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BRANT, ROBERT L., & ASSOC. LLC 401k Plan overview

Plan NameBRANT, ROBERT L., & ASSOC. LLC
Plan identification number 001

BRANT, ROBERT L., & ASSOC. LLC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT L. BRANT & ASSOC., LLC has sponsored the creation of one or more 401k plans.

Company Name:ROBERT L. BRANT & ASSOC., LLC
Employer identification number (EIN):233044238
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRANT, ROBERT L., & ASSOC. LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MARY KAY FRITH2024-07-23
0012022-01-01MARY KAY FRITH2023-07-11
0012021-01-01MARY KAY FRITH2022-07-26
0012020-01-01MARY KAY FRITH2021-07-02
0012019-01-01MARY KAY FRITH2020-07-27
0012018-01-01MARY KAY FRITH2019-07-23
0012017-01-01MARY KAY FRITH2018-07-30
0012016-01-01ROBERT L. BRANT2017-07-13 MARY KAY FRITH2017-07-13
0012015-01-01MARY KAY FRITH
0012014-01-01MARY KAY FRITH
0012013-01-01MARY KAY FRITH
0012012-01-01MARY KAY FRITH
0012011-01-01MARY KAY FRITH
0012010-01-01MARY KAY FRITH
0012009-01-01MARY KAY FRITH

Plan Statistics for BRANT, ROBERT L., & ASSOC. LLC

401k plan membership statisitcs for BRANT, ROBERT L., & ASSOC. LLC

Measure Date Value
2015: BRANT, ROBERT L., & ASSOC. LLC 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-017
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BRANT, ROBERT L., & ASSOC. LLC 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-017
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BRANT, ROBERT L., & ASSOC. LLC 2013 401k membership
Total participants, beginning-of-year2013-01-018
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-017
Number of participants with account balances2013-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BRANT, ROBERT L., & ASSOC. LLC 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-018
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Number of participants with account balances2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BRANT, ROBERT L., & ASSOC. LLC 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-018
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0110
Number of participants with account balances2011-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BRANT, ROBERT L., & ASSOC. LLC 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-018
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0110
Number of participants with account balances2010-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BRANT, ROBERT L., & ASSOC. LLC 2009 401k membership
Total participants, beginning-of-year2009-01-017
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0111
Number of participants with account balances2009-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BRANT, ROBERT L., & ASSOC. LLC

Measure Date Value
2015 : BRANT, ROBERT L., & ASSOC. LLC 2015 401k financial data
Total income from all sources2015-12-31$67,955
Expenses. Total of all expenses incurred2015-12-31$263
Total plan assets at end of year2015-12-31$1,767,407
Total plan assets at beginning of year2015-12-31$1,699,715
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$15,212
Expenses. Other expenses not covered elsewhere2015-12-31$263
Other income received2015-12-31$36,715
Net income (gross income less expenses)2015-12-31$67,692
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,767,407
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,699,715
Total contributions received or receivable from employer(s)2015-12-31$16,028
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
2014 : BRANT, ROBERT L., & ASSOC. LLC 2014 401k financial data
Total income from all sources2014-12-31$290,926
Expenses. Total of all expenses incurred2014-12-31$10,091
Benefits paid (including direct rollovers)2014-12-31$9,874
Total plan assets at end of year2014-12-31$1,697,647
Total plan assets at beginning of year2014-12-31$1,416,812
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$14,612
Expenses. Other expenses not covered elsewhere2014-12-31$217
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$263,159
Net income (gross income less expenses)2014-12-31$280,835
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,697,647
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,416,812
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$13,155
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : BRANT, ROBERT L., & ASSOC. LLC 2013 401k financial data
Total income from all sources2013-12-31$444,606
Expenses. Total of all expenses incurred2013-12-31$725
Benefits paid (including direct rollovers)2013-12-31$563
Total plan assets at end of year2013-12-31$1,416,812
Total plan assets at beginning of year2013-12-31$972,931
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$13,235
Expenses. Other expenses not covered elsewhere2013-12-31$162
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$418,097
Net income (gross income less expenses)2013-12-31$443,881
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,416,812
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$972,931
Assets. Value of participant loans2013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$13,274
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : BRANT, ROBERT L., & ASSOC. LLC 2012 401k financial data
Total income from all sources2012-12-31$224,235
Expenses. Total of all expenses incurred2012-12-31$2,929
Benefits paid (including direct rollovers)2012-12-31$2,907
Total plan assets at end of year2012-12-31$970,422
Total plan assets at beginning of year2012-12-31$749,116
Total contributions received or receivable from participants2012-12-31$12,941
Expenses. Other expenses not covered elsewhere2012-12-31$22
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$200,610
Net income (gross income less expenses)2012-12-31$221,306
Net plan assets at end of year (total assets less liabilities)2012-12-31$970,422
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$749,116
Assets. Value of participant loans2012-12-31$0
Total contributions received or receivable from employer(s)2012-12-31$10,684
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : BRANT, ROBERT L., & ASSOC. LLC 2011 401k financial data
Total income from all sources2011-12-31$66,543
Expenses. Total of all expenses incurred2011-12-31$284
Benefits paid (including direct rollovers)2011-12-31$284
Total plan assets at end of year2011-12-31$749,116
Total plan assets at beginning of year2011-12-31$682,858
Total contributions received or receivable from participants2011-12-31$13,718
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$39,928
Net income (gross income less expenses)2011-12-31$66,259
Net plan assets at end of year (total assets less liabilities)2011-12-31$749,116
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$682,858
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$12,897
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : BRANT, ROBERT L., & ASSOC. LLC 2010 401k financial data
Total income from all sources2010-12-31$105,319
Expenses. Total of all expenses incurred2010-12-31$3,913
Benefits paid (including direct rollovers)2010-12-31$1,126
Total plan assets at end of year2010-12-31$682,858
Total plan assets at beginning of year2010-12-31$581,453
Total contributions received or receivable from participants2010-12-31$10,814
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$83,584
Net income (gross income less expenses)2010-12-31$101,406
Net plan assets at end of year (total assets less liabilities)2010-12-31$682,858
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$581,453
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$10,921
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$2,787
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0

Form 5500 Responses for BRANT, ROBERT L., & ASSOC. LLC

2015: BRANT, ROBERT L., & ASSOC. LLC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BRANT, ROBERT L., & ASSOC. LLC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BRANT, ROBERT L., & ASSOC. LLC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BRANT, ROBERT L., & ASSOC. LLC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BRANT, ROBERT L., & ASSOC. LLC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BRANT, ROBERT L., & ASSOC. LLC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BRANT, ROBERT L., & ASSOC. LLC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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