401k Plan data: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN plan

G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 401k Plan overview

Plan Name	G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN
Plan identification number	001

G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

G.G. SCHMITT & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: G.G. SCHMITT & SONS, INC.

Employer identification number (EIN): 232166796

NAIC Classification: 332510
NAIC Description: Hardware Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-11-01 CRISSY HANNAN 2023-08-02
001 2021-11-01 CRISSY HANNAN 2023-08-02
001 2020-11-01 CRISSY HANNAN 2022-07-24
001 2019-11-01 CRISSY HANNAN 2021-11-17
001 2018-11-01
001 2017-11-01
001 2016-11-01
001 2015-11-01
001 2014-11-01
001 2013-11-01
001 2012-11-01 MAGGIE HOEFLEIN 2014-01-29
001 2011-11-01 MAGGIE HOEFLEIN 2013-01-11
001 2010-11-01 MAGGIE HOEFLEIN 2012-04-26
001 2009-11-01 BARBARA DIVIRGILIO
001 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-11-01	CRISSY HANNAN	2023-08-02
001	2021-11-01	CRISSY HANNAN	2023-08-02
001	2020-11-01	CRISSY HANNAN	2022-07-24
001	2019-11-01	CRISSY HANNAN	2021-11-17
001	2018-11-01
001	2017-11-01
001	2016-11-01
001	2015-11-01
001	2014-11-01
001	2013-11-01
001	2012-11-01	MAGGIE HOEFLEIN	2014-01-29
001	2011-11-01	MAGGIE HOEFLEIN	2013-01-11
001	2010-11-01	MAGGIE HOEFLEIN	2012-04-26
001	2009-11-01	BARBARA DIVIRGILIO
001	2008-11-01

Plan Statistics for G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN

401k plan membership statisitcs for G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN

Measure Date Value
2022: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-11-01 160
Total number of active participants reported on line 7a of the Form 5500 2022-11-01 0
Number of retired or separated participants receiving benefits 2022-11-01 0
Number of other retired or separated participants entitled to future benefits 2022-11-01 0
Total of all active and inactive participants 2022-11-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-11-01 0
Total participants 2022-11-01 0
Number of participants with account balances 2022-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-11-01 0
2021: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-11-01 150
Total number of active participants reported on line 7a of the Form 5500 2021-11-01 129
Number of retired or separated participants receiving benefits 2021-11-01 0
Number of other retired or separated participants entitled to future benefits 2021-11-01 27
Total of all active and inactive participants 2021-11-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-11-01 1
Total participants 2021-11-01 157
Number of participants with account balances 2021-11-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-11-01 2
2020: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-11-01 128
Total number of active participants reported on line 7a of the Form 5500 2020-11-01 105
Number of retired or separated participants receiving benefits 2020-11-01 0
Number of other retired or separated participants entitled to future benefits 2020-11-01 17
Total of all active and inactive participants 2020-11-01 122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-11-01 0
Total participants 2020-11-01 122
Number of participants with account balances 2020-11-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-11-01 5
2019: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-11-01 130
Total number of active participants reported on line 7a of the Form 5500 2019-11-01 111
Number of retired or separated participants receiving benefits 2019-11-01 0
Number of other retired or separated participants entitled to future benefits 2019-11-01 17
Total of all active and inactive participants 2019-11-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-11-01 0
Total participants 2019-11-01 128
Number of participants with account balances 2019-11-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-11-01 2
2009: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 102
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 57
Number of retired or separated participants receiving benefits 2009-11-01 0
Number of other retired or separated participants entitled to future benefits 2009-11-01 19
Total of all active and inactive participants 2009-11-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 1
Total participants 2009-11-01 77
Number of participants with account balances 2009-11-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0

Measure	Date	Value
2022: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-11-01	160
Total number of active participants reported on line 7a of the Form 5500	2022-11-01	0
Number of retired or separated participants receiving benefits	2022-11-01	0
Number of other retired or separated participants entitled to future benefits	2022-11-01	0
Total of all active and inactive participants	2022-11-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-11-01	0
Total participants	2022-11-01	0
Number of participants with account balances	2022-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-11-01	0
2021: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-11-01	150
Total number of active participants reported on line 7a of the Form 5500	2021-11-01	129
Number of retired or separated participants receiving benefits	2021-11-01	0
Number of other retired or separated participants entitled to future benefits	2021-11-01	27
Total of all active and inactive participants	2021-11-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-11-01	1
Total participants	2021-11-01	157
Number of participants with account balances	2021-11-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-11-01	2
2020: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-11-01	128
Total number of active participants reported on line 7a of the Form 5500	2020-11-01	105
Number of retired or separated participants receiving benefits	2020-11-01	0
Number of other retired or separated participants entitled to future benefits	2020-11-01	17
Total of all active and inactive participants	2020-11-01	122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-11-01	0
Total participants	2020-11-01	122
Number of participants with account balances	2020-11-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-11-01	5
2019: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-11-01	130
Total number of active participants reported on line 7a of the Form 5500	2019-11-01	111
Number of retired or separated participants receiving benefits	2019-11-01	0
Number of other retired or separated participants entitled to future benefits	2019-11-01	17
Total of all active and inactive participants	2019-11-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-11-01	0
Total participants	2019-11-01	128
Number of participants with account balances	2019-11-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-11-01	2
2009: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	102
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	57
Number of retired or separated participants receiving benefits	2009-11-01	0
Number of other retired or separated participants entitled to future benefits	2009-11-01	19
Total of all active and inactive participants	2009-11-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	1
Total participants	2009-11-01	77
Number of participants with account balances	2009-11-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0

Financial Data on G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN

Measure	Date	Value
2023 : G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-01-13	$0
Total transfer of assets from this plan	2023-01-13	$1,017,492
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-13	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-13	$0
Total income from all sources (including contributions)	2023-01-13	$74,684
Total loss/gain on sale of assets	2023-01-13	$0
Total of all expenses incurred	2023-01-13	$12,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-13	$8,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-13	$25,667
Value of total assets at end of year	2023-01-13	$0
Value of total assets at beginning of year	2023-01-13	$955,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-13	$3,976
Total interest from all sources	2023-01-13	$1,385
Total dividends received (eg from common stock, registered investment company shares)	2023-01-13	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-13	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2023-01-13	$0
Was this plan covered by a fidelity bond	2023-01-13	Yes
Value of fidelity bond cover	2023-01-13	$2,500,000
If this is an individual account plan, was there a blackout period	2023-01-13	Yes
Were there any nonexempt tranactions with any party-in-interest	2023-01-13	No
Contributions received from participants	2023-01-13	$18,692
Participant contributions at end of year	2023-01-13	$0
Participant contributions at beginning of year	2023-01-13	$12,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-13	No
Value of net income/loss	2023-01-13	$62,318
Value of net assets at end of year (total assets less liabilities)	2023-01-13	$0
Value of net assets at beginning of year (total assets less liabilities)	2023-01-13	$955,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-13	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-13	No
Were any leases to which the plan was party in default or uncollectible	2023-01-13	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-13	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-13	$675,132
Interest on participant loans	2023-01-13	$104
Interest earned on other investments	2023-01-13	$1,281
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-01-13	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-01-13	$267,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-13	$47,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-13	No
Was there a failure to transmit to the plan any participant contributions	2023-01-13	Yes
Has the plan failed to provide any benefit when due under the plan	2023-01-13	No
Contributions received in cash from employer	2023-01-13	$6,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-13	$8,390
Contract administrator fees	2023-01-13	$3,976
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-01-13	Yes
Did the plan have assets held for investment	2023-01-13	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-13	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-13	Yes
Opinion of an independent qualified public accountant for this plan	2023-01-13	Unqualified
Accountancy firm name	2023-01-13	HENDERSON HUTCHERSON & MCCOLLOUGH
Accountancy firm EIN	2023-01-13	621114363
2022 : G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-10-31	$0
Total income from all sources (including contributions)	2022-10-31	$12,557
Total loss/gain on sale of assets	2022-10-31	$0
Total of all expenses incurred	2022-10-31	$952,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-10-31	$936,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-10-31	$238,899
Value of total assets at end of year	2022-10-31	$955,174
Value of total assets at beginning of year	2022-10-31	$1,895,127
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-10-31	$15,792
Total interest from all sources	2022-10-31	$7,487
Total dividends received (eg from common stock, registered investment company shares)	2022-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-10-31	No
Was this plan covered by a fidelity bond	2022-10-31	Yes
Value of fidelity bond cover	2022-10-31	$2,500,000
If this is an individual account plan, was there a blackout period	2022-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-10-31	No
Contributions received from participants	2022-10-31	$115,101
Participant contributions at end of year	2022-10-31	$12,833
Participant contributions at beginning of year	2022-10-31	$15,253
Income. Received or receivable in cash from other sources (including rollovers)	2022-10-31	$80,717
Total non interest bearing cash at beginning of year	2022-10-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-31	No
Value of net income/loss	2022-10-31	$-939,953
Value of net assets at end of year (total assets less liabilities)	2022-10-31	$955,174
Value of net assets at beginning of year (total assets less liabilities)	2022-10-31	$1,895,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-10-31	No
Were any leases to which the plan was party in default or uncollectible	2022-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-10-31	$675,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-10-31	$1,512,396
Interest on participant loans	2022-10-31	$637
Interest earned on other investments	2022-10-31	$6,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-10-31	$267,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-10-31	$367,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-10-31	$-233,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-10-31	No
Was there a failure to transmit to the plan any participant contributions	2022-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-10-31	No
Contributions received in cash from employer	2022-10-31	$43,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-10-31	$936,718
Contract administrator fees	2022-10-31	$15,792
Did the plan have assets held for investment	2022-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-10-31	No
Opinion of an independent qualified public accountant for this plan	2022-10-31	Unqualified
Accountancy firm name	2022-10-31	HENDERSON HUTCHERSON & MCCOLLOUGH,
Accountancy firm EIN	2022-10-31	621114363
2021 : G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-10-31	$0
Total income from all sources (including contributions)	2021-10-31	$512,898
Total loss/gain on sale of assets	2021-10-31	$0
Total of all expenses incurred	2021-10-31	$793,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-10-31	$772,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-10-31	$97,696
Value of total assets at end of year	2021-10-31	$1,895,127
Value of total assets at beginning of year	2021-10-31	$2,175,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-10-31	$21,053
Total interest from all sources	2021-10-31	$8,901
Total dividends received (eg from common stock, registered investment company shares)	2021-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-10-31	No
Was this plan covered by a fidelity bond	2021-10-31	Yes
Value of fidelity bond cover	2021-10-31	$2,500,000
If this is an individual account plan, was there a blackout period	2021-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-10-31	No
Contributions received from participants	2021-10-31	$71,451
Participant contributions at end of year	2021-10-31	$15,253
Participant contributions at beginning of year	2021-10-31	$19,706
Total non interest bearing cash at end of year	2021-10-31	$6
Total non interest bearing cash at beginning of year	2021-10-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Value of net income/loss	2021-10-31	$-280,271
Value of net assets at end of year (total assets less liabilities)	2021-10-31	$1,895,127
Value of net assets at beginning of year (total assets less liabilities)	2021-10-31	$2,175,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-10-31	No
Were any leases to which the plan was party in default or uncollectible	2021-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-10-31	$1,512,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-10-31	$1,768,200
Interest on participant loans	2021-10-31	$845
Interest earned on other investments	2021-10-31	$8,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-10-31	$367,472
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-10-31	$387,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-10-31	$406,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-10-31	No
Was there a failure to transmit to the plan any participant contributions	2021-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-10-31	No
Contributions received in cash from employer	2021-10-31	$26,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-10-31	$772,116
Contract administrator fees	2021-10-31	$21,053
Did the plan have assets held for investment	2021-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-10-31	No
Opinion of an independent qualified public accountant for this plan	2021-10-31	Unqualified
Accountancy firm name	2021-10-31	HENDERSON HUTCHERSON & MCCULLOUGH
Accountancy firm EIN	2021-10-31	621114363
2020 : G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-10-31	$0
Total income from all sources (including contributions)	2020-10-31	$272,697
Total loss/gain on sale of assets	2020-10-31	$0
Total of all expenses incurred	2020-10-31	$1,153,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-10-31	$1,119,399
Value of total corrective distributions	2020-10-31	$4,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-10-31	$169,937
Value of total assets at end of year	2020-10-31	$2,175,398
Value of total assets at beginning of year	2020-10-31	$3,055,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-10-31	$29,036
Total interest from all sources	2020-10-31	$13,655
Total dividends received (eg from common stock, registered investment company shares)	2020-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-10-31	No
Was this plan covered by a fidelity bond	2020-10-31	Yes
Value of fidelity bond cover	2020-10-31	$300,000
If this is an individual account plan, was there a blackout period	2020-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-10-31	No
Contributions received from participants	2020-10-31	$122,478
Participant contributions at end of year	2020-10-31	$19,706
Participant contributions at beginning of year	2020-10-31	$16,776
Income. Received or receivable in cash from other sources (including rollovers)	2020-10-31	$3,672
Total non interest bearing cash at end of year	2020-10-31	$6
Total non interest bearing cash at beginning of year	2020-10-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Value of net income/loss	2020-10-31	$-880,497
Value of net assets at end of year (total assets less liabilities)	2020-10-31	$2,175,398
Value of net assets at beginning of year (total assets less liabilities)	2020-10-31	$3,055,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-10-31	No
Were any leases to which the plan was party in default or uncollectible	2020-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-10-31	$1,768,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-10-31	$2,494,301
Interest on participant loans	2020-10-31	$1,142
Interest earned on other investments	2020-10-31	$12,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-10-31	$387,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-10-31	$544,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-10-31	$89,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-10-31	No
Was there a failure to transmit to the plan any participant contributions	2020-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-10-31	No
Contributions received in cash from employer	2020-10-31	$43,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-10-31	$1,119,399
Contract administrator fees	2020-10-31	$29,036
Did the plan have assets held for investment	2020-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-10-31	Disclaimer
Accountancy firm name	2020-10-31	HENDERSON HUTCHERSON & MCCULLOGH
Accountancy firm EIN	2020-10-31	621114363
2010 : G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-10-31	$0

Form 5500 Responses for G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN

2022: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2022 form 5500 responses
2022-11-01	Type of plan entity	Single employer plan
2022-11-01	Submission has been amended	No
2022-11-01	This submission is the final filing	Yes
2022-11-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2022-11-01	Plan is a collectively bargained plan	No
2022-11-01	Plan funding arrangement – Insurance	Yes
2022-11-01	Plan funding arrangement – Trust	Yes
2022-11-01	Plan benefit arrangement – Insurance	Yes
2022-11-01	Plan benefit arrangement - Trust	Yes
2021: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2021 form 5500 responses
2021-11-01	Type of plan entity	Single employer plan
2021-11-01	Submission has been amended	No
2021-11-01	This submission is the final filing	No
2021-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-11-01	Plan is a collectively bargained plan	No
2021-11-01	Plan funding arrangement – Insurance	Yes
2021-11-01	Plan funding arrangement – Trust	Yes
2021-11-01	Plan benefit arrangement – Insurance	Yes
2021-11-01	Plan benefit arrangement - Trust	Yes
2020: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2020 form 5500 responses
2020-11-01	Type of plan entity	Single employer plan
2020-11-01	Submission has been amended	No
2020-11-01	This submission is the final filing	No
2020-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-11-01	Plan is a collectively bargained plan	No
2020-11-01	Plan funding arrangement – Insurance	Yes
2020-11-01	Plan funding arrangement – Trust	Yes
2020-11-01	Plan benefit arrangement – Insurance	Yes
2020-11-01	Plan benefit arrangement - Trust	Yes
2019: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2019 form 5500 responses
2019-11-01	Type of plan entity	Single employer plan
2019-11-01	Submission has been amended	No
2019-11-01	This submission is the final filing	No
2019-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-11-01	Plan is a collectively bargained plan	No
2019-11-01	Plan funding arrangement – Insurance	Yes
2019-11-01	Plan funding arrangement – Trust	Yes
2019-11-01	Plan benefit arrangement – Insurance	Yes
2019-11-01	Plan benefit arrangement - Trust	Yes
2009: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Insurance	Yes
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: G.G. SCHMITT & SONS, INC. PROFIT SHARING RETIREMENT PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Single employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811344

Policy instance

Insurance contract or identification number	811344
Number of Individuals Covered	0
Insurance policy start date	2022-11-01
Insurance policy end date	2023-01-13
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811344

Policy instance

Insurance contract or identification number	811344
Number of Individuals Covered	157
Insurance policy start date	2021-11-01
Insurance policy end date	2022-10-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811344

Policy instance

Insurance contract or identification number	811344
Number of Individuals Covered	122
Insurance policy start date	2020-11-01
Insurance policy end date	2021-10-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	G.G. SCHMITT & SONS, INC.
Employer identification number (EIN):	232166796
NAIC Classification:	332510
NAIC Description:	Hardware Manufacturing