401k Plan data: AETNA AFFILIATE 401(K) PLAN plan

AETNA AFFILIATE 401(K) PLAN 401k Plan overview

Plan Name	AETNA AFFILIATE 401(K) PLAN
Plan identification number	005

AETNA AFFILIATE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AETNA INC. has sponsored the creation of one or more 401k plans.

Company Name: AETNA INC.

Employer identification number (EIN): 232229683

NAIC Classification: 524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AETNA AFFILIATE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2015-01-01 KAY MOONEY
005 2014-01-01 KAY MOONEY
005 2013-01-01 KAY MOONEY

Plan id#	Filing Submission Date	Name of Administrator
005	2015-01-01	KAY MOONEY
005	2014-01-01	KAY MOONEY
005	2013-01-01	KAY MOONEY

Plan Statistics for AETNA AFFILIATE 401(K) PLAN

401k plan membership statisitcs for AETNA AFFILIATE 401(K) PLAN

Measure Date Value
2015: AETNA AFFILIATE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,151
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AETNA AFFILIATE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,075
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,818
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 330
Total of all active and inactive participants 2014-01-01 2,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 2,151
Number of participants with account balances 2014-01-01 2,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AETNA AFFILIATE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,750
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,756
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 314
Total of all active and inactive participants 2013-01-01 2,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 5
Total participants 2013-01-01 2,075
Number of participants with account balances 2013-01-01 1,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8

Measure	Date	Value
2015: AETNA AFFILIATE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,151
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AETNA AFFILIATE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,075
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,818
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	330
Total of all active and inactive participants	2014-01-01	2,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	2,151
Number of participants with account balances	2014-01-01	2,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AETNA AFFILIATE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,750
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,756
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	314
Total of all active and inactive participants	2013-01-01	2,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	2,075
Number of participants with account balances	2013-01-01	1,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8

Financial Data on AETNA AFFILIATE 401(K) PLAN

Measure	Date	Value
2015 : AETNA AFFILIATE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-05-15	$0
Total transfer of assets from this plan	2015-05-15	$79,960,646
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-05-15	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-05-15	$0
Total income from all sources (including contributions)	2015-05-15	$3,326,621
Total loss/gain on sale of assets	2015-05-15	$0
Total of all expenses incurred	2015-05-15	$1,693,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-05-15	$1,693,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-05-15	$2,691
Value of total assets at end of year	2015-05-15	$0
Value of total assets at beginning of year	2015-05-15	$78,327,886
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-05-15	$0
Total interest from all sources	2015-05-15	$30,889
Total dividends received (eg from common stock, registered investment company shares)	2015-05-15	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-05-15	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-05-15	$0
Was this plan covered by a fidelity bond	2015-05-15	Yes
Value of fidelity bond cover	2015-05-15	$60,000,000
If this is an individual account plan, was there a blackout period	2015-05-15	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-05-15	$0
Were there any nonexempt tranactions with any party-in-interest	2015-05-15	No
Contributions received from participants	2015-05-15	$2,691
Participant contributions at beginning of year	2015-05-15	$2,119,983
Participant contributions at beginning of year	2015-05-15	$27,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-15	No
Value of net income/loss	2015-05-15	$1,632,760
Value of net assets at end of year (total assets less liabilities)	2015-05-15	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-05-15	$78,327,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-05-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-05-15	No
Were any leases to which the plan was party in default or uncollectible	2015-05-15	No
Interest on participant loans	2015-05-15	$30,889
Value of interest in master investment trust accounts at beginning of year	2015-05-15	$76,121,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-05-15	No
Was there a failure to transmit to the plan any participant contributions	2015-05-15	No
Has the plan failed to provide any benefit when due under the plan	2015-05-15	No
Employer contributions (assets) at beginning of year	2015-05-15	$59,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-05-15	$1,693,861
Did the plan have assets held for investment	2015-05-15	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-15	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-05-15	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-05-15	Yes
Opinion of an independent qualified public accountant for this plan	2015-05-15	Disclaimer
Accountancy firm name	2015-05-15	KPMG LLP
Accountancy firm EIN	2015-05-15	135565207
2014 : AETNA AFFILIATE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$14,437,146
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,255,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,255,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$9,307,961
Value of total assets at end of year	2014-12-31	$78,327,886
Value of total assets at beginning of year	2014-12-31	$69,146,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$68,541
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$60,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,302,680
Participant contributions at end of year	2014-12-31	$2,119,983
Participant contributions at beginning of year	2014-12-31	$1,518,337
Participant contributions at end of year	2014-12-31	$27,434
Participant contributions at beginning of year	2014-12-31	$178,826
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$730,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$9,181,421
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$78,327,886
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$69,146,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$68,541
Value of interest in master investment trust accounts at end of year	2014-12-31	$76,121,185
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$67,338,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,275,239
Employer contributions (assets) at end of year	2014-12-31	$59,284
Employer contributions (assets) at beginning of year	2014-12-31	$110,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,255,725
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : AETNA AFFILIATE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$57,004,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$16,128,267
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,986,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,986,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,663,906
Value of total assets at end of year	2013-12-31	$69,146,465
Value of total assets at beginning of year	2013-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$36,797
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$60,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,771,806
Participant contributions at end of year	2013-12-31	$1,518,337
Participant contributions at end of year	2013-12-31	$178,826
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$807,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,141,929
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$69,146,465
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest on participant loans	2013-12-31	$36,797
Value of interest in master investment trust accounts at end of year	2013-12-31	$67,338,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,084,653
Employer contributions (assets) at end of year	2013-12-31	$110,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,986,338
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207

Form 5500 Responses for AETNA AFFILIATE 401(K) PLAN

2015: AETNA AFFILIATE 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AETNA AFFILIATE 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AETNA AFFILIATE 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AETNA INC.
Employer identification number (EIN):	232229683
NAIC Classification:	524140