401k Plan data: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN plan

POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 401k Plan overview

Plan Name	POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN
Plan identification number	001

POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC.

Employer identification number (EIN): 231859541

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 PAUL G. SMITH 2024-09-11
001 2022-01-01 PAUL G. SMITH 2023-09-26
001 2021-01-01 PAUL G. SMITH 2022-10-07
001 2020-01-01 PAUL G. SMITH 2021-10-05
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 PAUL G. SMITH 2013-10-15
001 2011-01-01 PAUL G. SMITH
001 2010-01-01 ANTHONY M. DENICCO
001 2009-01-01 ANTHONY M. DENICCO

Plan Statistics for POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN

401k plan membership statisitcs for POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN

Measure Date Value
2025: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-09-24 50
Total number of particpants at end of year 2025-09-24 51
Number of Participants With Account Balances 2025-09-24 51
2024: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-09-11 50
Total number of particpants at end of year 2024-09-11 46
Number of Participants With Account Balances 2024-09-11 46
2022: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-10-07 46
Total number of particpants at end of year 2022-10-07 45
Number of Participants With Account Balances 2022-10-07 45
2011: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 24
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 32
Total participants 2011-01-01 32
Number of participants with account balances 2011-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 25
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 31
Total participants 2010-01-01 31
Number of participants with account balances 2010-01-01 31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 25
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 30
Total participants 2009-01-01 30
Number of participants with account balances 2009-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2025: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-09-24	50
Total number of particpants at end of year	2025-09-24	51
Number of Participants With Account Balances	2025-09-24	51
2024: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-09-11	50
Total number of particpants at end of year	2024-09-11	46
Number of Participants With Account Balances	2024-09-11	46
2022: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-10-07	46
Total number of particpants at end of year	2022-10-07	45
Number of Participants With Account Balances	2022-10-07	45
2011: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	24
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	32
Total participants	2011-01-01	32
Number of participants with account balances	2011-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	25
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	31
Total participants	2010-01-01	31
Number of participants with account balances	2010-01-01	31
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	25
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	30
Total participants	2009-01-01	30
Number of participants with account balances	2009-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN

Measure	Date	Value
2025 : POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year	2025-09-24	0
Total liabilities as of the end of the plan year	2025-09-24	0
Total liabilities as of the beginning of the plan year	2025-09-24	0
Total expenses incurred by plan in this plan year	2025-09-24	121192
Net assets as of the end of the plan year	2025-09-24	3725480
Total assets as of the beginning of the plan year	2025-09-24	3071275
Value of plan covered by a fidelity bond	2025-09-24	500000
Participant contributions to plan in this plan year	2025-09-24	160615
Value of participant loans at end of plan year	2025-09-24	0
Other expenses paid from plan in this plan year	2025-09-24	30
Other contributions to plan in this plan year	2025-09-24	13592
Other income to plan in this plan year	2025-09-24	363550
Plan net income in this plan year	2025-09-24	654205
Net assets as of the end of the plan year	2025-09-24	3725480
Net assets as of the beginning of the plan year	2025-09-24	3071275
Employer contributions to plan in this plan year	2025-09-24	237640
Expensese paid to adminstrative service provicers from plan in this plan year	2025-09-24	2482
2024 : POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year	2024-09-11	0
Total liabilities as of the end of the plan year	2024-09-11	0
Total liabilities as of the beginning of the plan year	2024-09-11	0
Total expenses incurred by plan in this plan year	2024-09-11	75352
Net assets as of the end of the plan year	2024-09-11	3071275
Total assets as of the beginning of the plan year	2024-09-11	2359509
Value of plan covered by a fidelity bond	2024-09-11	500000
Participant contributions to plan in this plan year	2024-09-11	152940
Value of participant loans at end of plan year	2024-09-11	1510
Other expenses paid from plan in this plan year	2024-09-11	30
Other contributions to plan in this plan year	2024-09-11	0
Other income to plan in this plan year	2024-09-11	392596
Plan net income in this plan year	2024-09-11	711766
Net assets as of the end of the plan year	2024-09-11	3071275
Net assets as of the beginning of the plan year	2024-09-11	2359509
Employer contributions to plan in this plan year	2024-09-11	241582
Expensese paid to adminstrative service provicers from plan in this plan year	2024-09-11	10917
2022 : POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2022 401k financial data
Total transfers to/from plan in this plan year	2022-10-07	0
Total liabilities as of the end of the plan year	2022-10-07	0
Total liabilities as of the beginning of the plan year	2022-10-07	0
Total expenses incurred by plan in this plan year	2022-10-07	23750
Net assets as of the end of the plan year	2022-10-07	2380932
Total assets as of the beginning of the plan year	2022-10-07	1783067
Value of plan covered by a fidelity bond	2022-10-07	500000
Participant contributions to plan in this plan year	2022-10-07	134566
Other expenses paid from plan in this plan year	2022-10-07	0
Other contributions to plan in this plan year	2022-10-07	13849
Other income to plan in this plan year	2022-10-07	258858
Plan net income in this plan year	2022-10-07	597865
Net assets as of the end of the plan year	2022-10-07	2380932
Net assets as of the beginning of the plan year	2022-10-07	1783067
Employer contributions to plan in this plan year	2022-10-07	214342
Expensese paid to adminstrative service provicers from plan in this plan year	2022-10-07	2352
2011 : POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$215,654
Expenses. Total of all expenses incurred	2011-12-31	$110,302
Benefits paid (including direct rollovers)	2011-12-31	$110,302
Total plan assets at end of year	2011-12-31	$5,379,004
Total plan assets at beginning of year	2011-12-31	$5,273,652
Value of fidelity bond covering the plan	2011-12-31	$500,000
Assets. Value of tangible personal property	2011-12-31	$0
Other income received	2011-12-31	$34,112
Net income (gross income less expenses)	2011-12-31	$105,352
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$5,379,004
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$5,273,652
Assets. Value of real-estate (other than employer real property)	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$181,542
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$76,990
2010 : POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$675,482
Total plan assets at end of year	2010-12-31	$5,273,652
Total plan assets at beginning of year	2010-12-31	$4,598,170
Value of fidelity bond covering the plan	2010-12-31	$500,000
Assets. Value of tangible personal property	2010-12-31	$60,630
Other income received	2010-12-31	$464,546
Net income (gross income less expenses)	2010-12-31	$675,482
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,273,652
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,598,170
Assets. Value of real-estate (other than employer real property)	2010-12-31	$30,000
Total contributions received or receivable from employer(s)	2010-12-31	$210,936

Form 5500 Responses for POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN

2011: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC. PROFIT-SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	13826
Policy instance	1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number	7708876
Policy instance	1

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	POTTSTOWN ORAL AND MAXILLOFACIAL SURGERY ASSOCIATES, INC.
Employer identification number (EIN):	231859541
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	PAUL G. SMITH	2024-09-11
001	2022-01-01	PAUL G. SMITH	2023-09-26
001	2021-01-01	PAUL G. SMITH	2022-10-07
001	2020-01-01	PAUL G. SMITH	2021-10-05
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	PAUL G. SMITH	2013-10-15
001	2011-01-01	PAUL G. SMITH
001	2010-01-01	ANTHONY M. DENICCO
001	2009-01-01	ANTHONY M. DENICCO