401k Plan data: THALHEIMER BROTHERS, INC. PROFIT SHARING PLAN 2 plan

THALHEIMER BROTHERS, INC. PROFIT SHARING PLAN 2 401k Plan overview

Plan Name	THALHEIMER BROTHERS, INC. PROFIT SHARING PLAN 2
Plan identification number	003

THALHEIMER BROTHERS, INC. PROFIT SHARING PLAN 2 Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THALHEIMER BROTHERS, INC. has sponsored the creation of one or more 401k plans.

Company Name: THALHEIMER BROTHERS, INC.

Employer identification number (EIN): 231499432

NAIC Classification: 331400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THALHEIMER BROTHERS, INC. PROFIT SHARING PLAN 2

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2011-01-01 MICHAEL HEYMAN 2012-05-17
003 2010-01-01 MICHAEL HEYMAN 2011-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2011-01-01	MICHAEL HEYMAN	2012-05-17
003	2010-01-01	MICHAEL HEYMAN	2011-06-07

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Company Name:	THALHEIMER BROTHERS, INC.
Employer identification number (EIN):	231499432
NAIC Classification:	331400