,238,418
Value of total assets at beginning of year2020-12-31$26,431,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,670
Total interest from all sources2020-12-31$25,310
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$658,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$658,717
Administrative expenses professional fees incurred2020-12-31$40,210
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$811,863
Participant contributions at end of year2020-12-31$526,861
Participant contributions at beginning of year2020-12-31$411,959
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$205,202
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$150
Total non interest bearing cash at beginning of year2020-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-2,192,601
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,238,418
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$26,431,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$48,460
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,292,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,931,722
Interest on participant loans2020-12-31$25,310
Value of interest in common/collective trusts at end of year2020-12-31$1,418,908
Value of interest in common/collective trusts at beginning of year2020-12-31$1,087,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,376,821
Net investment gain or loss from common/collective trusts2020-12-31$37,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$150,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,352,562
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KREISCHER MILLER
Accountancy firm EIN2020-12-31231980475
2019 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,074,186
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,191,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,101,625
Value of total corrective distributions2019-12-31$9,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,409,411
Value of total assets at end of year2019-12-31$26,431,019
Value of total assets at beginning of year2019-12-31$21,548,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$80,252
Total interest from all sources2019-12-31$23,629
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$661,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$661,421
Administrative expenses professional fees incurred2019-12-31$36,238
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$897,566
Participant contributions at end of year2019-12-31$411,959
Participant contributions at beginning of year2019-12-31$501,277
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$51,257
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$150
Total non interest bearing cash at beginning of year2019-12-31$7,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,882,837
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,431,019
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,548,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$44,014
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,931,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,119,258
Interest on participant loans2019-12-31$23,629
Value of interest in common/collective trusts at end of year2019-12-31$1,087,188
Value of interest in common/collective trusts at beginning of year2019-12-31$920,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,959,917
Net investment gain or loss from common/collective trusts2019-12-31$19,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$460,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,101,625
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KREISCHER MILLER
Accountancy firm EIN2019-12-31231980475
2018 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$185,834
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,441,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,358,627
Value of total corrective distributions2018-12-31$1,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,340,676
Value of total assets at end of year2018-12-31$21,548,182
Value of total assets at beginning of year2018-12-31$23,804,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$81,660
Total interest from all sources2018-12-31$25,700
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$807,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$807,930
Administrative expenses professional fees incurred2018-12-31$36,404
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$847,778
Participant contributions at end of year2018-12-31$501,277
Participant contributions at beginning of year2018-12-31$550,431
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$28,186
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$7,122
Total non interest bearing cash at beginning of year2018-12-31$8,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,256,098
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,548,182
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,804,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$45,256
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,119,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$22,064,884
Interest on participant loans2018-12-31$25,700
Value of interest in common/collective trusts at end of year2018-12-31$920,525
Value of interest in common/collective trusts at beginning of year2018-12-31$1,180,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,005,773
Net investment gain or loss from common/collective trusts2018-12-31$17,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$464,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,358,627
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2018-12-31233060583
2017 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,495,088
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,506,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,412,963
Value of total corrective distributions2017-12-31$3,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,223,004
Value of total assets at end of year2017-12-31$23,804,280
Value of total assets at beginning of year2017-12-31$20,815,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$90,154
Total interest from all sources2017-12-31$21,982
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$758,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$758,528
Administrative expenses professional fees incurred2017-12-31$36,461
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$826,146
Participant contributions at end of year2017-12-31$550,431
Participant contributions at beginning of year2017-12-31$438,002
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$13,059
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$8,026
Total non interest bearing cash at beginning of year2017-12-31$134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,988,669
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,804,280
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,815,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$53,693
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$22,064,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,164,091
Interest on participant loans2017-12-31$21,982
Value of interest in common/collective trusts at end of year2017-12-31$1,180,939
Value of interest in common/collective trusts at beginning of year2017-12-31$1,213,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,472,116
Net investment gain or loss from common/collective trusts2017-12-31$19,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$383,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,412,963
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2017-12-31233060583
2016 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,821,065
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,607,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,524,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,365,693
Value of total assets at end of year2016-12-31$20,815,611
Value of total assets at beginning of year2016-12-31$19,601,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$82,808
Total interest from all sources2016-12-31$19,667
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$539,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$539,831
Administrative expenses professional fees incurred2016-12-31$34,085
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$793,664
Participant contributions at end of year2016-12-31$438,002
Participant contributions at beginning of year2016-12-31$477,832
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$118,631
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$134
Total non interest bearing cash at beginning of year2016-12-31$140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,213,834
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,815,611
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,601,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,723
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,164,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,857,077
Interest on participant loans2016-12-31$19,667
Value of interest in common/collective trusts at end of year2016-12-31$1,213,384
Value of interest in common/collective trusts at beginning of year2016-12-31$1,266,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$883,794
Net investment gain or loss from common/collective trusts2016-12-31$12,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$453,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,524,423
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2016-12-31233060583
2015 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,094,373
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,360,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,274,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,144,393
Value of total assets at end of year2015-12-31$19,601,777
Value of total assets at beginning of year2015-12-31$19,867,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$85,987
Total interest from all sources2015-12-31$21,728
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$694,781
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$694,781
Administrative expenses professional fees incurred2015-12-31$37,579
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$779,102
Participant contributions at end of year2015-12-31$477,832
Participant contributions at beginning of year2015-12-31$528,750
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$15,536
Total non interest bearing cash at end of year2015-12-31$140
Total non interest bearing cash at beginning of year2015-12-31$142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-265,840
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,601,777
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,867,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$48,408
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,857,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,230,275
Interest on participant loans2015-12-31$21,728
Value of interest in common/collective trusts at end of year2015-12-31$1,266,728
Value of interest in common/collective trusts at beginning of year2015-12-31$1,108,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-781,184
Net investment gain or loss from common/collective trusts2015-12-31$14,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$349,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,274,226
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2015-12-31233060583
2014 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,300,807
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,189,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,109,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,034,138
Value of total assets at end of year2014-12-31$19,873,215
Value of total assets at beginning of year2014-12-31$18,762,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$80,077
Total interest from all sources2014-12-31$23,653
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$557,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$557,318
Administrative expenses professional fees incurred2014-12-31$33,738
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$754,409
Participant contributions at end of year2014-12-31$528,913
Participant contributions at beginning of year2014-12-31$547,237
Participant contributions at end of year2014-12-31$4,535
Participant contributions at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$142
Total non interest bearing cash at beginning of year2014-12-31$210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,111,170
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,873,215
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,762,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$46,339
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,230,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,888,642
Interest on participant loans2014-12-31$23,653
Value of interest in common/collective trusts at end of year2014-12-31$1,108,450
Value of interest in common/collective trusts at beginning of year2014-12-31$1,325,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$673,000
Net investment gain or loss from common/collective trusts2014-12-31$12,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$279,729
Employer contributions (assets) at end of year2014-12-31$900
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,109,560
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2014-12-31233060583
2013 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,507,997
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,108,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,017,743
Expenses. Certain deemed distributions of participant loans2013-12-31$27,801
Value of total corrective distributions2013-12-31$807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,003,944
Value of total assets at end of year2013-12-31$18,762,045
Value of total assets at beginning of year2013-12-31$16,362,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$61,704
Total interest from all sources2013-12-31$22,038
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$471,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$471,900
Administrative expenses professional fees incurred2013-12-31$29,667
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$758,486
Participant contributions at end of year2013-12-31$547,237
Participant contributions at beginning of year2013-12-31$487,277
Total non interest bearing cash at end of year2013-12-31$210
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,399,942
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,762,045
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,362,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$32,037
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,888,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,952,729
Interest on participant loans2013-12-31$22,038
Value of interest in common/collective trusts at end of year2013-12-31$1,325,956
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$922,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,545,143
Net investment gain/loss from pooled separate accounts2013-12-31$456,258
Net investment gain or loss from common/collective trusts2013-12-31$8,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$245,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,017,743
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2013-12-31233060583
2012 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,766,514
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$690,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$663,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$937,601
Value of total assets at end of year2012-12-31$16,362,103
Value of total assets at beginning of year2012-12-31$14,285,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$26,347
Total interest from all sources2012-12-31$22,451
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$711,838
Participant contributions at end of year2012-12-31$487,277
Participant contributions at beginning of year2012-12-31$435,619
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,076,407
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,362,103
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,285,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$14,952,729
Value of interest in pooled separate accounts at beginning of year2012-12-31$12,947,417
Interest on participant loans2012-12-31$22,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$922,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$902,660
Net investment gain/loss from pooled separate accounts2012-12-31$1,806,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$225,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$663,760
Contract administrator fees2012-12-31$26,347
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2012-12-31233060583
2011 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$586,281
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$788,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$745,023
Expenses. Certain deemed distributions of participant loans2011-12-31$10,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$967,761
Value of total assets at end of year2011-12-31$14,285,696
Value of total assets at beginning of year2011-12-31$14,487,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$32,737
Total interest from all sources2011-12-31$28,084
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$241,205
Participant contributions at end of year2011-12-31$435,619
Participant contributions at beginning of year2011-12-31$393,331
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,095
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-201,727
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,285,696
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,487,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$12,947,417
Value of interest in pooled separate accounts at beginning of year2011-12-31$13,583,590
Interest on participant loans2011-12-31$22,663
Interest earned on other investments2011-12-31$5,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$902,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$510,502
Net investment gain/loss from pooled separate accounts2011-12-31$-409,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$725,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$745,023
Contract administrator fees2011-12-31$32,737
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2011-12-31233060583
2010 : J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,912
Total income from all sources (including contributions)2010-12-31$2,535,859
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,091,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,056,795
Expenses. Certain deemed distributions of participant loans2010-12-31$6,831
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$974,829
Value of total assets at end of year2010-12-31$14,487,423
Value of total assets at beginning of year2010-12-31$14,049,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,609
Total interest from all sources2010-12-31$35,037
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$690,159
Participant contributions at end of year2010-12-31$393,331
Participant contributions at beginning of year2010-12-31$400,866
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$49,978
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$6,912
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$444,624
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,487,423
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,042,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$13,583,590
Value of interest in pooled separate accounts at beginning of year2010-12-31$13,213,758
Interest on participant loans2010-12-31$24,366
Interest earned on other investments2010-12-31$10,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$510,502
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$435,007
Net investment gain/loss from pooled separate accounts2010-12-31$1,525,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$234,692
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,056,795
Contract administrator fees2010-12-31$27,609
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FISCHER CUNNANE & ASSOCIATES, LTD
Accountancy firm EIN2010-12-31233060583

Form 5500 Responses for J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN

2023: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: J.W. PEPPER & SON, INC. 401(K) SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56088
Policy instance 1
Insurance contract or identification number56088
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-02-19
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,332
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees682
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameVALLEY FORGE ASSET MANAGEMENT
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56088
Policy instance 1
Insurance contract or identification number56088
Number of Individuals Covered208
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $38,733
Total amount of fees paid to insurance companyUSD $15,916
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,113
Insurance broker organization code?4
Amount paid for insurance broker fees8150
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameVANGUARD GROUP, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56088
Policy instance 1
Insurance contract or identification number56088
Number of Individuals Covered215
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $36,587
Total amount of fees paid to insurance companyUSD $17,370
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number56088
Policy instance 1
Insurance contract or identification number56088
Number of Individuals Covered235
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $34,184
Total amount of fees paid to insurance companyUSD $12,982
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,929
Insurance broker organization code?4
Amount paid for insurance broker fees6615
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameBLACKROCK INVESTMENT MANAGEMENT,LLC

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