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SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 401k Plan overview

Plan NameSUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN
Plan identification number 003

SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUSQUEHANNA HEALTH SYSTEM has sponsored the creation of one or more 401k plans.

Company Name:SUSQUEHANNA HEALTH SYSTEM
Employer identification number (EIN):232751183
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01ELIZABETH W. BRUBAKER2021-01-07
0032019-01-01ELIZABETH W. BRUBAKER2020-03-10
0032018-01-01ELIZABETH W. BRUBAKER2019-08-25
0032017-01-01ELIZABETH W. BRUBAKER
0032017-01-01
0032016-01-01ELIZABETH W. BRUBAKER
0032016-01-01
0032015-01-01ELIZABETH W. BRUBAKER
0032014-01-01ELIZABETH W. BRUBAKER
0032013-01-01ELIZABETH W. BRUBAKER CHARLES SANTANGELO2015-04-12
0032012-01-01ELIZABETH W. BRUBAKER CHARLES SANTANGELO2013-10-11
0032011-01-01GLENN MECHLING CHARLES SANTANGELO2012-09-10
0032010-01-01GLENN MECHLING2011-12-08 CHARLES SANTANGELO2011-12-15

Plan Statistics for SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN

401k plan membership statisitcs for SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN

Measure Date Value
2017: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0170
Total number of active participants reported on line 7a of the Form 55002017-01-0127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0133
Number of participants with account balances2017-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0172
Total number of active participants reported on line 7a of the Form 55002016-01-0125
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0133
Number of participants with account balances2016-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0174
Total number of active participants reported on line 7a of the Form 55002015-01-0126
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0172
Number of participants with account balances2015-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01113
Total number of active participants reported on line 7a of the Form 55002014-01-0124
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0149
Total of all active and inactive participants2014-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0174
Number of participants with account balances2014-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0198
Total number of active participants reported on line 7a of the Form 55002013-01-0168
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0174
Number of participants with account balances2013-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01107
Total number of active participants reported on line 7a of the Form 55002012-01-0191
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0198
Number of participants with account balances2012-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01106
Total number of active participants reported on line 7a of the Form 55002011-01-0198
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01107
Number of participants with account balances2011-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN

Measure Date Value
2017 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$-19
Total income from all sources2017-12-31$596,650
Expenses. Total of all expenses incurred2017-12-31$94,476
Benefits paid (including direct rollovers)2017-12-31$88,336
Total plan assets at end of year2017-12-31$3,348,265
Total plan assets at beginning of year2017-12-31$2,846,110
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$92,013
Expenses. Other expenses not covered elsewhere2017-12-31$6,140
Contributions received from other sources (not participants or employers)2017-12-31$15,183
Other income received2017-12-31$425,692
Net income (gross income less expenses)2017-12-31$502,174
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,348,265
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,846,110
Assets. Value of participant loans2017-12-31$12,295
Total contributions received or receivable from employer(s)2017-12-31$63,762
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$339,160
Expenses. Total of all expenses incurred2016-12-31$56,799
Benefits paid (including direct rollovers)2016-12-31$51,892
Total plan assets at end of year2016-12-31$2,846,110
Total plan assets at beginning of year2016-12-31$2,563,749
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$70,640
Other income received2016-12-31$157,981
Noncash contributions received2016-12-31$45,871
Net income (gross income less expenses)2016-12-31$282,361
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,846,110
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,563,749
Assets. Value of participant loans2016-12-31$11,596
Total contributions received or receivable from employer(s)2016-12-31$64,668
Value of corrective distributions2016-12-31$1,079
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,828
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$903,733
Expenses. Total of all expenses incurred2015-12-31$42,729
Benefits paid (including direct rollovers)2015-12-31$26,267
Total plan assets at end of year2015-12-31$2,563,749
Total plan assets at beginning of year2015-12-31$1,702,745
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$71,596
Contributions received from other sources (not participants or employers)2015-12-31$800,342
Other income received2015-12-31$-28,154
Net income (gross income less expenses)2015-12-31$861,004
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,563,749
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,702,745
Assets. Value of participant loans2015-12-31$1,507
Total contributions received or receivable from employer(s)2015-12-31$59,949
Value of certain deemed distributions of participant loans2015-12-31$1,141
Value of corrective distributions2015-12-31$12,469
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,852
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$165,555
Expenses. Total of all expenses incurred2014-12-31$123,368
Benefits paid (including direct rollovers)2014-12-31$105,749
Total plan assets at end of year2014-12-31$1,702,745
Total plan assets at beginning of year2014-12-31$1,660,558
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$65,033
Other income received2014-12-31$100,522
Net income (gross income less expenses)2014-12-31$42,187
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,702,745
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,660,558
Assets. Value of participant loans2014-12-31$2,672
Value of corrective distributions2014-12-31$15,636
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,983
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$326,249
Expenses. Total of all expenses incurred2013-12-31$135,406
Benefits paid (including direct rollovers)2013-12-31$124,475
Total plan assets at end of year2013-12-31$1,660,558
Total plan assets at beginning of year2013-12-31$1,469,715
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$59,026
Other income received2013-12-31$267,223
Net income (gross income less expenses)2013-12-31$190,843
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,660,558
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,469,715
Assets. Value of participant loans2013-12-31$3,335
Value of corrective distributions2013-12-31$8,846
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2,085
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total income from all sources2012-12-31$234,215
Expenses. Total of all expenses incurred2012-12-31$16,856
Benefits paid (including direct rollovers)2012-12-31$12,574
Total plan assets at end of year2012-12-31$1,469,715
Total plan assets at beginning of year2012-12-31$1,252,356
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$62,986
Other income received2012-12-31$171,229
Net income (gross income less expenses)2012-12-31$217,359
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,469,715
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,252,356
Assets. Value of participant loans2012-12-31$4,500
Value of certain deemed distributions of participant loans2012-12-31$1,166
Value of corrective distributions2012-12-31$1,463
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$1,653
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$-518,019
Total income from all sources2011-12-31$82,846
Expenses. Total of all expenses incurred2011-12-31$123,814
Benefits paid (including direct rollovers)2011-12-31$121,220
Total plan assets at end of year2011-12-31$1,252,356
Total plan assets at beginning of year2011-12-31$1,811,343
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$106,536
Expenses. Other expenses not covered elsewhere2011-12-31$210
Other income received2011-12-31$-23,690
Net income (gross income less expenses)2011-12-31$-40,968
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,252,356
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,811,343
Assets. Value of participant loans2011-12-31$2,405
Value of corrective distributions2011-12-31$422
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,962
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN

2017: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUSQUEHANNA HEALTH SYSTEM 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 5
Insurance contract or identification numberTT080400
Number of Individuals Covered70
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTT080400
Policy instance 4
Insurance contract or identification numberTT080400
Number of Individuals Covered70
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered9
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $103
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $103
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES, LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $74
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES, LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $38
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered3
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $62
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $62
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered13
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $97
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $97
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberTT080400
Policy instance 4
Insurance contract or identification numberTT080400
Number of Individuals Covered72
Insurance policy start date2015-12-30
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 5
Insurance contract or identification numberTT080400
Number of Individuals Covered72
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $36
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $35
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $59
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $59
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered13
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $100
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $100
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 4
Insurance contract or identification numberTT080400
Number of Individuals Covered74
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $34
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered3
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $50
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberSUSQ00PA00K1
Policy instance 4
Insurance contract or identification numberSUSQ00PA00K1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered13
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $100
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $100
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 5
Insurance contract or identification numberTT080400
Number of Individuals Covered74
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered3
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $43
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered13
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $96
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $96
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberSUSQ00PA00K1
Policy instance 4
Insurance contract or identification numberSUSQ00PA00K1
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 5
Insurance contract or identification numberTT080400
Number of Individuals Covered77
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $32
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberSUSQ00PA00K1
Policy instance 5
Insurance contract or identification numberSUSQ00PA00K1
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080400
Policy instance 6
Insurance contract or identification numberTT080400
Number of Individuals Covered76
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOPE0101CA36
Policy instance 4
Insurance contract or identification numberCOPE0101CA36
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number920346
Policy instance 3
Insurance contract or identification number920346
Number of Individuals Covered13
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $93
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number914929
Policy instance 1
Insurance contract or identification number914929
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number915985
Policy instance 2
Insurance contract or identification number915985
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $40
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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