401k Plan data: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN plan

PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 401k Plan overview

Plan Name	PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN
Plan identification number	001

PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

PENN SPECIALTY CHEMICALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: PENN SPECIALTY CHEMICALS, INC.

Employer identification number (EIN): 233002300

NAIC Classification: 325100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ANTHONY WARD
001 2013-01-01 ANTHONY WARD
001 2012-01-01 ANTHONY WARD
001 2011-01-01 ANTHONY WARD
001 2009-01-01 ANTHONY WARD
001 2008-01-01 ANTHONY WARD

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	ANTHONY WARD
001	2013-01-01	ANTHONY WARD
001	2012-01-01	ANTHONY WARD
001	2011-01-01	ANTHONY WARD
001	2009-01-01	ANTHONY WARD
001	2008-01-01	ANTHONY WARD

Plan Statistics for PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN

401k plan membership statisitcs for PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN

Measure Date Value
2014: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 51
Total of all active and inactive participants 2013-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 40
Total of all active and inactive participants 2012-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 40
Number of participants with account balances 2012-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 40
Number of participants with account balances 2011-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 39
Total of all active and inactive participants 2009-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 42
Number of participants with account balances 2009-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 17
Number of retired or separated participants receiving benefits 2008-01-01 1
Number of other retired or separated participants entitled to future benefits 2008-01-01 34
Total of all active and inactive participants 2008-01-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 52
Number of participants with account balances 2008-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 28

Measure	Date	Value
2014: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	51
Total of all active and inactive participants	2013-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	40
Total of all active and inactive participants	2012-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	40
Number of participants with account balances	2012-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	40
Number of participants with account balances	2011-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	39
Total of all active and inactive participants	2009-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	42
Number of participants with account balances	2009-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	17
Number of retired or separated participants receiving benefits	2008-01-01	1
Number of other retired or separated participants entitled to future benefits	2008-01-01	34
Total of all active and inactive participants	2008-01-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	52
Number of participants with account balances	2008-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	28

Financial Data on PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN

Measure	Date	Value
2014 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2014 401k financial data
Total income from all sources	2014-05-31	$-18,283
Expenses. Total of all expenses incurred	2014-05-31	$6,124,177
Benefits paid (including direct rollovers)	2014-05-31	$6,084,177
Total plan assets at end of year	2014-05-31	$0
Total plan assets at beginning of year	2014-05-31	$6,142,460
Value of fidelity bond covering the plan	2014-05-31	$500,000
Other income received	2014-05-31	$-18,283
Net income (gross income less expenses)	2014-05-31	$-6,142,460
Net plan assets at end of year (total assets less liabilities)	2014-05-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-05-31	$6,142,460
Expenses. Administrative service providers (salaries,fees and commissions)	2014-05-31	$40,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-05-31	$0
2013 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,146,831
Expenses. Total of all expenses incurred	2013-12-31	$117,070
Benefits paid (including direct rollovers)	2013-12-31	$72,389
Total plan assets at end of year	2013-12-31	$6,142,460
Total plan assets at beginning of year	2013-12-31	$5,112,699
Value of fidelity bond covering the plan	2013-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$44,681
Other income received	2013-12-31	$1,146,831
Net income (gross income less expenses)	2013-12-31	$1,029,761
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,142,460
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$5,112,699
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$555,694
Expenses. Total of all expenses incurred	2012-12-31	$62,798
Benefits paid (including direct rollovers)	2012-12-31	$62,798
Total plan assets at end of year	2012-12-31	$5,112,699
Total plan assets at beginning of year	2012-12-31	$4,619,803
Value of fidelity bond covering the plan	2012-12-31	$500,000
Other income received	2012-12-31	$555,694
Net income (gross income less expenses)	2012-12-31	$492,896
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$5,112,699
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,619,803
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$41,455
Expenses. Total of all expenses incurred	2011-12-31	$29
Benefits paid (including direct rollovers)	2011-12-31	$29
Total plan assets at end of year	2011-12-31	$4,619,803
Total plan assets at beginning of year	2011-12-31	$4,578,377
Value of fidelity bond covering the plan	2011-12-31	$500,000
Other income received	2011-12-31	$41,455
Net income (gross income less expenses)	2011-12-31	$41,426
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,619,803
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$4,578,377
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$514,469
Expenses. Total of all expenses incurred	2010-12-31	$44,382
Total plan assets at end of year	2010-12-31	$4,578,377
Total plan assets at beginning of year	2010-12-31	$4,108,290
Value of fidelity bond covering the plan	2010-12-31	$500,000
Other income received	2010-12-31	$514,469
Net income (gross income less expenses)	2010-12-31	$470,087
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$4,578,377
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,108,290
Assets. Value of participant loans	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$27,944
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$16,438
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN

2014: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: PENN SPECIALTY CHEMICALS, INC. EMPLOYEES' SAVINGS PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PENN SPECIALTY CHEMICALS, INC.
Employer identification number (EIN):	233002300
NAIC Classification:	325100