UNION TROWEL TRADES BENEFIT FUND has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNION TROWEL TRADES BENEFIT FUND
| Measure | Date | Value |
|---|
| 2020 : UNION TROWEL TRADES BENEFIT FUND 2020 401k financial data |
|---|
| Total transfer of assets from this plan | 2020-09-01 | $15,524,131 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-01 | $1,896,417 |
| Total income from all sources (including contributions) | 2020-09-01 | $4,234,704 |
| Total of all expenses incurred | 2020-09-01 | $2,112,067 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-01 | $1,843,852 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-01 | $2,871,256 |
| Value of total assets at end of year | 2020-09-01 | $0 |
| Value of total assets at beginning of year | 2020-09-01 | $15,297,911 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-01 | $268,215 |
| Total interest from all sources | 2020-09-01 | $94 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-01 | $93,445 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-01 | $93,445 |
| Administrative expenses professional fees incurred | 2020-09-01 | $44,762 |
| Was this plan covered by a fidelity bond | 2020-09-01 | Yes |
| Value of fidelity bond cover | 2020-09-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-01 | No |
| Contributions received from participants | 2020-09-01 | $127,200 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-01 | $38,740 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-09-01 | $47,868 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-01 | $798,118 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-09-01 | $29,044 |
| Administrative expenses (other) incurred | 2020-09-01 | $117,092 |
| Liabilities. Value of operating payables at end of year | 2020-09-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-09-01 | $94,006 |
| Total non interest bearing cash at end of year | 2020-09-01 | $0 |
| Total non interest bearing cash at beginning of year | 2020-09-01 | $470,653 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-01 | No |
| Value of net income/loss | 2020-09-01 | $2,122,637 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-01 | $13,401,494 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-01 | No |
| Investment advisory and management fees | 2020-09-01 | $33,589 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-01 | $13,442,391 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-09-01 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-09-01 | $33,616 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-09-01 | $33,616 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-09-01 | $94 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-09-01 | $461,978 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-01 | $1,269,909 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-01 | No |
| Contributions received in cash from employer | 2020-09-01 | $2,705,316 |
| Employer contributions (assets) at end of year | 2020-09-01 | $0 |
| Employer contributions (assets) at beginning of year | 2020-09-01 | $553,133 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-01 | $1,334,006 |
| Contract administrator fees | 2020-09-01 | $72,772 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-09-01 | No |
| Liabilities. Value of benefit claims payable at end of year | 2020-09-01 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-09-01 | $1,773,367 |
| Did the plan have assets held for investment | 2020-09-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-01 | Unqualified |
| Accountancy firm name | 2020-09-01 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2020-09-01 | 205367494 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $1,896,417 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $1,342,661 |
| Total income from all sources (including contributions) | 2020-04-30 | $9,875,751 |
| Total of all expenses incurred | 2020-04-30 | $11,665,492 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $10,866,576 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $9,381,986 |
| Value of total assets at end of year | 2020-04-30 | $15,297,911 |
| Value of total assets at beginning of year | 2020-04-30 | $16,533,896 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $798,916 |
| Total interest from all sources | 2020-04-30 | $1,339 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $388,045 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-04-30 | $388,045 |
| Administrative expenses professional fees incurred | 2020-04-30 | $97,905 |
| Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
| Value of fidelity bond cover | 2020-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
| Contributions received from participants | 2020-04-30 | $440,684 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-04-30 | $544,281 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-04-30 | $470,319 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-04-30 | $798,118 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-04-30 | $56,492 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-04-30 | $29,044 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-04-30 | $26,326 |
| Administrative expenses (other) incurred | 2020-04-30 | $415,606 |
| Liabilities. Value of operating payables at end of year | 2020-04-30 | $94,006 |
| Liabilities. Value of operating payables at beginning of year | 2020-04-30 | $137,220 |
| Total non interest bearing cash at end of year | 2020-04-30 | $470,653 |
| Total non interest bearing cash at beginning of year | 2020-04-30 | $500,165 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Value of net income/loss | 2020-04-30 | $-1,789,741 |
| Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $13,401,494 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $15,191,235 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
| Investment advisory and management fees | 2020-04-30 | $68,985 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-04-30 | $13,442,391 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-04-30 | $14,938,029 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-04-30 | $33,616 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-04-30 | $48,900 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-04-30 | $48,900 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-04-30 | $1,339 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-04-30 | $1,230,863 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-04-30 | $104,381 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
| Contributions received in cash from employer | 2020-04-30 | $8,397,021 |
| Employer contributions (assets) at end of year | 2020-04-30 | $553,133 |
| Employer contributions (assets) at beginning of year | 2020-04-30 | $990,310 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $9,165,394 |
| Contract administrator fees | 2020-04-30 | $216,420 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2020-04-30 | $1,773,367 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-04-30 | $1,179,115 |
| Did the plan have assets held for investment | 2020-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Unqualified |
| Accountancy firm name | 2020-04-30 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2020-04-30 | 205367494 |
| 2019 : UNION TROWEL TRADES BENEFIT FUND 2019 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-04-30 | $1,342,661 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-04-30 | $1,112,583 |
| Total income from all sources (including contributions) | 2019-04-30 | $10,648,470 |
| Total of all expenses incurred | 2019-04-30 | $10,057,680 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-04-30 | $9,326,756 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-04-30 | $9,771,715 |
| Value of total assets at end of year | 2019-04-30 | $16,533,896 |
| Value of total assets at beginning of year | 2019-04-30 | $15,713,028 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-04-30 | $730,924 |
| Total interest from all sources | 2019-04-30 | $898 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-04-30 | $426,272 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-04-30 | $426,272 |
| Administrative expenses professional fees incurred | 2019-04-30 | $110,729 |
| Was this plan covered by a fidelity bond | 2019-04-30 | Yes |
| Value of fidelity bond cover | 2019-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-04-30 | No |
| Contributions received from participants | 2019-04-30 | $484,863 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-04-30 | $674,891 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-04-30 | $738,832 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-04-30 | $56,492 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-04-30 | $56,580 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-04-30 | $26,326 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-04-30 | $26,326 |
| Administrative expenses (other) incurred | 2019-04-30 | $343,855 |
| Liabilities. Value of operating payables at end of year | 2019-04-30 | $137,220 |
| Liabilities. Value of operating payables at beginning of year | 2019-04-30 | $106,928 |
| Total non interest bearing cash at end of year | 2019-04-30 | $500,165 |
| Total non interest bearing cash at beginning of year | 2019-04-30 | $631,982 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-04-30 | No |
| Value of net income/loss | 2019-04-30 | $590,790 |
| Value of net assets at end of year (total assets less liabilities) | 2019-04-30 | $15,191,235 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-04-30 | $14,600,445 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-04-30 | No |
| Investment advisory and management fees | 2019-04-30 | $64,645 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-04-30 | $14,938,029 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-04-30 | $14,074,373 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-04-30 | $48,900 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-04-30 | $40,151 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-04-30 | $40,151 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-04-30 | $898 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-04-30 | $449,585 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-04-30 | No |
| Contributions received in cash from employer | 2019-04-30 | $8,611,961 |
| Employer contributions (assets) at end of year | 2019-04-30 | $990,310 |
| Employer contributions (assets) at beginning of year | 2019-04-30 | $909,942 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-04-30 | $8,587,924 |
| Contract administrator fees | 2019-04-30 | $211,695 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2019-04-30 | $1,179,115 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-04-30 | $979,329 |
| Did the plan have assets held for investment | 2019-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-04-30 | Unqualified |
| Accountancy firm name | 2019-04-30 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2019-04-30 | 205367494 |
| 2018 : UNION TROWEL TRADES BENEFIT FUND 2018 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $1,112,583 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-04-30 | $1,953,152 |
| Total income from all sources (including contributions) | 2018-04-30 | $10,063,594 |
| Total of all expenses incurred | 2018-04-30 | $9,506,434 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-04-30 | $8,762,858 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-04-30 | $9,260,139 |
| Value of total assets at end of year | 2018-04-30 | $15,713,028 |
| Value of total assets at beginning of year | 2018-04-30 | $15,996,437 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-04-30 | $743,576 |
| Total interest from all sources | 2018-04-30 | $335 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-04-30 | $352,904 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-04-30 | $352,904 |
| Administrative expenses professional fees incurred | 2018-04-30 | $123,564 |
| Was this plan covered by a fidelity bond | 2018-04-30 | Yes |
| Value of fidelity bond cover | 2018-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-04-30 | No |
| Contributions received from participants | 2018-04-30 | $555,825 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-04-30 | $743,847 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-04-30 | $441,061 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-04-30 | $56,580 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-04-30 | $124,937 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-04-30 | $26,326 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-04-30 | $26,318 |
| Administrative expenses (other) incurred | 2018-04-30 | $339,965 |
| Liabilities. Value of operating payables at end of year | 2018-04-30 | $106,928 |
| Liabilities. Value of operating payables at beginning of year | 2018-04-30 | $162,312 |
| Total non interest bearing cash at end of year | 2018-04-30 | $631,982 |
| Total non interest bearing cash at beginning of year | 2018-04-30 | $1,667,997 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
| Value of net income/loss | 2018-04-30 | $557,160 |
| Value of net assets at end of year (total assets less liabilities) | 2018-04-30 | $14,600,445 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-04-30 | $14,043,285 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-04-30 | No |
| Investment advisory and management fees | 2018-04-30 | $63,965 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-04-30 | $14,074,373 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-04-30 | $13,290,307 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-04-30 | $40,151 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-04-30 | $25,030 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-04-30 | $25,030 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-04-30 | $335 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-04-30 | $450,216 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-04-30 | No |
| Contributions received in cash from employer | 2018-04-30 | $7,960,467 |
| Employer contributions (assets) at end of year | 2018-04-30 | $909,942 |
| Employer contributions (assets) at beginning of year | 2018-04-30 | $888,166 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-04-30 | $8,321,797 |
| Contract administrator fees | 2018-04-30 | $216,082 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2018-04-30 | $979,329 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-04-30 | $1,764,522 |
| Did the plan have assets held for investment | 2018-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-04-30 | Unqualified |
| Accountancy firm name | 2018-04-30 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2018-04-30 | 205367494 |
| 2017 : UNION TROWEL TRADES BENEFIT FUND 2017 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $1,953,152 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-04-30 | $1,121,783 |
| Total income from all sources (including contributions) | 2017-04-30 | $9,869,033 |
| Total of all expenses incurred | 2017-04-30 | $8,713,631 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-04-30 | $8,028,246 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-04-30 | $8,934,625 |
| Value of total assets at end of year | 2017-04-30 | $15,943,128 |
| Value of total assets at beginning of year | 2017-04-30 | $13,956,357 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-04-30 | $685,385 |
| Total interest from all sources | 2017-04-30 | $279 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-04-30 | $316,994 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-04-30 | $316,994 |
| Administrative expenses professional fees incurred | 2017-04-30 | $111,112 |
| Was this plan covered by a fidelity bond | 2017-04-30 | Yes |
| Value of fidelity bond cover | 2017-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-04-30 | No |
| Contributions received from participants | 2017-04-30 | $569,108 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-04-30 | $692,200 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-04-30 | $375,643 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-04-30 | $71,628 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-04-30 | $105,252 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-04-30 | $26,318 |
| Administrative expenses (other) incurred | 2017-04-30 | $270,926 |
| Liabilities. Value of operating payables at end of year | 2017-04-30 | $162,312 |
| Liabilities. Value of operating payables at beginning of year | 2017-04-30 | $85,471 |
| Total non interest bearing cash at end of year | 2017-04-30 | $1,667,997 |
| Total non interest bearing cash at beginning of year | 2017-04-30 | $1,999,787 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Value of net income/loss | 2017-04-30 | $1,155,402 |
| Value of net assets at end of year (total assets less liabilities) | 2017-04-30 | $13,989,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-04-30 | $12,834,574 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-04-30 | No |
| Investment advisory and management fees | 2017-04-30 | $59,848 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-04-30 | $13,290,307 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-04-30 | $11,061,297 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-04-30 | $25,030 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-04-30 | $22,754 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-04-30 | $22,754 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-04-30 | $279 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-04-30 | $617,135 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-04-30 | No |
| Contributions received in cash from employer | 2017-04-30 | $7,673,317 |
| Employer contributions (assets) at end of year | 2017-04-30 | $888,166 |
| Employer contributions (assets) at beginning of year | 2017-04-30 | $767,267 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-04-30 | $7,652,603 |
| Contract administrator fees | 2017-04-30 | $243,499 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2017-04-30 | $1,764,522 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-04-30 | $1,036,312 |
| Did the plan have assets held for investment | 2017-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-04-30 | Unqualified |
| Accountancy firm name | 2017-04-30 | ALAN ROSS AND COMPANY, PC |
| Accountancy firm EIN | 2017-04-30 | 205367494 |
| 2016 : UNION TROWEL TRADES BENEFIT FUND 2016 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $1,121,783 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-04-30 | $815,378 |
| Total income from all sources (including contributions) | 2016-04-30 | $8,492,051 |
| Total of all expenses incurred | 2016-04-30 | $7,437,621 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-04-30 | $6,839,856 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-04-30 | $8,438,138 |
| Value of total assets at end of year | 2016-04-30 | $13,956,357 |
| Value of total assets at beginning of year | 2016-04-30 | $12,595,522 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-04-30 | $597,765 |
| Total interest from all sources | 2016-04-30 | $51,211 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-04-30 | $198,168 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-04-30 | $198,168 |
| Administrative expenses professional fees incurred | 2016-04-30 | $82,221 |
| Was this plan covered by a fidelity bond | 2016-04-30 | Yes |
| Value of fidelity bond cover | 2016-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-04-30 | No |
| Contributions received from participants | 2016-04-30 | $577,434 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-04-30 | $759,325 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-04-30 | $246,178 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-04-30 | $105,252 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-04-30 | $68,043 |
| Administrative expenses (other) incurred | 2016-04-30 | $253,078 |
| Liabilities. Value of operating payables at end of year | 2016-04-30 | $85,471 |
| Liabilities. Value of operating payables at beginning of year | 2016-04-30 | $100,454 |
| Total non interest bearing cash at end of year | 2016-04-30 | $1,999,787 |
| Total non interest bearing cash at beginning of year | 2016-04-30 | $853,436 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
| Value of net income/loss | 2016-04-30 | $1,054,430 |
| Value of net assets at end of year (total assets less liabilities) | 2016-04-30 | $12,834,574 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-04-30 | $11,780,144 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-04-30 | No |
| Investment advisory and management fees | 2016-04-30 | $50,482 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-04-30 | $11,061,297 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-04-30 | $9,254,486 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-04-30 | $22,754 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-04-30 | $1,522,857 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-04-30 | $1,522,857 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-04-30 | $51,211 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-04-30 | $-195,466 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-04-30 | No |
| Contributions received in cash from employer | 2016-04-30 | $7,101,379 |
| Employer contributions (assets) at end of year | 2016-04-30 | $767,267 |
| Employer contributions (assets) at beginning of year | 2016-04-30 | $896,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-04-30 | $6,593,678 |
| Contract administrator fees | 2016-04-30 | $211,984 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-04-30 | $1,036,312 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-04-30 | $714,924 |
| Did the plan have assets held for investment | 2016-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-04-30 | Unqualified |
| Accountancy firm name | 2016-04-30 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2016-04-30 | 205367494 |
| 2015 : UNION TROWEL TRADES BENEFIT FUND 2015 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $815,378 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $800,092 |
| Total income from all sources (including contributions) | 2015-04-30 | $9,788,816 |
| Total of all expenses incurred | 2015-04-30 | $8,047,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-30 | $7,454,033 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-30 | $9,228,960 |
| Value of total assets at end of year | 2015-04-30 | $12,595,522 |
| Value of total assets at beginning of year | 2015-04-30 | $10,838,815 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-30 | $593,362 |
| Total interest from all sources | 2015-04-30 | $1,424 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-04-30 | $237,185 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-04-30 | $237,185 |
| Administrative expenses professional fees incurred | 2015-04-30 | $73,926 |
| Was this plan covered by a fidelity bond | 2015-04-30 | Yes |
| Value of fidelity bond cover | 2015-04-30 | $500 |
| If this is an individual account plan, was there a blackout period | 2015-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-04-30 | No |
| Contributions received from participants | 2015-04-30 | $625,368 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-04-30 | $587,435 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-04-30 | $655,897 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-04-30 | $68,043 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-04-30 | $68,982 |
| Other income not declared elsewhere | 2015-04-30 | $63 |
| Administrative expenses (other) incurred | 2015-04-30 | $256,833 |
| Liabilities. Value of operating payables at end of year | 2015-04-30 | $100,454 |
| Liabilities. Value of operating payables at beginning of year | 2015-04-30 | $105,531 |
| Total non interest bearing cash at end of year | 2015-04-30 | $853,436 |
| Total non interest bearing cash at beginning of year | 2015-04-30 | $849,034 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Value of net income/loss | 2015-04-30 | $1,741,421 |
| Value of net assets at end of year (total assets less liabilities) | 2015-04-30 | $11,780,144 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-04-30 | $10,038,723 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-04-30 | No |
| Investment advisory and management fees | 2015-04-30 | $42,936 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-04-30 | $9,254,486 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-04-30 | $8,110,807 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-04-30 | $1,522,857 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-04-30 | $957,882 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-04-30 | $957,882 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-04-30 | $1,424 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-04-30 | $321,184 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-04-30 | No |
| Contributions received in cash from employer | 2015-04-30 | $8,016,157 |
| Employer contributions (assets) at end of year | 2015-04-30 | $896,700 |
| Employer contributions (assets) at beginning of year | 2015-04-30 | $852,110 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-04-30 | $6,798,136 |
| Contract administrator fees | 2015-04-30 | $219,667 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-04-30 | $714,924 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-04-30 | $694,561 |
| Did the plan have assets held for investment | 2015-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-04-30 | Unqualified |
| Accountancy firm name | 2015-04-30 | ALAN ROSS & COMPANY, PC |
| Accountancy firm EIN | 2015-04-30 | 205367494 |
| 2014 : UNION TROWEL TRADES BENEFIT FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-04-30 | $-626,144 |
| Total unrealized appreciation/depreciation of assets | 2014-04-30 | $-626,144 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $800,092 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $1,035,054 |
| Total income from all sources (including contributions) | 2014-04-30 | $8,833,853 |
| Total loss/gain on sale of assets | 2014-04-30 | $457,077 |
| Total of all expenses incurred | 2014-04-30 | $7,343,003 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-04-30 | $6,802,154 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-04-30 | $8,202,415 |
| Value of total assets at end of year | 2014-04-30 | $10,849,388 |
| Value of total assets at beginning of year | 2014-04-30 | $9,593,500 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-04-30 | $540,849 |
| Total interest from all sources | 2014-04-30 | $31,522 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-04-30 | $192,114 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-04-30 | $80,714 |
| Administrative expenses professional fees incurred | 2014-04-30 | $213,144 |
| Was this plan covered by a fidelity bond | 2014-04-30 | Yes |
| Value of fidelity bond cover | 2014-04-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-04-30 | No |
| Contributions received from participants | 2014-04-30 | $682,157 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-04-30 | $444,239 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-04-30 | $560,667 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-04-30 | $323,302 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-04-30 | $79,555 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-04-30 | $1,016,529 |
| Administrative expenses (other) incurred | 2014-04-30 | $55,762 |
| Liabilities. Value of operating payables at end of year | 2014-04-30 | $105,531 |
| Liabilities. Value of operating payables at beginning of year | 2014-04-30 | $103,920 |
| Total non interest bearing cash at end of year | 2014-04-30 | $849,034 |
| Total non interest bearing cash at beginning of year | 2014-04-30 | $593,753 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Value of net income/loss | 2014-04-30 | $1,490,850 |
| Value of net assets at end of year (total assets less liabilities) | 2014-04-30 | $10,049,296 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-04-30 | $8,558,446 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-04-30 | No |
| Assets. partnership/joint venture interests at beginning of year | 2014-04-30 | $444,239 |
| Investment advisory and management fees | 2014-04-30 | $50,695 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-04-30 | $8,110,807 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-04-30 | $621,702 |
| Income. Interest from US Government securities | 2014-04-30 | $16,755 |
| Income. Interest from corporate debt instruments | 2014-04-30 | $13,648 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-04-30 | $957,882 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-04-30 | $199,098 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-04-30 | $199,098 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-04-30 | $1,119 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-04-30 | $331,864 |
| Asset value of US Government securities at beginning of year | 2014-04-30 | $1,905,990 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-04-30 | $576,869 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-04-30 | No |
| Contributions received in cash from employer | 2014-04-30 | $6,959,591 |
| Employer contributions (assets) at end of year | 2014-04-30 | $852,110 |
| Employer contributions (assets) at beginning of year | 2014-04-30 | $745,869 |
| Income. Dividends from common stock | 2014-04-30 | $111,400 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-04-30 | $6,146,988 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-04-30 | $1,375,685 |
| Contract administrator fees | 2014-04-30 | $221,248 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-04-30 | No |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-04-30 | $2,690,635 |
| Liabilities. Value of benefit claims payable at end of year | 2014-04-30 | $694,561 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-04-30 | $931,134 |
| Did the plan have assets held for investment | 2014-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-04-30 | No |
| Aggregate proceeds on sale of assets | 2014-04-30 | $9,366,069 |
| Aggregate carrying amount (costs) on sale of assets | 2014-04-30 | $8,908,992 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-04-30 | Unqualified |
| Accountancy firm name | 2014-04-30 | ALAN ROSS AND COMPANY PC |
| Accountancy firm EIN | 2014-04-30 | 205367494 |
| 2013 : UNION TROWEL TRADES BENEFIT FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-04-30 | $-25,158 |
| Total unrealized appreciation/depreciation of assets | 2013-04-30 | $-25,158 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $1,035,054 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $1,390,904 |
| Total income from all sources (including contributions) | 2013-04-30 | $8,072,286 |
| Total loss/gain on sale of assets | 2013-04-30 | $138,105 |
| Total of all expenses incurred | 2013-04-30 | $8,936,353 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-04-30 | $8,348,493 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-04-30 | $7,584,754 |
| Value of total assets at end of year | 2013-04-30 | $9,593,500 |
| Value of total assets at beginning of year | 2013-04-30 | $10,813,417 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-04-30 | $587,860 |
| Total interest from all sources | 2013-04-30 | $102,047 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-04-30 | $113,410 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-04-30 | $50,154 |
| Administrative expenses professional fees incurred | 2013-04-30 | $102,149 |
| Was this plan covered by a fidelity bond | 2013-04-30 | Yes |
| Value of fidelity bond cover | 2013-04-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-04-30 | No |
| Contributions received from participants | 2013-04-30 | $760,248 |
| Assets. Other investments not covered elsewhere at end of year | 2013-04-30 | $444,239 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-04-30 | $461,788 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-04-30 | $558,267 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-04-30 | $333,041 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-04-30 | $1,016,529 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-04-30 | $112,099 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-04-30 | $1,055,014 |
| Other income not declared elsewhere | 2013-04-30 | $59 |
| Administrative expenses (other) incurred | 2013-04-30 | $194,538 |
| Liabilities. Value of operating payables at end of year | 2013-04-30 | $103,920 |
| Liabilities. Value of operating payables at beginning of year | 2013-04-30 | $335,890 |
| Total non interest bearing cash at end of year | 2013-04-30 | $593,753 |
| Total non interest bearing cash at beginning of year | 2013-04-30 | $902,156 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Value of net income/loss | 2013-04-30 | $-864,067 |
| Value of net assets at end of year (total assets less liabilities) | 2013-04-30 | $8,558,446 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-04-30 | $9,422,513 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-04-30 | No |
| Investment advisory and management fees | 2013-04-30 | $71,222 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-04-30 | $621,702 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-04-30 | $757,857 |
| Income. Interest from US Government securities | 2013-04-30 | $47,636 |
| Income. Interest from corporate debt instruments | 2013-04-30 | $53,821 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-04-30 | $199,098 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-04-30 | $503,094 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-04-30 | $503,094 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-04-30 | $590 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-04-30 | $293,894 |
| Asset value of US Government securities at end of year | 2013-04-30 | $1,905,990 |
| Asset value of US Government securities at beginning of year | 2013-04-30 | $2,946,262 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-04-30 | $159,069 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-04-30 | No |
| Contributions received in cash from employer | 2013-04-30 | $6,266,239 |
| Employer contributions (assets) at end of year | 2013-04-30 | $745,869 |
| Employer contributions (assets) at beginning of year | 2013-04-30 | $711,798 |
| Income. Dividends from common stock | 2013-04-30 | $63,256 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-04-30 | $7,721,558 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-04-30 | $1,375,685 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-04-30 | $1,430,889 |
| Contract administrator fees | 2013-04-30 | $219,951 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-04-30 | $2,690,635 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-04-30 | $2,987,474 |
| Liabilities. Value of benefit claims payable at end of year | 2013-04-30 | $931,134 |
| Did the plan have assets held for investment | 2013-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-04-30 | No |
| Aggregate proceeds on sale of assets | 2013-04-30 | $5,243,080 |
| Aggregate carrying amount (costs) on sale of assets | 2013-04-30 | $5,104,975 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-04-30 | Unqualified |
| Accountancy firm name | 2013-04-30 | ALAN ROSS AND COMPANY PC |
| Accountancy firm EIN | 2013-04-30 | 205367494 |
| 2012 : UNION TROWEL TRADES BENEFIT FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-04-30 | $-159,332 |
| Total unrealized appreciation/depreciation of assets | 2012-04-30 | $-159,332 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $1,390,904 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $646,943 |
| Total income from all sources (including contributions) | 2012-04-30 | $8,373,359 |
| Total loss/gain on sale of assets | 2012-04-30 | $-32,646 |
| Total of all expenses incurred | 2012-04-30 | $8,532,703 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-30 | $7,964,527 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-30 | $8,305,844 |
| Value of total assets at end of year | 2012-04-30 | $10,813,417 |
| Value of total assets at beginning of year | 2012-04-30 | $10,228,800 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-30 | $568,176 |
| Total interest from all sources | 2012-04-30 | $123,859 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $136,521 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-04-30 | $78,740 |
| Administrative expenses professional fees incurred | 2012-04-30 | $135,144 |
| Was this plan covered by a fidelity bond | 2012-04-30 | Yes |
| Value of fidelity bond cover | 2012-04-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
| Contributions received from participants | 2012-04-30 | $738,511 |
| Assets. Other investments not covered elsewhere at end of year | 2012-04-30 | $461,788 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-04-30 | $519,999 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-04-30 | $554,164 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-04-30 | $604,345 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-04-30 | $112,099 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-04-30 | $94,889 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-30 | $1,055,014 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-04-30 | $531,269 |
| Other income not declared elsewhere | 2012-04-30 | $1,251 |
| Administrative expenses (other) incurred | 2012-04-30 | $140,825 |
| Liabilities. Value of operating payables at end of year | 2012-04-30 | $335,890 |
| Liabilities. Value of operating payables at beginning of year | 2012-04-30 | $115,674 |
| Total non interest bearing cash at end of year | 2012-04-30 | $902,156 |
| Total non interest bearing cash at beginning of year | 2012-04-30 | $476,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Value of net income/loss | 2012-04-30 | $-159,344 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $9,422,513 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $9,581,857 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
| Investment advisory and management fees | 2012-04-30 | $72,326 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-04-30 | $757,857 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-04-30 | $830,714 |
| Income. Interest from US Government securities | 2012-04-30 | $64,310 |
| Income. Interest from corporate debt instruments | 2012-04-30 | $58,308 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-04-30 | $503,094 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-04-30 | $596,726 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-04-30 | $596,726 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-04-30 | $1,241 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-04-30 | $316,402 |
| Asset value of US Government securities at end of year | 2012-04-30 | $2,946,262 |
| Asset value of US Government securities at beginning of year | 2012-04-30 | $2,410,214 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-04-30 | $-2,138 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-04-30 | No |
| Contributions received in cash from employer | 2012-04-30 | $7,013,169 |
| Employer contributions (assets) at end of year | 2012-04-30 | $711,798 |
| Employer contributions (assets) at beginning of year | 2012-04-30 | $810,337 |
| Income. Dividends from common stock | 2012-04-30 | $57,781 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-04-30 | $7,043,780 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-04-30 | $1,430,889 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-04-30 | $1,498,466 |
| Contract administrator fees | 2012-04-30 | $219,881 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-04-30 | $2,987,474 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-04-30 | $2,990,861 |
| Did the plan have assets held for investment | 2012-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-04-30 | No |
| Aggregate proceeds on sale of assets | 2012-04-30 | $6,127,913 |
| Aggregate carrying amount (costs) on sale of assets | 2012-04-30 | $6,160,559 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-04-30 | Unqualified |
| Accountancy firm name | 2012-04-30 | ALAN ROSS AND COMPANY |
| Accountancy firm EIN | 2012-04-30 | 205367494 |
| 2011 : UNION TROWEL TRADES BENEFIT FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-04-30 | $260,025 |
| Total unrealized appreciation/depreciation of assets | 2011-04-30 | $260,025 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $5,354,718 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $7,752,255 |
| Total income from all sources (including contributions) | 2011-04-30 | $8,855,435 |
| Total loss/gain on sale of assets | 2011-04-30 | $20,120 |
| Total of all expenses incurred | 2011-04-30 | $7,100,753 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-04-30 | $6,692,861 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-04-30 | $8,402,449 |
| Value of total assets at end of year | 2011-04-30 | $10,228,800 |
| Value of total assets at beginning of year | 2011-04-30 | $10,871,655 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-04-30 | $407,892 |
| Total interest from all sources | 2011-04-30 | $133,636 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-04-30 | $25,948 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-04-30 | $15,769 |
| Administrative expenses professional fees incurred | 2011-04-30 | $94,175 |
| Was this plan covered by a fidelity bond | 2011-04-30 | Yes |
| Value of fidelity bond cover | 2011-04-30 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-04-30 | No |
| Contributions received from participants | 2011-04-30 | $910,781 |
| Assets. Other investments not covered elsewhere at end of year | 2011-04-30 | $519,999 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-04-30 | $636,576 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-04-30 | $343,302 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-04-30 | $94,889 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-04-30 | $99,016 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-04-30 | $5,239,044 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-04-30 | $7,641,082 |
| Other income not declared elsewhere | 2011-04-30 | $2,543 |
| Administrative expenses (other) incurred | 2011-04-30 | $38,985 |
| Liabilities. Value of operating payables at end of year | 2011-04-30 | $115,674 |
| Liabilities. Value of operating payables at beginning of year | 2011-04-30 | $111,173 |
| Total non interest bearing cash at end of year | 2011-04-30 | $476,594 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Value of net income/loss | 2011-04-30 | $1,754,682 |
| Value of net assets at end of year (total assets less liabilities) | 2011-04-30 | $4,874,082 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-04-30 | $3,119,400 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-04-30 | No |
| Investment advisory and management fees | 2011-04-30 | $28,140 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-04-30 | $830,714 |
| Income. Interest from US Government securities | 2011-04-30 | $7,649 |
| Income. Interest from corporate debt instruments | 2011-04-30 | $20,567 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-04-30 | $596,726 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-04-30 | $9,818,847 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-04-30 | $9,818,847 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-04-30 | $105,420 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-04-30 | $412,680 |
| Asset value of US Government securities at end of year | 2011-04-30 | $2,410,214 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-04-30 | $10,714 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-04-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-04-30 | No |
| Contributions received in cash from employer | 2011-04-30 | $6,855,092 |
| Employer contributions (assets) at end of year | 2011-04-30 | $810,337 |
| Employer contributions (assets) at beginning of year | 2011-04-30 | $953,792 |
| Income. Dividends from common stock | 2011-04-30 | $10,179 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-04-30 | $5,936,879 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-04-30 | $1,498,466 |
| Contract administrator fees | 2011-04-30 | $246,592 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-04-30 | $2,990,861 |
| Did the plan have assets held for investment | 2011-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-04-30 | No |
| Aggregate proceeds on sale of assets | 2011-04-30 | $22,126,905 |
| Aggregate carrying amount (costs) on sale of assets | 2011-04-30 | $22,106,785 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-04-30 | Unqualified |
| Accountancy firm name | 2011-04-30 | BROWN SCHULTZ SHERIDIAN FRITZ |
| Accountancy firm EIN | 2011-04-30 | 251644159 |
