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BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameBROCK AND COMPANY, INC 401(K) RETIREMENT PLAN
Plan identification number 001

BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROCK & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:BROCK & COMPANY, INC.
Employer identification number (EIN):231294892
NAIC Classification:722300
NAIC Description: Special Food Services

Additional information about BROCK & COMPANY, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 1004404

More information about BROCK & COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DONALD J DIRESO
0012016-01-01DONALD J. DIRESO
0012015-01-01DONALD J. DIRESO
0012014-01-01DONALD DIRESO DONALD DIRESO2015-10-15
0012013-01-01DONALD DIRESO DONALD DIRESO2014-10-15
0012012-01-01DONALD J. DIRESO
0012011-01-01DONALD J. DIRESO
0012010-01-01DONALD J. DIRESO
0012009-01-01DONALD J. DIRESO

Plan Statistics for BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN

Measure Date Value
2023: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01401
Total number of active participants reported on line 7a of the Form 55002023-01-01302
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0188
Total of all active and inactive participants2023-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01390
Number of participants with account balances2023-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0156
2022: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01439
Total number of active participants reported on line 7a of the Form 55002022-01-01274
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01109
Total of all active and inactive participants2022-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01383
Number of participants with account balances2022-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0173
2021: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01348
Total number of active participants reported on line 7a of the Form 55002021-01-01275
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01134
Total of all active and inactive participants2021-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01409
Number of participants with account balances2021-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01372
Total number of active participants reported on line 7a of the Form 55002020-01-01245
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0197
Total of all active and inactive participants2020-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01342
Number of participants with account balances2020-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01366
Total number of active participants reported on line 7a of the Form 55002019-01-01264
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01102
Total of all active and inactive participants2019-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01366
Number of participants with account balances2019-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01317
Total number of active participants reported on line 7a of the Form 55002018-01-01245
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0178
Total of all active and inactive participants2018-01-01323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01323
Number of participants with account balances2018-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01436
Total number of active participants reported on line 7a of the Form 55002017-01-01217
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0197
Total of all active and inactive participants2017-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01314
Number of participants with account balances2017-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0135
2016: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01448
Total number of active participants reported on line 7a of the Form 55002016-01-01369
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0154
Total of all active and inactive participants2016-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01423
Number of participants with account balances2016-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01514
Total number of active participants reported on line 7a of the Form 55002015-01-01362
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01400
Number of participants with account balances2015-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01555
Total number of active participants reported on line 7a of the Form 55002014-01-01412
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0153
Total of all active and inactive participants2014-01-01465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01465
Number of participants with account balances2014-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01577
Total number of active participants reported on line 7a of the Form 55002013-01-01485
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01542
Number of participants with account balances2013-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01607
Total number of active participants reported on line 7a of the Form 55002012-01-01525
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01575
Number of participants with account balances2012-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01639
Total number of active participants reported on line 7a of the Form 55002011-01-01557
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0149
Total of all active and inactive participants2011-01-01606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01606
Number of participants with account balances2011-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01620
Total number of active participants reported on line 7a of the Form 55002010-01-01576
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0144
Total of all active and inactive participants2010-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01620
Number of participants with account balances2010-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01611
Total number of active participants reported on line 7a of the Form 55002009-01-01545
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0158
Total of all active and inactive participants2009-01-01603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01603
Number of participants with account balances2009-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN

Measure Date Value
2023 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$2,947,732
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$760,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$693,683
Value of total corrective distributions2023-12-31$9,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,130,930
Value of total assets at end of year2023-12-31$12,184,371
Value of total assets at beginning of year2023-12-31$9,997,169
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$57,461
Total interest from all sources2023-12-31$5,010
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$173,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$173,358
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$770,387
Participant contributions at end of year2023-12-31$24,762
Participant contributions at beginning of year2023-12-31$22,831
Participant contributions at end of year2023-12-31$28,749
Participant contributions at beginning of year2023-12-31$22,036
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$229,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,187,202
Value of net assets at end of year (total assets less liabilities)2023-12-31$12,184,371
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$9,997,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$22,600
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$10,883,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$8,788,130
Interest on participant loans2023-12-31$1,940
Income. Interest from loans (other than to participants)2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$836,679
Value of interest in common/collective trusts at beginning of year2023-12-31$1,160,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$405,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$3,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,613,023
Net investment gain or loss from common/collective trusts2023-12-31$25,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$131,365
Employer contributions (assets) at end of year2023-12-31$4,920
Employer contributions (assets) at beginning of year2023-12-31$4,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$693,683
Contract administrator fees2023-12-31$34,861
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31Yes
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31RW GROUP, LLC
Accountancy firm EIN2023-12-31271441020
2022 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,577,635
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,829,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,761,903
Value of total corrective distributions2022-12-31$6,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,116,901
Value of total assets at end of year2022-12-31$9,997,169
Value of total assets at beginning of year2022-12-31$13,404,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$61,003
Total interest from all sources2022-12-31$1,362
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$124,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$124,346
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$662,480
Participant contributions at end of year2022-12-31$22,831
Participant contributions at beginning of year2022-12-31$29,510
Participant contributions at end of year2022-12-31$22,036
Participant contributions at beginning of year2022-12-31$16,646
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$343,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,407,477
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,997,169
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,404,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,932
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$8,788,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,195,174
Interest on participant loans2022-12-31$1,362
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$1,160,098
Value of interest in common/collective trusts at beginning of year2022-12-31$1,163,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,841,177
Net investment gain or loss from common/collective trusts2022-12-31$20,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$110,531
Employer contributions (assets) at end of year2022-12-31$4,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,761,903
Contract administrator fees2022-12-31$38,071
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RW GROUP, LLC
Accountancy firm EIN2022-12-31271441020
2021 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,437,852
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$970,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$917,756
Value of total corrective distributions2021-12-31$703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$603,699
Value of total assets at end of year2021-12-31$13,404,646
Value of total assets at beginning of year2021-12-31$11,937,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$52,260
Total interest from all sources2021-12-31$2,254
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$106,113
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$106,113
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$525,325
Participant contributions at end of year2021-12-31$29,510
Participant contributions at beginning of year2021-12-31$52,655
Participant contributions at end of year2021-12-31$16,646
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$78,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,467,133
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,404,646
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,937,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$25,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,195,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$11,278,500
Interest on participant loans2021-12-31$2,254
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$1,163,316
Value of interest in common/collective trusts at beginning of year2021-12-31$604,813
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,707,729
Net investment gain or loss from common/collective trusts2021-12-31$18,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$917,756
Contract administrator fees2021-12-31$27,126
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ISDANER & COMPANY, LLC
Accountancy firm EIN2021-12-31236410283
2020 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,661,129
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,047,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$992,153
Value of total corrective distributions2020-12-31$13,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$590,853
Value of total assets at end of year2020-12-31$11,937,513
Value of total assets at beginning of year2020-12-31$10,324,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$42,033
Total interest from all sources2020-12-31$3,821
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$87,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$87,860
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$433,248
Participant contributions at end of year2020-12-31$52,655
Participant contributions at beginning of year2020-12-31$69,338
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$132,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,613,227
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,937,513
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,324,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$21,495
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$11,278,500
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,496,828
Interest on participant loans2020-12-31$3,821
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$604,813
Value of interest in common/collective trusts at beginning of year2020-12-31$758,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,961,166
Net investment gain or loss from common/collective trusts2020-12-31$17,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$25,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$992,153
Contract administrator fees2020-12-31$20,538
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RW GROUP, LLC
Accountancy firm EIN2020-12-31271441020
2019 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,582,650
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$289,423
Total of all expenses incurred2019-12-31$289,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$242,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$242,537
Value of total corrective distributions2019-12-31$6,604
Value of total corrective distributions2019-12-31$6,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$550,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$550,372
Value of total assets at end of year2019-12-31$10,324,286
Value of total assets at end of year2019-12-31$10,324,286
Value of total assets at beginning of year2019-12-31$8,031,059
Value of total assets at beginning of year2019-12-31$8,031,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,282
Total interest from all sources2019-12-31$4,764
Total interest from all sources2019-12-31$4,764
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$106,165
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$106,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$106,165
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$106,165
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$460,393
Contributions received from participants2019-12-31$460,393
Participant contributions at end of year2019-12-31$69,338
Participant contributions at end of year2019-12-31$69,338
Participant contributions at beginning of year2019-12-31$87,055
Participant contributions at beginning of year2019-12-31$87,055
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$27,141
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$27,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,293,227
Value of net income/loss2019-12-31$2,293,227
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,324,286
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,324,286
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,031,059
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,031,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$22,457
Investment advisory and management fees2019-12-31$22,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,496,828
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,496,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,265,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,265,730
Interest on participant loans2019-12-31$4,764
Interest on participant loans2019-12-31$4,764
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$758,120
Value of interest in common/collective trusts at end of year2019-12-31$758,120
Value of interest in common/collective trusts at beginning of year2019-12-31$678,190
Value of interest in common/collective trusts at beginning of year2019-12-31$678,190
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$84
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$84
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$84
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$84
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,899,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,899,235
Net investment gain or loss from common/collective trusts2019-12-31$22,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$62,838
Contributions received in cash from employer2019-12-31$62,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$242,537
Contract administrator fees2019-12-31$17,825
Contract administrator fees2019-12-31$17,825
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RW GROUP, LLC
Accountancy firm name2019-12-31RW GROUP, LLC
Accountancy firm EIN2019-12-31271441020
2018 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$264,257
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$350,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$306,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$531,181
Value of total assets at end of year2018-12-31$8,031,059
Value of total assets at beginning of year2018-12-31$8,117,443
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$43,740
Total interest from all sources2018-12-31$1,551
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$97,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$97,882
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$419,784
Participant contributions at end of year2018-12-31$87,055
Participant contributions at beginning of year2018-12-31$36,603
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$47,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-86,384
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,031,059
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,117,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$21,122
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,265,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,409,447
Interest on participant loans2018-12-31$1,551
Value of interest in common/collective trusts at end of year2018-12-31$678,190
Value of interest in common/collective trusts at beginning of year2018-12-31$671,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$84
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-387,075
Net investment gain or loss from common/collective trusts2018-12-31$20,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$63,797
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$306,901
Contract administrator fees2018-12-31$22,618
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RW GROUP, LLC
Accountancy firm EIN2018-12-31271441020
2017 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,867,622
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$955,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$916,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$466,290
Value of total assets at end of year2017-12-31$8,117,443
Value of total assets at beginning of year2017-12-31$7,205,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$39,304
Total interest from all sources2017-12-31$2,961
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$84,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$84,301
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$391,047
Participant contributions at end of year2017-12-31$36,603
Participant contributions at beginning of year2017-12-31$64,642
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$13,081
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$911,847
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,117,443
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,205,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$18,460
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,409,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,343,731
Interest on participant loans2017-12-31$2,961
Income. Interest from loans (other than to participants)2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$671,393
Value of interest in common/collective trusts at beginning of year2017-12-31$779,262
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,314,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$69,243
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$2,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$916,471
Contract administrator fees2017-12-31$20,844
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RW GROUP, LLC
Accountancy firm EIN2017-12-31271441020
2016 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$901,535
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,186,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,146,765
Value of total corrective distributions2016-12-31$1,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$522,928
Value of total assets at end of year2016-12-31$7,205,596
Value of total assets at beginning of year2016-12-31$7,490,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,673
Total interest from all sources2016-12-31$3,695
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$79,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$79,968
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$432,274
Participant contributions at end of year2016-12-31$64,642
Participant contributions at beginning of year2016-12-31$80,547
Participant contributions at end of year2016-12-31$13,081
Participant contributions at beginning of year2016-12-31$14,523
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-285,067
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,205,596
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,490,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,965
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,343,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,729,966
Interest on participant loans2016-12-31$3,695
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$779,262
Value of interest in common/collective trusts at beginning of year2016-12-31$662,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$274,842
Net investment gain or loss from common/collective trusts2016-12-31$20,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$79,716
Employer contributions (assets) at end of year2016-12-31$2,493
Employer contributions (assets) at beginning of year2016-12-31$2,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,146,765
Contract administrator fees2016-12-31$19,708
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RW GROUP, LLC
Accountancy firm EIN2016-12-31271441020
2015 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$857,832
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$303,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$267,861
Value of total corrective distributions2015-12-31$1,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$655,553
Value of total assets at end of year2015-12-31$7,490,663
Value of total assets at beginning of year2015-12-31$6,936,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,096
Total interest from all sources2015-12-31$3,520
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$248,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$248,215
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$401,243
Participant contributions at end of year2015-12-31$80,547
Participant contributions at beginning of year2015-12-31$61,002
Participant contributions at end of year2015-12-31$14,523
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$184,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$554,495
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,490,663
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,936,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$17,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,729,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,218,246
Interest on participant loans2015-12-31$3,520
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$662,891
Value of interest in common/collective trusts at beginning of year2015-12-31$656,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-61,822
Net investment gain or loss from common/collective trusts2015-12-31$12,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$69,962
Employer contributions (assets) at end of year2015-12-31$2,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$267,861
Contract administrator fees2015-12-31$16,329
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RW GROUP, LLC
Accountancy firm EIN2015-12-31271441020
2014 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,089,049
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$494,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$463,733
Value of total corrective distributions2014-12-31$1,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$447,193
Value of total assets at end of year2014-12-31$6,936,168
Value of total assets at beginning of year2014-12-31$6,341,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$28,967
Total interest from all sources2014-12-31$2,574
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$73,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$73,074
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$384,388
Participant contributions at end of year2014-12-31$61,002
Participant contributions at beginning of year2014-12-31$72,479
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$594,655
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,936,168
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,341,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$15,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,218,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,631,103
Interest on participant loans2014-12-31$2,574
Value of interest in common/collective trusts at end of year2014-12-31$656,919
Value of interest in common/collective trusts at beginning of year2014-12-31$637,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$565,426
Net investment gain or loss from common/collective trusts2014-12-31$782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$62,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$463,733
Contract administrator fees2014-12-31$13,924
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31JEREMY J OLIVER, CPA
Accountancy firm EIN2014-12-31232799180
2013 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,956,465
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,072,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,055,144
Expenses. Certain deemed distributions of participant loans2013-12-31$8,562
Value of total corrective distributions2013-12-31$3,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$501,928
Value of total assets at end of year2013-12-31$6,341,513
Value of total assets at beginning of year2013-12-31$5,457,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,968
Total interest from all sources2013-12-31$3,768
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$54,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$54,168
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$407,416
Participant contributions at end of year2013-12-31$72,479
Participant contributions at beginning of year2013-12-31$95,443
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$27,834
Administrative expenses (other) incurred2013-12-31$2,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$884,363
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,341,513
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,457,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,631,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,900,040
Interest on participant loans2013-12-31$3,729
Value of interest in common/collective trusts at end of year2013-12-31$637,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$461,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$461,667
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$39
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,403,494
Net investment gain or loss from common/collective trusts2013-12-31$-6,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$66,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,055,144
Contract administrator fees2013-12-31$2,598
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31JEREMY J. OLIVER, CPA
Accountancy firm EIN2013-12-31232799180
2012 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,062,481
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$231,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$215,553
Expenses. Certain deemed distributions of participant loans2012-12-31$5,767
Value of total corrective distributions2012-12-31$7,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$421,691
Value of total assets at end of year2012-12-31$5,457,150
Value of total assets at beginning of year2012-12-31$4,626,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,450
Total interest from all sources2012-12-31$2,853
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$120,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$120,641
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$358,693
Participant contributions at end of year2012-12-31$95,443
Participant contributions at beginning of year2012-12-31$62,063
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,290
Administrative expenses (other) incurred2012-12-31$2,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$830,715
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,457,150
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,626,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,900,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,065,161
Interest on participant loans2012-12-31$2,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$461,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$499,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$499,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$517,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$60,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$215,553
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31JEREMY J OLIVER CPA
Accountancy firm EIN2012-12-31232799180
2011 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$525,422
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$277,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$266,390
Value of total corrective distributions2011-12-31$5,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$488,207
Value of total assets at end of year2011-12-31$4,626,435
Value of total assets at beginning of year2011-12-31$4,378,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,109
Total interest from all sources2011-12-31$2,496
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$101,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$101,219
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$399,774
Participant contributions at end of year2011-12-31$62,063
Participant contributions at beginning of year2011-12-31$34,089
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,457
Administrative expenses (other) incurred2011-12-31$5,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$248,407
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,626,435
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,378,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,065,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,875,291
Interest on participant loans2011-12-31$2,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$499,211
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$468,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$468,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-66,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$72,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$266,390
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31JEREMY J OLIVER CPA
Accountancy firm EIN2011-12-31232799180
2010 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$993,271
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$537,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$528,517
Value of total corrective distributions2010-12-31$3,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$451,743
Value of total assets at end of year2010-12-31$4,378,028
Value of total assets at beginning of year2010-12-31$3,922,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,180
Total interest from all sources2010-12-31$3,443
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$66,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$66,152
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$378,896
Participant contributions at end of year2010-12-31$34,089
Participant contributions at beginning of year2010-12-31$56,467
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,082
Administrative expenses (other) incurred2010-12-31$5,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$455,767
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,378,028
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,922,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,875,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,405,319
Interest on participant loans2010-12-31$3,389
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$468,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$460,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$460,475
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$471,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$69,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$528,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JEREMY J OLIVER CPA
Accountancy firm EIN2010-12-31232799180
2009 : BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN

2023: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BROCK AND COMPANY, INC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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