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ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 401k Plan overview

Plan NameORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN
Plan identification number 003

ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ORTHOPEDIC ASSOCIATES OF LANCASTER, LTD has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPEDIC ASSOCIATES OF LANCASTER, LTD
Employer identification number (EIN):231879220
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about ORTHOPEDIC ASSOCIATES OF LANCASTER, LTD

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number: 682448

More information about ORTHOPEDIC ASSOCIATES OF LANCASTER, LTD

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01H. WILLIAM WEIK, JR.
0032016-01-01H. WILLIAM WEIK, JR.
0032015-01-01H. WILLIAM WEIK, JR.
0032014-01-01H. WILLIAM WEIK, JR.
0032013-01-01H. WILLIAM WEIK, JR.
0032012-01-01H. WILLIAM WEIK, JR.
0032011-01-01H. WILLIAM WEIK, JR.
0032010-01-01H. WILLIAM WEIK, JR.
0032009-01-01H. WILLIAM WEIK, JR.

Plan Statistics for ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN

401k plan membership statisitcs for ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN

Measure Date Value
2023: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01407
Total number of active participants reported on line 7a of the Form 55002023-01-01273
Number of retired or separated participants receiving benefits2023-01-0121
Number of other retired or separated participants entitled to future benefits2023-01-0191
Total of all active and inactive participants2023-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01385
Number of participants with account balances2023-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0131
2022: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01396
Total number of active participants reported on line 7a of the Form 55002022-01-01236
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-01147
Total of all active and inactive participants2022-01-01395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01395
Number of participants with account balances2022-01-01395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0157
2021: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01351
Total number of active participants reported on line 7a of the Form 55002021-01-01255
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01133
Total of all active and inactive participants2021-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01388
Number of participants with account balances2021-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0135
2020: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01294
Total number of active participants reported on line 7a of the Form 55002020-01-01232
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01104
Total of all active and inactive participants2020-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01336
Number of participants with account balances2020-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0129
2019: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01261
Total number of active participants reported on line 7a of the Form 55002019-01-01192
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0180
Total of all active and inactive participants2019-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01272
Number of participants with account balances2019-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0133
2018: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01231
Total number of active participants reported on line 7a of the Form 55002018-01-01184
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0166
Total of all active and inactive participants2018-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01251
Number of participants with account balances2018-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0126
2017: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01247
Total number of active participants reported on line 7a of the Form 55002017-01-01181
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01227
Number of participants with account balances2017-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0126
2016: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01231
Total number of active participants reported on line 7a of the Form 55002016-01-01151
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0176
Total of all active and inactive participants2016-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01227
Number of participants with account balances2016-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0125
2015: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01184
Total number of active participants reported on line 7a of the Form 55002015-01-01153
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0169
Total of all active and inactive participants2015-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01222
Number of participants with account balances2015-01-01222
2014: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01159
Total number of active participants reported on line 7a of the Form 55002014-01-01136
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0148
Total of all active and inactive participants2014-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01184
Number of participants with account balances2014-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01150
Total number of active participants reported on line 7a of the Form 55002013-01-01109
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01156
Number of participants with account balances2013-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01155
Total number of active participants reported on line 7a of the Form 55002012-01-0197
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01147
Number of participants with account balances2012-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121
2011: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01145
Total number of active participants reported on line 7a of the Form 55002011-01-0199
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0148
Total of all active and inactive participants2011-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01147
Number of participants with account balances2011-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2010: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01140
Total number of active participants reported on line 7a of the Form 55002010-01-01113
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01142
Number of participants with account balances2010-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0125
2009: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01116
Total number of active participants reported on line 7a of the Form 55002009-01-01118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01131
Number of participants with account balances2009-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN

Measure Date Value
2023 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$864,418
Total unrealized appreciation/depreciation of assets2023-12-31$864,418
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$1,588
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$200
Total income from all sources (including contributions)2023-12-31$9,994,141
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,847,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,704,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,099,302
Value of total assets at end of year2023-12-31$40,971,819
Value of total assets at beginning of year2023-12-31$32,823,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$143,017
Total interest from all sources2023-12-31$32,110
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,002,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$940,489
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,445,796
Participant contributions at end of year2023-12-31$27,360
Participant contributions at beginning of year2023-12-31$37,068
Assets. Other investments not covered elsewhere at end of year2023-12-31$7,422,663
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$7,342,778
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$29,593
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$2,637
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$6,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$200
Other income not declared elsewhere2023-12-31$13,196
Total non interest bearing cash at end of year2023-12-31$1,588
Total non interest bearing cash at beginning of year2023-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$8,146,574
Value of net assets at end of year (total assets less liabilities)2023-12-31$40,970,231
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$32,823,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$100,814
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$33,517,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$25,428,604
Interest on participant loans2023-12-31$1,132
Income. Interest from corporate debt instruments2023-12-31$16,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$14,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$4,983,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,623,913
Employer contributions (assets) at beginning of year2023-12-31$8,380
Income. Dividends from common stock2023-12-31$61,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,704,550
Liabilities. Value of benefit claims payable at end of year2023-12-31$1,588
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WALZ GROUP
Accountancy firm EIN2023-12-31232489722
2022 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-800,846
Total unrealized appreciation/depreciation of assets2022-12-31$-800,846
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,202,400
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,258,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,129,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,937,628
Value of total assets at end of year2022-12-31$32,823,857
Value of total assets at beginning of year2022-12-31$38,284,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$128,440
Total interest from all sources2022-12-31$15,799
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,122,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,037,010
Administrative expenses professional fees incurred2022-12-31$10,200
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,315,740
Participant contributions at end of year2022-12-31$37,068
Participant contributions at beginning of year2022-12-31$47,835
Assets. Other investments not covered elsewhere at end of year2022-12-31$7,342,778
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,355,850
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$72,649
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$6,827
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$4,764
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$200
Other income not declared elsewhere2022-12-31$12,100
Total non interest bearing cash at end of year2022-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,460,752
Value of net assets at end of year (total assets less liabilities)2022-12-31$32,823,657
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$38,284,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$118,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,428,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$29,875,960
Interest on participant loans2022-12-31$1,498
Income. Interest from corporate debt instruments2022-12-31$7,778
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$6,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,489,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,549,239
Employer contributions (assets) at end of year2022-12-31$8,380
Income. Dividends from common stock2022-12-31$85,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,129,912
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WALZ GROUP
Accountancy firm EIN2022-12-31232489722
2021 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,721,640
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,781,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,661,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,730,302
Value of total assets at end of year2021-12-31$38,284,409
Value of total assets at beginning of year2021-12-31$34,344,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$120,125
Total interest from all sources2021-12-31$511
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$427,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$427,539
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,169,579
Participant contributions at end of year2021-12-31$47,835
Participant contributions at beginning of year2021-12-31$10,501
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,355,850
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,072,834
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$88,099
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$4,764
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$4,936
Other income not declared elsewhere2021-12-31$1,073,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,940,146
Value of net assets at end of year (total assets less liabilities)2021-12-31$38,284,409
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,344,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$120,125
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,875,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$27,255,992
Interest on participant loans2021-12-31$511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,489,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,472,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,661,369
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WALZ GROUP
Accountancy firm EIN2021-12-31232489722
2020 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,180,553
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,631,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,519,446
Expenses. Certain deemed distributions of participant loans2020-12-31$425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,338,765
Value of total assets at end of year2020-12-31$34,344,263
Value of total assets at beginning of year2020-12-31$29,795,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$111,441
Total interest from all sources2020-12-31$202
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$440,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$440,248
Administrative expenses professional fees incurred2020-12-31$9,800
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,002,961
Participant contributions at end of year2020-12-31$10,501
Participant contributions at beginning of year2020-12-31$4,760
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,072,834
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,441,124
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$80,892
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$4,936
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$7,155
Other income not declared elsewhere2020-12-31$491,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,549,241
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,344,263
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$29,795,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$101,641
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$27,255,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,338,612
Interest on participant loans2020-12-31$202
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,910,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,254,912
Employer contributions (assets) at beginning of year2020-12-31$3,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,519,446
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WALZ GROUP
Accountancy firm EIN2020-12-31232489722
2019 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,243,870
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,157,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,051,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,135,196
Value of total assets at end of year2019-12-31$29,795,022
Value of total assets at beginning of year2019-12-31$23,708,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$106,199
Total interest from all sources2019-12-31$2,977
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$514,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$514,835
Administrative expenses professional fees incurred2019-12-31$10,192
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$967,471
Participant contributions at end of year2019-12-31$4,760
Participant contributions at beginning of year2019-12-31$6,225
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,441,124
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,618,295
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$30,380
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$7,155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,909
Other income not declared elsewhere2019-12-31$1,228,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,086,435
Value of net assets at end of year (total assets less liabilities)2019-12-31$29,795,022
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,708,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$96,007
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,338,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,064,340
Interest on participant loans2019-12-31$240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,362,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,137,345
Employer contributions (assets) at end of year2019-12-31$3,371
Employer contributions (assets) at beginning of year2019-12-31$13,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,051,236
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WALZ GROUP
Accountancy firm EIN2019-12-31232489722
2018 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$52,267
Total income from all sources (including contributions)2018-12-31$564,172
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$372,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$270,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,106,588
Value of total assets at end of year2018-12-31$23,708,587
Value of total assets at beginning of year2018-12-31$23,569,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$102,159
Total interest from all sources2018-12-31$5,928
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$427,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$427,750
Administrative expenses professional fees incurred2018-12-31$8,387
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$943,964
Participant contributions at end of year2018-12-31$6,225
Participant contributions at beginning of year2018-12-31$2,538
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,618,295
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$6,022,149
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$62,274
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,519
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$52,267
Other income not declared elsewhere2018-12-31$-507,432
Total non interest bearing cash at beginning of year2018-12-31$52,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$191,740
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,708,587
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,516,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$93,772
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,064,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,470,074
Interest on participant loans2018-12-31$50
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,878
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,468,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,100,350
Employer contributions (assets) at end of year2018-12-31$13,818
Employer contributions (assets) at beginning of year2018-12-31$17,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$270,273
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WALZ GROUP
Accountancy firm EIN2018-12-31232489722
2017 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$52,267
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$44,881
Total income from all sources (including contributions)2017-12-31$5,890,108
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,351,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,259,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,956,505
Value of total assets at end of year2017-12-31$23,569,114
Value of total assets at beginning of year2017-12-31$19,022,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$91,442
Total interest from all sources2017-12-31$393
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$645,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$645,678
Administrative expenses professional fees incurred2017-12-31$9,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$866,689
Participant contributions at end of year2017-12-31$2,538
Participant contributions at beginning of year2017-12-31$2,308
Assets. Other investments not covered elsewhere at end of year2017-12-31$6,022,149
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,855,561
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,658
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,519
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$52,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$44,881
Other income not declared elsewhere2017-12-31$1,037,011
Total non interest bearing cash at end of year2017-12-31$52,267
Total non interest bearing cash at beginning of year2017-12-31$44,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,538,841
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,516,847
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,978,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$81,642
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,470,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,109,249
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,250,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,067,158
Employer contributions (assets) at end of year2017-12-31$17,567
Employer contributions (assets) at beginning of year2017-12-31$8,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,259,825
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WALZ GROUP
Accountancy firm EIN2017-12-31232489722
2016 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$44,881
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,196,538
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$643,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$592,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,732,272
Value of total assets at end of year2016-12-31$19,022,887
Value of total assets at beginning of year2016-12-31$16,424,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$50,353
Total interest from all sources2016-12-31$256
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$473,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$473,105
Administrative expenses professional fees incurred2016-12-31$9,200
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$771,393
Participant contributions at end of year2016-12-31$2,308
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,855,561
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,707
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,822
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$44,881
Other income not declared elsewhere2016-12-31$276,985
Total non interest bearing cash at end of year2016-12-31$44,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,553,270
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,978,006
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,424,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,543
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,109,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,889,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$16,005
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$16,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$590,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$713,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$956,172
Employer contributions (assets) at end of year2016-12-31$8,066
Employer contributions (assets) at beginning of year2016-12-31$3,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$592,915
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$156,658
Contract administrator fees2016-12-31$13,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,768,564
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31TROUT, EBERSOLE & GROFF, LLP
Accountancy firm EIN2016-12-31231551315
2015 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$53,838
Total unrealized appreciation/depreciation of assets2015-12-31$53,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,721,470
Total loss/gain on sale of assets2015-12-31$8,063
Total of all expenses incurred2015-12-31$344,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$327,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,575,659
Value of total assets at end of year2015-12-31$16,424,736
Value of total assets at beginning of year2015-12-31$15,047,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,578
Total interest from all sources2015-12-31$5,866
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$763,573
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$707,329
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$723,975
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$158
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$141,631
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$46,346
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$1,898
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$11,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,376,812
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,424,736
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,047,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,889,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,277,905
Interest on participant loans2015-12-31$1
Income. Interest from corporate debt instruments2015-12-31$5,849
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$16,005
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$355,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$355,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$16
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$590,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$579,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-687,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$805,338
Employer contributions (assets) at end of year2015-12-31$3,496
Employer contributions (assets) at beginning of year2015-12-31$2,459
Income. Dividends from common stock2015-12-31$56,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$327,080
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$156,658
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$167,756
Contract administrator fees2015-12-31$17,578
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,768,564
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$2,511,755
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$22,184
Aggregate carrying amount (costs) on sale of assets2015-12-31$14,121
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31TROUT, EBERSOLE & GROFF, LLP
Accountancy firm EIN2015-12-31231551315
2014 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$269,177
Total unrealized appreciation/depreciation of assets2014-12-31$269,177
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,764,124
Total loss/gain on sale of assets2014-12-31$44,530
Total of all expenses incurred2014-12-31$5,881,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,786,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,583,995
Value of total assets at end of year2014-12-31$15,047,924
Value of total assets at beginning of year2014-12-31$18,165,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$95,752
Total interest from all sources2014-12-31$27,706
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$893,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$756,901
Administrative expenses professional fees incurred2014-12-31$20,470
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$577,655
Participant contributions at end of year2014-12-31$158
Participant contributions at beginning of year2014-12-31$731
Assets. Other investments not covered elsewhere at end of year2014-12-31$141,631
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$331,708
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$3,459
Total non interest bearing cash at end of year2014-12-31$11,717
Total non interest bearing cash at beginning of year2014-12-31$80,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-3,117,740
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,047,924
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,165,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$74,832
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,277,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,692,346
Interest on participant loans2014-12-31$20
Interest earned on other investments2014-12-31$20,895
Income. Interest from corporate debt instruments2014-12-31$6,754
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$355,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$540,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$540,102
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$579,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$525,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-58,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$674,632
Employer contributions (assets) at end of year2014-12-31$2,459
Employer contributions (assets) at beginning of year2014-12-31$1,384
Income. Dividends from common stock2014-12-31$137,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,786,112
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$167,756
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$450
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$2,511,755
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$6,324,105
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$104,500
Aggregate carrying amount (costs) on sale of assets2014-12-31$59,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ACUITY ADVISORS & CPAS
Accountancy firm EIN2014-12-31231934964
2013 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,314,108
Total unrealized appreciation/depreciation of assets2013-12-31$1,314,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,528,701
Total loss/gain on sale of assets2013-12-31$167,078
Total of all expenses incurred2013-12-31$1,111,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,019,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,082,646
Value of total assets at end of year2013-12-31$18,165,664
Value of total assets at beginning of year2013-12-31$14,748,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$92,519
Total interest from all sources2013-12-31$18,283
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$593,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$476,128
Administrative expenses professional fees incurred2013-12-31$14,500
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$510,892
Participant contributions at end of year2013-12-31$731
Participant contributions at beginning of year2013-12-31$1,281
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$25,126
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-554
Total non interest bearing cash at end of year2013-12-31$80,601
Total non interest bearing cash at beginning of year2013-12-31$221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,417,018
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,165,664
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,748,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$77,994
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,692,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,045,886
Interest on participant loans2013-12-31$43
Interest earned on other investments2013-12-31$18,234
Value of interest in common/collective trusts at end of year2013-12-31$974
Value of interest in common/collective trusts at beginning of year2013-12-31$15,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$540,102
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$26,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$26,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$525,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$471,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,353,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$546,628
Employer contributions (assets) at end of year2013-12-31$1,384
Employer contributions (assets) at beginning of year2013-12-31$713
Income. Dividends from common stock2013-12-31$117,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,019,164
Contract administrator fees2013-12-31$25
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$6,324,105
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$5,186,631
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$888,810
Aggregate carrying amount (costs) on sale of assets2013-12-31$721,732
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ACUITY ADVISORS & CPAS
Accountancy firm EIN2013-12-31231934964
2012 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$485,202
Total unrealized appreciation/depreciation of assets2012-12-31$485,202
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15,467
Total income from all sources (including contributions)2012-12-31$2,877,132
Total loss/gain on sale of assets2012-12-31$36,057
Total of all expenses incurred2012-12-31$656,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$584,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,132,745
Value of total assets at end of year2012-12-31$14,748,646
Value of total assets at beginning of year2012-12-31$12,543,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$72,120
Total interest from all sources2012-12-31$8,986
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$295,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$181,569
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$511,605
Participant contributions at end of year2012-12-31$1,281
Participant contributions at beginning of year2012-12-31$1,808
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$80,734
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15,467
Total non interest bearing cash at end of year2012-12-31$221
Total non interest bearing cash at beginning of year2012-12-31$221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,220,600
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,748,646
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,528,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$57,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,045,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,466,422
Interest on participant loans2012-12-31$66
Interest earned on other investments2012-12-31$8,915
Value of interest in common/collective trusts at end of year2012-12-31$15,969
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$26,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$30,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$30,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$471,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$419,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$917,888
Net investment gain or loss from common/collective trusts2012-12-31$634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$540,406
Employer contributions (assets) at end of year2012-12-31$713
Employer contributions (assets) at beginning of year2012-12-31$1,133
Income. Dividends from common stock2012-12-31$114,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$584,412
Contract administrator fees2012-12-31$14,213
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,186,631
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$4,623,176
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,428,553
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,392,496
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31TROUT, EBERSOLE & GROFF, LLP
Accountancy firm EIN2012-12-31231551315
2011 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-361,716
Total unrealized appreciation/depreciation of assets2011-12-31$-361,716
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15,467
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,234
Total income from all sources (including contributions)2011-12-31$667,699
Total loss/gain on sale of assets2011-12-31$80,941
Total of all expenses incurred2011-12-31$8,152,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,045,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,027,350
Value of total assets at end of year2011-12-31$12,543,513
Value of total assets at beginning of year2011-12-31$20,016,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$106,442
Total interest from all sources2011-12-31$17,736
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$349,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$109,878
Administrative expenses professional fees incurred2011-12-31$9,628
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$481,047
Participant contributions at end of year2011-12-31$1,808
Participant contributions at beginning of year2011-12-31$2,312
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,139
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15,467
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,234
Total non interest bearing cash at end of year2011-12-31$221
Total non interest bearing cash at beginning of year2011-12-31$16,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-7,484,410
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,528,046
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,012,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$95,964
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,466,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,493,347
Interest on participant loans2011-12-31$88
Interest earned on other investments2011-12-31$17,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$30,818
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$28,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$28,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$172
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$419,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$369,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-445,788
Net gain/loss from 103.12 investment entities2011-12-31$-445,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$534,164
Employer contributions (assets) at end of year2011-12-31$1,133
Income. Dividends from common stock2011-12-31$239,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,045,667
Contract administrator fees2011-12-31$850
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$4,623,176
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$12,106,657
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,229,922
Aggregate carrying amount (costs) on sale of assets2011-12-31$1,148,981
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31TROUT, EBERSOLE & GROFF, LLP
Accountancy firm EIN2011-12-31231551315
2010 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,906,182
Total unrealized appreciation/depreciation of assets2010-12-31$1,906,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,234
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$246
Total income from all sources (including contributions)2010-12-31$3,797,200
Total loss/gain on sale of assets2010-12-31$-31,050
Total of all expenses incurred2010-12-31$231,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$140,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$998,652
Value of total assets at end of year2010-12-31$20,016,690
Value of total assets at beginning of year2010-12-31$16,447,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$90,964
Total interest from all sources2010-12-31$7,351
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$303,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$90,769
Administrative expenses professional fees incurred2010-12-31$90,964
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$477,511
Participant contributions at end of year2010-12-31$2,312
Participant contributions at beginning of year2010-12-31$2,608
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$256
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$405
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,234
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$246
Total non interest bearing cash at end of year2010-12-31$16,296
Total non interest bearing cash at beginning of year2010-12-31$2,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,565,281
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,012,456
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,447,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,493,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,765,899
Interest on participant loans2010-12-31$395
Interest earned on other investments2010-12-31$6,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$28,215
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$39
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$369,863
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$320,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$613,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$520,885
Income. Dividends from common stock2010-12-31$212,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$140,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$12,106,657
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$9,356,032
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$3,547,550
Aggregate carrying amount (costs) on sale of assets2010-12-31$3,578,600
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TROUT, EBERSOLE & GROFF, LLP
Accountancy firm EIN2010-12-31231551315
2009 : ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN

2023: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ORTHOPEDIC ASSOC OF LANCASTER, LTD 401K PS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,663
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,663
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameDAVID CAPO C/O SUCCESSION LLC
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1006301530
Policy instance 1
Insurance contract or identification number1006301530
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,243
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number1005301530
Policy instance 1
Insurance contract or identification number1005301530
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,344
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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