401k Plan data: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN plan

NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 401k Plan overview

Plan Name	NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN
Plan identification number	001

NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NELSON BROWN HAMILTON& KREKSTEIN, LLC has sponsored the creation of one or more 401k plans.

Company Name: NELSON BROWN HAMILTON& KREKSTEIN, LLC

Employer identification number (EIN): 233044657

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MICHAEL R. NELSON
001 2014-01-01 MICHAEL R. NELSON
001 2013-01-01 MICHAEL R. NELSON
001 2012-01-01 KENNETH LEVINE
001 2011-01-01 KENNETH LEVINE
001 2010-01-01 KENNETH LEVINE
001 2009-01-01 KENNETH LEVINE KENNETH LEVINE 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MICHAEL R. NELSON
001	2014-01-01	MICHAEL R. NELSON
001	2013-01-01	MICHAEL R. NELSON
001	2012-01-01	KENNETH LEVINE
001	2011-01-01	KENNETH LEVINE
001	2010-01-01	KENNETH LEVINE
001	2009-01-01	KENNETH LEVINE	KENNETH LEVINE	2010-10-13

Plan Statistics for NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN

401k plan membership statisitcs for NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN

Measure Date Value
2015: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 75
Number of other retired or separated participants entitled to future benefits 2014-01-01 134
Total of all active and inactive participants 2014-01-01 209
Total participants 2014-01-01 209
Number of participants with account balances 2014-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 37
2013: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 151
Number of retired or separated participants receiving benefits 2013-01-01 54
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 225
Number of participants with account balances 2013-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 132
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 84
Total of all active and inactive participants 2012-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 216
Number of participants with account balances 2012-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 128
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 62
Total of all active and inactive participants 2011-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 190
Number of participants with account balances 2011-01-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 118
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 47
Total of all active and inactive participants 2010-01-01 165
Total participants 2010-01-01 165
Number of participants with account balances 2010-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 87
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 145
Number of participants with account balances 2009-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	75
Number of other retired or separated participants entitled to future benefits	2014-01-01	134
Total of all active and inactive participants	2014-01-01	209
Total participants	2014-01-01	209
Number of participants with account balances	2014-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	37
2013: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	151
Number of retired or separated participants receiving benefits	2013-01-01	54
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	225
Number of participants with account balances	2013-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	132
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	84
Total of all active and inactive participants	2012-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	216
Number of participants with account balances	2012-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	128
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	62
Total of all active and inactive participants	2011-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	190
Number of participants with account balances	2011-01-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	118
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	47
Total of all active and inactive participants	2010-01-01	165
Total participants	2010-01-01	165
Number of participants with account balances	2010-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	87
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	145
Number of participants with account balances	2009-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN

Measure	Date	Value
2015 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-25	$1,880
Total unrealized appreciation/depreciation of assets	2015-09-25	$1,880
Total income from all sources (including contributions)	2015-09-25	$223,848
Total of all expenses incurred	2015-09-25	$10,633,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-25	$10,617,493
Expenses. Certain deemed distributions of participant loans	2015-09-25	$2,682
Value of total corrective distributions	2015-09-25	$2,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-25	$355,671
Value of total assets at end of year	2015-09-25	$0
Value of total assets at beginning of year	2015-09-25	$10,409,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-25	$10,580
Total interest from all sources	2015-09-25	$1,770
Was this plan covered by a fidelity bond	2015-09-25	Yes
Value of fidelity bond cover	2015-09-25	$500,000
If this is an individual account plan, was there a blackout period	2015-09-25	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-25	No
Contributions received from participants	2015-09-25	$128,507
Participant contributions at end of year	2015-09-25	$0
Participant contributions at beginning of year	2015-09-25	$40,273
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-25	$227,164
Administrative expenses (other) incurred	2015-09-25	$10,490
Total non interest bearing cash at end of year	2015-09-25	$0
Total non interest bearing cash at beginning of year	2015-09-25	$327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-25	No
Value of net income/loss	2015-09-25	$-10,409,382
Value of net assets at end of year (total assets less liabilities)	2015-09-25	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-09-25	$10,409,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-25	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-25	No
Were any leases to which the plan was party in default or uncollectible	2015-09-25	No
Value of interest in pooled separate accounts at end of year	2015-09-25	$0
Value of interest in pooled separate accounts at beginning of year	2015-09-25	$10,081,823
Interest on participant loans	2015-09-25	$1,752
Interest earned on other investments	2015-09-25	$18
Value of interest in common/collective trusts at end of year	2015-09-25	$0
Value of interest in common/collective trusts at beginning of year	2015-09-25	$274,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-25	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-25	$12,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-25	$-56
Net investment gain/loss from pooled separate accounts	2015-09-25	$-135,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-25	No
Was there a failure to transmit to the plan any participant contributions	2015-09-25	No
Has the plan failed to provide any benefit when due under the plan	2015-09-25	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-25	$10,617,493
Contract administrator fees	2015-09-25	$90
Did the plan have assets held for investment	2015-09-25	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-25	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-25	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-25	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-25	Disclaimer
Accountancy firm name	2015-09-25	BDO USA, LLP
Accountancy firm EIN	2015-09-25	135381590
2014 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$521,903
Total unrealized appreciation/depreciation of assets	2014-12-31	$521,903
Total income from all sources (including contributions)	2014-12-31	$1,372,470
Total of all expenses incurred	2014-12-31	$756,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$640,689
Expenses. Certain deemed distributions of participant loans	2014-12-31	$112,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$844,342
Value of total assets at end of year	2014-12-31	$10,409,382
Value of total assets at beginning of year	2014-12-31	$9,793,672
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,311
Total interest from all sources	2014-12-31	$6,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$693,946
Participant contributions at end of year	2014-12-31	$40,273
Participant contributions at beginning of year	2014-12-31	$209,384
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$150,396
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$229,000
Total non interest bearing cash at end of year	2014-12-31	$327
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$615,710
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$10,409,382
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,793,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,081,823
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$9,432,643
Interest on participant loans	2014-12-31	$6,107
Interest earned on other investments	2014-12-31	$118
Value of interest in common/collective trusts at end of year	2014-12-31	$274,084
Value of interest in common/collective trusts at beginning of year	2014-12-31	$138,978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$12,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$12,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$411,689
Contract administrator fees	2014-12-31	$3,311
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$3,124,430
Total of all expenses incurred	2013-12-31	$908,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$899,999
Expenses. Certain deemed distributions of participant loans	2013-12-31	$3,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,629,777
Value of total assets at end of year	2013-12-31	$9,793,672
Value of total assets at beginning of year	2013-12-31	$7,577,498
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,177
Total interest from all sources	2013-12-31	$5,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$776,652
Participant contributions at end of year	2013-12-31	$209,384
Participant contributions at beginning of year	2013-12-31	$86,763
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$853,125
Administrative expenses (other) incurred	2013-12-31	$4,881
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,216,174
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,793,672
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,577,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$9,432,643
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,343,686
Interest on participant loans	2013-12-31	$5,778
Interest earned on other investments	2013-12-31	$109
Value of interest in common/collective trusts at end of year	2013-12-31	$138,978
Value of interest in common/collective trusts at beginning of year	2013-12-31	$136,510
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$12,667
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,000
Net investment gain/loss from pooled separate accounts	2013-12-31	$675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$899,999
Contract administrator fees	2013-12-31	$296
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,954,504
Total of all expenses incurred	2012-12-31	$149,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$97,916
Expenses. Certain deemed distributions of participant loans	2012-12-31	$49,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,095,831
Value of total assets at end of year	2012-12-31	$7,577,498
Value of total assets at beginning of year	2012-12-31	$5,772,750
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,412
Total interest from all sources	2012-12-31	$3,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$675,264
Participant contributions at end of year	2012-12-31	$86,763
Participant contributions at beginning of year	2012-12-31	$110,354
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$420,567
Administrative expenses (other) incurred	2012-12-31	$2,220
Total non interest bearing cash at end of year	2012-12-31	$539
Total non interest bearing cash at beginning of year	2012-12-31	$358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,804,748
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,577,498
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,772,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,343,686
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$5,570,364
Interest on participant loans	2012-12-31	$3,453
Value of interest in common/collective trusts at end of year	2012-12-31	$136,510
Value of interest in common/collective trusts at beginning of year	2012-12-31	$84,379
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$99
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$7,295
Net investment gain/loss from pooled separate accounts	2012-12-31	$855,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$97,916
Contract administrator fees	2012-12-31	$192
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$576,190
Total of all expenses incurred	2011-12-31	$52,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$34,719
Expenses. Certain deemed distributions of participant loans	2011-12-31	$16,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$774,932
Value of total assets at end of year	2011-12-31	$5,772,750
Value of total assets at beginning of year	2011-12-31	$5,249,373
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,438
Total interest from all sources	2011-12-31	$5,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$578,402
Participant contributions at end of year	2011-12-31	$110,354
Participant contributions at beginning of year	2011-12-31	$128,069
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$89,161
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$196,530
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$1,260
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$358
Total non interest bearing cash at beginning of year	2011-12-31	$462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$523,377
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,772,750
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,249,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,026,740
Value of interest in pooled separate accounts at end of year	2011-12-31	$5,570,364
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$5,167
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$84,379
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$79
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$7,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,941
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-203,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Assets. Value of employer real property at beginning of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$34,719
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Contract administrator fees	2011-12-31	$178
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ASHER & COMPANY, LTD.
Accountancy firm EIN	2011-12-31	231914020
2010 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,403,908
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$665,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$662,486
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$803,550
Value of total assets at end of year	2010-12-31	$5,249,373
Value of total assets at beginning of year	2010-12-31	$4,510,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,868
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$4,913
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$535,647
Participant contributions at end of year	2010-12-31	$128,069
Participant contributions at beginning of year	2010-12-31	$109,003
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$89,161
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$267,903
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$2,690
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$462
Total non interest bearing cash at beginning of year	2010-12-31	$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$738,554
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,249,373
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,510,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,026,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$4,043,718
Interest on participant loans	2010-12-31	$4,850
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$63
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$8,526
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$595,445
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$0
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$349,550
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$662,486
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$178
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ASHER & COMPANY LTD
Accountancy firm EIN	2010-12-31	231914020
2009 : NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN

2015: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NELSON BROWN HAMILTON & KREKSTEIN, LLC RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101989

Policy instance

Insurance contract or identification number	101989
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $18,776
Commission paid to Insurance Broker	USD $7,959
Insurance broker organization code?	3
Insurance broker name	ESTATE AND PENSION ADVISORY BOARD

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101989

Policy instance

Insurance contract or identification number	101989
Number of Individuals Covered	211
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $17,980
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,995
Insurance broker organization code?	3
Insurance broker name	ESTATE AND PENSION ADVISORY BOARD

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101989

Policy instance

Insurance contract or identification number	101989
Number of Individuals Covered	216
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $12,256
Total amount of fees paid to insurance company	USD $4,882
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,256
Insurance broker organization code?	3
Amount paid for insurance broker fees	4882
Insurance broker name	ESTATE AND PENSION ADVISORY BOARD

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101989

Policy instance

Insurance contract or identification number	101989
Number of Individuals Covered	197
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $10,002
Total amount of fees paid to insurance company	USD $2,220
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,002
Insurance broker organization code?	4
Amount paid for insurance broker fees	2220
Additional information about fees paid to insurance broker	ADMINISTRATION
Insurance broker name	ESTATE AND PENSION ADVISORY BOARD

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

49600

Policy instance

Insurance contract or identification number	49600
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-07-18
Total amount of commissions paid to insurance broker	USD $9,644
Total amount of fees paid to insurance company	USD $520
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101989

Policy instance

Insurance contract or identification number	101989
Number of Individuals Covered	174
Insurance policy start date	2011-06-30
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4,226
Total amount of fees paid to insurance company	USD $740
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

49600

Policy instance

Insurance contract or identification number	49600
Number of Individuals Covered	168
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $14,668
Total amount of fees paid to insurance company	USD $2,690
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,668
Insurance broker organization code?	4
Amount paid for insurance broker fees	2690
Insurance broker name	ESTATE & PENSION ADVISORY BOARD

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Company Name:	NELSON BROWN HAMILTON& KREKSTEIN, LLC
Employer identification number (EIN):	233044657
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers