401k Plan data: ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN plan

ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

ANTHONY HOLDINGS INTERNATIONAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: ANTHONY HOLDINGS INTERNATIONAL, INC.

Employer identification number (EIN): 232877035

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 NATALIE ANTHONY 2012-10-10 NATALIE ANTHONY 2012-10-10
001 2010-01-01 NATALIE ANTHONY 2012-01-03 NATALIE ANTHONY 2012-01-03

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	NATALIE ANTHONY	2012-10-10	NATALIE ANTHONY	2012-10-10
001	2010-01-01	NATALIE ANTHONY	2012-01-03	NATALIE ANTHONY	2012-01-03

Financial Data on ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2008 : ANTHONY HOLDINGS INTERNATIONAL, INC. 401(K) PROFIT SHARING PLAN 2008 401k financial data
Total income from all sources	2008-12-31	$195,775
Expenses. Total of all expenses incurred	2008-12-31	$62,992
Benefits paid (including direct rollovers)	2008-12-31	$48,709
Total plan assets at end of year	2008-12-31	$1,730,829
Total plan assets at beginning of year	2008-12-31	$1,598,046
Total contributions received or receivable from participants	2008-12-31	$332,134
Contributions received from other sources (not participants or employers)	2008-12-31	$6,691
Other income received	2008-12-31	$-256,154
Net income (gross income less expenses)	2008-12-31	$132,783
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$1,730,829
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$1,598,046
Assets. Value of participant loans	2008-12-31	$42,422
Total contributions received or receivable from employer(s)	2008-12-31	$113,104
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$14,283

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

998609

Policy instance

Insurance contract or identification number	998609
Number of Individuals Covered	63
Insurance policy start date	2008-01-01
Insurance policy end date	2008-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

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Company Name:	ANTHONY HOLDINGS INTERNATIONAL, INC.
Employer identification number (EIN):	232877035
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies