401k Plan data: SUGARTOWN WORLDWIDE 401(K) PLAN plan

SUGARTOWN WORLDWIDE 401(K) PLAN 401k Plan overview

Plan Name	SUGARTOWN WORLDWIDE 401(K) PLAN
Plan identification number	001

SUGARTOWN WORLDWIDE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUGARTOWN WORLDWIDE LLC DBA LILLY PULITZER has sponsored the creation of one or more 401k plans.

Company Name: SUGARTOWN WORLDWIDE LLC DBA LILLY PULITZER

Employer identification number (EIN): 232708437

NAIC Classification: 448120
NAIC Description: Women's Clothing Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUGARTOWN WORLDWIDE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 JANICE DUNCAN
001 2010-01-01 SUSAN HILL
001 2009-01-01 SUSAN HILL

Plan id#	Filing Submission Date	Name of Administrator
001	2011-01-01	JANICE DUNCAN
001	2010-01-01	SUSAN HILL
001	2009-01-01	SUSAN HILL

Plan Statistics for SUGARTOWN WORLDWIDE 401(K) PLAN

401k plan membership statisitcs for SUGARTOWN WORLDWIDE 401(K) PLAN

Measure Date Value
2011: SUGARTOWN WORLDWIDE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 579
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SUGARTOWN WORLDWIDE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 448
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 514
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 65
Total of all active and inactive participants 2010-01-01 579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 579
Number of participants with account balances 2010-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SUGARTOWN WORLDWIDE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 443
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 303
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 145
Total of all active and inactive participants 2009-01-01 448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 448
Number of participants with account balances 2009-01-01 321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: SUGARTOWN WORLDWIDE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	579
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SUGARTOWN WORLDWIDE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	448
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	514
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	65
Total of all active and inactive participants	2010-01-01	579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	579
Number of participants with account balances	2010-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SUGARTOWN WORLDWIDE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	443
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	303
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	145
Total of all active and inactive participants	2009-01-01	448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	448
Number of participants with account balances	2009-01-01	321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SUGARTOWN WORLDWIDE 401(K) PLAN

Measure	Date	Value
2011 : SUGARTOWN WORLDWIDE 401(K) PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$6,316,680
Total income from all sources (including contributions)	2011-12-31	$697,540
Total of all expenses incurred	2011-12-31	$1,179,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,177,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$784,060
Value of total assets at beginning of year	2011-12-31	$6,798,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,570
Total interest from all sources	2011-12-31	$5,899
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$180,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$180,933
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$592,431
Participant contributions at beginning of year	2011-12-31	$162,757
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,850
Administrative expenses (other) incurred	2011-12-31	$1,570
Total non interest bearing cash at beginning of year	2011-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-481,565
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,798,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,193,568
Interest on participant loans	2011-12-31	$5,899
Value of interest in common/collective trusts at beginning of year	2011-12-31	$441,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-273,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$184,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,177,535
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FRAZIER & DEETER, LLC
Accountancy firm EIN	2011-12-31	581433845
2010 : SUGARTOWN WORLDWIDE 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,524,923
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$603,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$556,219
Expenses. Certain deemed distributions of participant loans	2010-12-31	$18,398
Value of total corrective distributions	2010-12-31	$27,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$786,397
Value of total assets at end of year	2010-12-31	$6,798,245
Value of total assets at beginning of year	2010-12-31	$5,876,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,240
Total interest from all sources	2010-12-31	$9,109
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$142,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$142,486
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$532,690
Participant contributions at end of year	2010-12-31	$162,757
Participant contributions at beginning of year	2010-12-31	$190,519
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$171,136
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$617
Administrative expenses (other) incurred	2010-12-31	$1,240
Total non interest bearing cash at end of year	2010-12-31	$50
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$921,863
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,798,245
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,876,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,193,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,234,014
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$9,109
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$441,870
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$451,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$451,849
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$579,222
Net investment gain/loss from pooled separate accounts	2010-12-31	$0
Net investment gain or loss from common/collective trusts	2010-12-31	$7,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$82,571
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$556,219
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY AND PULLEN, LLP
Accountancy firm EIN	2010-12-31	232421406
2009 : SUGARTOWN WORLDWIDE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SUGARTOWN WORLDWIDE 401(K) PLAN

2011: SUGARTOWN WORLDWIDE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SUGARTOWN WORLDWIDE 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SUGARTOWN WORLDWIDE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SUGARTOWN WORLDWIDE LLC DBA LILLY PULITZER
Employer identification number (EIN):	232708437
NAIC Classification:	448120
NAIC Description:	Women's Clothing Stores