HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN
401k plan membership statisitcs for HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN
Measure | Date | Value |
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2016: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-04-01 | 74 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 59 |
Number of retired or separated participants receiving benefits | 2016-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 15 |
Total of all active and inactive participants | 2016-04-01 | 74 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 0 |
Total participants | 2016-04-01 | 74 |
Number of participants with account balances | 2016-04-01 | 74 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 0 |
2015: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-04-01 | 74 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-04-01 | 59 |
Number of retired or separated participants receiving benefits | 2015-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-04-01 | 16 |
Total of all active and inactive participants | 2015-04-01 | 75 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-04-01 | 0 |
Total participants | 2015-04-01 | 75 |
Number of participants with account balances | 2015-04-01 | 75 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-04-01 | 0 |
2014: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-04-01 | 78 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-04-01 | 59 |
Number of retired or separated participants receiving benefits | 2014-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-04-01 | 15 |
Total of all active and inactive participants | 2014-04-01 | 74 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-04-01 | 0 |
Total participants | 2014-04-01 | 74 |
Number of participants with account balances | 2014-04-01 | 74 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-04-01 | 1 |
2013: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-04-01 | 77 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 58 |
Number of retired or separated participants receiving benefits | 2013-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 19 |
Total of all active and inactive participants | 2013-04-01 | 77 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 0 |
Total participants | 2013-04-01 | 77 |
Number of participants with account balances | 2013-04-01 | 77 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 1 |
2012: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-04-01 | 78 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-04-01 | 59 |
Number of retired or separated participants receiving benefits | 2012-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-04-01 | 17 |
Total of all active and inactive participants | 2012-04-01 | 76 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-04-01 | 0 |
Total participants | 2012-04-01 | 76 |
Number of participants with account balances | 2012-04-01 | 76 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-04-01 | 3 |
2011: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-04-01 | 81 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-04-01 | 61 |
Number of retired or separated participants receiving benefits | 2011-04-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2011-04-01 | 14 |
Total of all active and inactive participants | 2011-04-01 | 78 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-04-01 | 0 |
Total participants | 2011-04-01 | 78 |
Number of participants with account balances | 2011-04-01 | 78 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-04-01 | 0 |
2009: HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-04-01 | 68 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-04-01 | 68 |
Number of retired or separated participants receiving benefits | 2009-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-04-01 | 8 |
Total of all active and inactive participants | 2009-04-01 | 76 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-04-01 | 0 |
Total participants | 2009-04-01 | 76 |
Number of participants with account balances | 2009-04-01 | 76 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-04-01 | 1 |
Measure | Date | Value |
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2017 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2017 401k financial data |
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Transfers to/from the plan | 2017-03-31 | $0 |
Total plan liabilities at end of year | 2017-03-31 | $0 |
Total plan liabilities at beginning of year | 2017-03-31 | $0 |
Total income from all sources | 2017-03-31 | $1,801,575 |
Expenses. Total of all expenses incurred | 2017-03-31 | $95,871 |
Benefits paid (including direct rollovers) | 2017-03-31 | $84,530 |
Total plan assets at end of year | 2017-03-31 | $12,781,583 |
Total plan assets at beginning of year | 2017-03-31 | $11,075,879 |
Value of fidelity bond covering the plan | 2017-03-31 | $500,000 |
Total contributions received or receivable from participants | 2017-03-31 | $397,378 |
Expenses. Other expenses not covered elsewhere | 2017-03-31 | $11,341 |
Contributions received from other sources (not participants or employers) | 2017-03-31 | $0 |
Other income received | 2017-03-31 | $1,050,049 |
Noncash contributions received | 2017-03-31 | $0 |
Net income (gross income less expenses) | 2017-03-31 | $1,705,704 |
Net plan assets at end of year (total assets less liabilities) | 2017-03-31 | $12,781,583 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-03-31 | $11,075,879 |
Assets. Value of participant loans | 2017-03-31 | $21,334 |
Assets. Value of assets in partnership/joint-venture interests | 2017-03-31 | $16,340 |
Total contributions received or receivable from employer(s) | 2017-03-31 | $354,148 |
Value of certain deemed distributions of participant loans | 2017-03-31 | $0 |
Value of corrective distributions | 2017-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-03-31 | $0 |
2016 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2016 401k financial data |
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Transfers to/from the plan | 2016-03-31 | $0 |
Total plan liabilities at end of year | 2016-03-31 | $0 |
Total plan liabilities at beginning of year | 2016-03-31 | $0 |
Total income from all sources | 2016-03-31 | $564,727 |
Expenses. Total of all expenses incurred | 2016-03-31 | $570,186 |
Benefits paid (including direct rollovers) | 2016-03-31 | $560,554 |
Total plan assets at end of year | 2016-03-31 | $11,075,879 |
Total plan assets at beginning of year | 2016-03-31 | $11,081,338 |
Value of fidelity bond covering the plan | 2016-03-31 | $500,000 |
Total contributions received or receivable from participants | 2016-03-31 | $368,099 |
Expenses. Other expenses not covered elsewhere | 2016-03-31 | $9,632 |
Contributions received from other sources (not participants or employers) | 2016-03-31 | $3,812 |
Other income received | 2016-03-31 | $-129,215 |
Noncash contributions received | 2016-03-31 | $0 |
Net income (gross income less expenses) | 2016-03-31 | $-5,459 |
Net plan assets at end of year (total assets less liabilities) | 2016-03-31 | $11,075,879 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-03-31 | $11,081,338 |
Assets. Value of participant loans | 2016-03-31 | $13,362 |
Total contributions received or receivable from employer(s) | 2016-03-31 | $322,031 |
Value of certain deemed distributions of participant loans | 2016-03-31 | $0 |
Value of corrective distributions | 2016-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
2015 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2015 401k financial data |
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Transfers to/from the plan | 2015-03-31 | $0 |
Total plan liabilities at end of year | 2015-03-31 | $0 |
Total plan liabilities at beginning of year | 2015-03-31 | $0 |
Total income from all sources | 2015-03-31 | $1,375,392 |
Expenses. Total of all expenses incurred | 2015-03-31 | $44,594 |
Benefits paid (including direct rollovers) | 2015-03-31 | $27,262 |
Total plan assets at end of year | 2015-03-31 | $11,081,338 |
Total plan assets at beginning of year | 2015-03-31 | $9,750,540 |
Value of fidelity bond covering the plan | 2015-03-31 | $500,000 |
Total contributions received or receivable from participants | 2015-03-31 | $336,832 |
Expenses. Other expenses not covered elsewhere | 2015-03-31 | $17,332 |
Contributions received from other sources (not participants or employers) | 2015-03-31 | $0 |
Other income received | 2015-03-31 | $723,348 |
Noncash contributions received | 2015-03-31 | $0 |
Net income (gross income less expenses) | 2015-03-31 | $1,330,798 |
Net plan assets at end of year (total assets less liabilities) | 2015-03-31 | $11,081,338 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-03-31 | $9,750,540 |
Assets. Value of participant loans | 2015-03-31 | $17,567 |
Assets. Value of assets in partnership/joint-venture interests | 2015-03-31 | $38,704 |
Total contributions received or receivable from employer(s) | 2015-03-31 | $315,212 |
Value of certain deemed distributions of participant loans | 2015-03-31 | $0 |
Value of corrective distributions | 2015-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
2014 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2014 401k financial data |
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Transfers to/from the plan | 2014-03-31 | $0 |
Total plan liabilities at end of year | 2014-03-31 | $0 |
Total plan liabilities at beginning of year | 2014-03-31 | $0 |
Total income from all sources | 2014-03-31 | $1,535,203 |
Expenses. Total of all expenses incurred | 2014-03-31 | $1,482,437 |
Benefits paid (including direct rollovers) | 2014-03-31 | $1,468,770 |
Total plan assets at end of year | 2014-03-31 | $9,750,540 |
Total plan assets at beginning of year | 2014-03-31 | $9,697,774 |
Value of fidelity bond covering the plan | 2014-03-31 | $500,000 |
Total contributions received or receivable from participants | 2014-03-31 | $270,689 |
Expenses. Other expenses not covered elsewhere | 2014-03-31 | $13,667 |
Contributions received from other sources (not participants or employers) | 2014-03-31 | $3,666 |
Other income received | 2014-03-31 | $951,564 |
Noncash contributions received | 2014-03-31 | $0 |
Net income (gross income less expenses) | 2014-03-31 | $52,766 |
Net plan assets at end of year (total assets less liabilities) | 2014-03-31 | $9,750,540 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-03-31 | $9,697,774 |
Assets. Value of participant loans | 2014-03-31 | $11,267 |
Assets. Value of assets in partnership/joint-venture interests | 2014-03-31 | $61,068 |
Total contributions received or receivable from employer(s) | 2014-03-31 | $309,284 |
Value of certain deemed distributions of participant loans | 2014-03-31 | $0 |
Value of corrective distributions | 2014-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2014-03-31 | $0 |
Minimum employer required contribution for this plan year | 2014-03-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2014-03-31 | $0 |
2013 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2013 401k financial data |
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Transfers to/from the plan | 2013-03-31 | $0 |
Total plan liabilities at end of year | 2013-03-31 | $0 |
Total plan liabilities at beginning of year | 2013-03-31 | $0 |
Total income from all sources | 2013-03-31 | $1,189,562 |
Expenses. Total of all expenses incurred | 2013-03-31 | $3,527,973 |
Benefits paid (including direct rollovers) | 2013-03-31 | $3,486,358 |
Total plan assets at end of year | 2013-03-31 | $9,697,774 |
Total plan assets at beginning of year | 2013-03-31 | $12,036,185 |
Value of fidelity bond covering the plan | 2013-03-31 | $1,850,000 |
Total contributions received or receivable from participants | 2013-03-31 | $247,540 |
Expenses. Other expenses not covered elsewhere | 2013-03-31 | $41,615 |
Contributions received from other sources (not participants or employers) | 2013-03-31 | $0 |
Other income received | 2013-03-31 | $646,512 |
Noncash contributions received | 2013-03-31 | $0 |
Net income (gross income less expenses) | 2013-03-31 | $-2,338,411 |
Net plan assets at end of year (total assets less liabilities) | 2013-03-31 | $9,697,774 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-03-31 | $12,036,185 |
Assets. Value of participant loans | 2013-03-31 | $8,917 |
Assets. Value of assets in partnership/joint-venture interests | 2013-03-31 | $103,874 |
Assets. Value of real-estate (other than employer real property) | 2013-03-31 | $31,000 |
Total contributions received or receivable from employer(s) | 2013-03-31 | $295,510 |
Value of certain deemed distributions of participant loans | 2013-03-31 | $0 |
Value of corrective distributions | 2013-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
2012 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2012 401k financial data |
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Transfers to/from the plan | 2012-03-31 | $0 |
Total plan liabilities at end of year | 2012-03-31 | $0 |
Total plan liabilities at beginning of year | 2012-03-31 | $0 |
Total income from all sources | 2012-03-31 | $819,868 |
Expenses. Total of all expenses incurred | 2012-03-31 | $2,220,049 |
Benefits paid (including direct rollovers) | 2012-03-31 | $2,158,368 |
Total plan assets at end of year | 2012-03-31 | $12,036,185 |
Total plan assets at beginning of year | 2012-03-31 | $13,436,366 |
Value of fidelity bond covering the plan | 2012-03-31 | $1,850,000 |
Total contributions received or receivable from participants | 2012-03-31 | $295,690 |
Expenses. Other expenses not covered elsewhere | 2012-03-31 | $56,249 |
Contributions received from other sources (not participants or employers) | 2012-03-31 | $0 |
Other income received | 2012-03-31 | $254,414 |
Noncash contributions received | 2012-03-31 | $0 |
Net income (gross income less expenses) | 2012-03-31 | $-1,400,181 |
Net plan assets at end of year (total assets less liabilities) | 2012-03-31 | $12,036,185 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-03-31 | $13,436,366 |
Assets. Value of participant loans | 2012-03-31 | $15,620 |
Assets. Value of assets in partnership/joint-venture interests | 2012-03-31 | $471,236 |
Assets. Value of real-estate (other than employer real property) | 2012-03-31 | $123,650 |
Total contributions received or receivable from employer(s) | 2012-03-31 | $269,764 |
Value of certain deemed distributions of participant loans | 2012-03-31 | $4,603 |
Value of corrective distributions | 2012-03-31 | $829 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
2011 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2011 401k financial data |
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Transfers to/from the plan | 2011-03-31 | $0 |
Total plan liabilities at end of year | 2011-03-31 | $0 |
Total plan liabilities at beginning of year | 2011-03-31 | $0 |
Total income from all sources | 2011-03-31 | $1,839,729 |
Expenses. Total of all expenses incurred | 2011-03-31 | $4,455,743 |
Benefits paid (including direct rollovers) | 2011-03-31 | $4,378,185 |
Total plan assets at end of year | 2011-03-31 | $13,436,366 |
Total plan assets at beginning of year | 2011-03-31 | $16,052,380 |
Value of fidelity bond covering the plan | 2011-03-31 | $1,850,000 |
Total contributions received or receivable from participants | 2011-03-31 | $243,053 |
Assets. Value of loans (other than to participants) | 2011-03-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2011-03-31 | $77,558 |
Contributions received from other sources (not participants or employers) | 2011-03-31 | $0 |
Other income received | 2011-03-31 | $1,285,604 |
Noncash contributions received | 2011-03-31 | $0 |
Net income (gross income less expenses) | 2011-03-31 | $-2,616,014 |
Net plan assets at end of year (total assets less liabilities) | 2011-03-31 | $13,436,366 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-03-31 | $16,052,380 |
Assets. Value of participant loans | 2011-03-31 | $34,004 |
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2011-03-31 | $4,000 |
Assets. Value of assets in partnership/joint-venture interests | 2011-03-31 | $743,403 |
Assets. Value of real-estate (other than employer real property) | 2011-03-31 | $151,726 |
Total contributions received or receivable from employer(s) | 2011-03-31 | $311,072 |
Value of certain deemed distributions of participant loans | 2011-03-31 | $0 |
Value of corrective distributions | 2011-03-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-03-31 | $0 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
2010 : HAMBURG, RUBIN, MULLIN, MAXWELL & LUPIN, A PROFESSIONAL CORPORATION RETIREMENT PLAN 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | 512146 |
Policy instance | 1 |
Insurance contract or identification number | 512146 | Number of Individuals Covered | 75 | Insurance policy start date | 2015-04-01 | Insurance policy end date | 2016-03-31 | Total amount of commissions paid to insurance broker | USD $1,335 | Total amount of fees paid to insurance company | USD $5,330 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Commission paid to Insurance Broker | USD $1,335 | Insurance broker organization code? | 3 | Amount paid for insurance broker fees | 5330 | Additional information about fees paid to insurance broker | TPA ADMINISTRATION CHARGES | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
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TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | 512146 |
Policy instance | 1 |
Insurance contract or identification number | 512146 | Insurance policy start date | 2014-04-01 | Insurance policy end date | 2015-03-31 | Total amount of commissions paid to insurance broker | USD $933 | Total amount of fees paid to insurance company | USD $4,918 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Commission paid to Insurance Broker | USD $933 | Insurance broker organization code? | 3 | Amount paid for insurance broker fees | 4918 | Additional information about fees paid to insurance broker | ADMINISTRATIVE FEES | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
|
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | 512146 |
Policy instance | 1 |
Insurance contract or identification number | 512146 | Number of Individuals Covered | 77 | Insurance policy start date | 2012-04-01 | Insurance policy end date | 2013-03-31 | Total amount of commissions paid to insurance broker | USD $762 | Total amount of fees paid to insurance company | USD $4,146 | Contracts With Unallocated Funds Deposit Administration | 1 | Commission paid to Insurance Broker | USD $762 | Insurance broker organization code? | 3 | Amount paid for insurance broker fees | 4146 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
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TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
Policy contract number | 512146 |
Policy instance | 1 |
Insurance contract or identification number | 512146 | Number of Individuals Covered | 75 | Insurance policy start date | 2012-04-01 | Insurance policy end date | 2013-03-31 | Total amount of commissions paid to insurance broker | USD $225 | Total amount of fees paid to insurance company | USD $953 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $225 | Amount paid for insurance broker fees | 0 | Additional information about fees paid to insurance broker | COMMISSIONS | Insurance broker organization code? | 3 | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
|
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 69340 |
Policy instance | 2 |
Insurance contract or identification number | 69340 | Number of Individuals Covered | 0 | Insurance policy start date | 2012-04-01 | Insurance policy end date | 2012-12-03 | Total amount of commissions paid to insurance broker | USD $3,186 | Total amount of fees paid to insurance company | USD $485 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $3,186 | Amount paid for insurance broker fees | 0 | Additional information about fees paid to insurance broker | COMMISSIONS | Insurance broker organization code? | 3 | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
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AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
Policy contract number | 074509 |
Policy instance | 1 |
Insurance contract or identification number | 074509 | Number of Individuals Covered | 1 | Insurance policy start date | 2011-04-01 | Insurance policy end date | 2012-03-31 | Are there contracts with allocated funds for individual policies? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 69340 |
Policy instance | 2 |
Insurance contract or identification number | 69340 | Number of Individuals Covered | 79 | Insurance policy start date | 2011-04-01 | Insurance policy end date | 2012-03-31 | Total amount of commissions paid to insurance broker | USD $6,427 | Total amount of fees paid to insurance company | USD $455 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
Policy contract number | 074509 |
Policy instance | 2 |
Insurance contract or identification number | 074509 | Number of Individuals Covered | 1 | Insurance policy start date | 2010-04-01 | Insurance policy end date | 2011-03-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Insurance broker name | NONE PAID DURING PLAN YEAR |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 69340 |
Policy instance | 3 |
Insurance contract or identification number | 69340 | Number of Individuals Covered | 82 | Insurance policy start date | 2010-04-01 | Insurance policy end date | 2011-03-31 | Total amount of commissions paid to insurance broker | USD $4,880 | Total amount of fees paid to insurance company | USD $385 | Are there contracts with allocated funds for group deferred annuity? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $4,880 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Additional information about fees paid to insurance broker | TPA COMPENSATION | Insurance broker name | ESTATE & PENSION ADVISORY BOARD |
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NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
Policy contract number | 28410 |
Policy instance | 1 |
Insurance contract or identification number | 28410 | Number of Individuals Covered | 1 | Insurance policy start date | 2010-04-01 | Insurance policy end date | 2011-03-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Insurance broker name | NONE PAID DURING PLAN YEAR |
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