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JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 401k Plan overview

Plan NameJOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN
Plan identification number 001

JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

JOHN D AND CATHERINE T MACARTHUR FOUNDATION has sponsored the creation of one or more 401k plans.

Company Name:JOHN D AND CATHERINE T MACARTHUR FOUNDATION
Employer identification number (EIN):237093598
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about JOHN D AND CATHERINE T MACARTHUR FOUNDATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1296712

More information about JOHN D AND CATHERINE T MACARTHUR FOUNDATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01JOSHUA MINTZ2019-07-09
0012017-01-01JOSHUA MINTZ2018-07-26 JOSHUA MINTZ2018-07-25
0012016-01-01MARC YANCHURA JOSHUA MINTZ2017-06-26
0012015-01-01MARC YANCHURA JOSHUA MINTZ2016-07-25
0012014-01-01MARC YANCHURA JOSHUA MINTZ2015-08-04
0012013-01-01JOSHUA MINTZ MARC YANCHURA2014-06-25
0012012-01-01MARC YANCHURA2013-07-16 JOSHUA MINTZ2013-07-16
0012011-01-01MARC YANCHURA JOSHUA MINTZ2013-04-17
0012010-01-01MARC YANCHURA JOSHUA MINTZ2011-07-21
0012009-01-01MARC YANCHURA JOSHUA MINTZ2010-06-28

Plan Statistics for JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN

401k plan membership statisitcs for JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN

Measure Date Value
2022: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01273
Total number of active participants reported on line 7a of the Form 55002022-01-01180
Number of retired or separated participants receiving benefits2022-01-019
Number of other retired or separated participants entitled to future benefits2022-01-0193
Total of all active and inactive participants2022-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01283
Number of participants with account balances2022-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01276
Total number of active participants reported on line 7a of the Form 55002021-01-01174
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-0190
Total of all active and inactive participants2021-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01273
Number of participants with account balances2021-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01271
Total number of active participants reported on line 7a of the Form 55002020-01-01178
Number of retired or separated participants receiving benefits2020-01-0110
Number of other retired or separated participants entitled to future benefits2020-01-0188
Total of all active and inactive participants2020-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01278
Number of participants with account balances2020-01-01276
2019: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01264
Total number of active participants reported on line 7a of the Form 55002019-01-01170
Number of retired or separated participants receiving benefits2019-01-019
Number of other retired or separated participants entitled to future benefits2019-01-0192
Total of all active and inactive participants2019-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01272
Number of participants with account balances2019-01-01271
2018: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01259
Total number of active participants reported on line 7a of the Form 55002018-01-01168
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-0188
Total of all active and inactive participants2018-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01264
Number of participants with account balances2018-01-01264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01255
Total number of active participants reported on line 7a of the Form 55002017-01-01164
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0188
Total of all active and inactive participants2017-01-01259
Total participants2017-01-01259
Number of participants with account balances2017-01-01259
2016: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01244
Total number of active participants reported on line 7a of the Form 55002016-01-01165
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0185
Total of all active and inactive participants2016-01-01255
Total participants2016-01-01255
2015: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01241
Total number of active participants reported on line 7a of the Form 55002015-01-01159
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0180
Total of all active and inactive participants2015-01-01244
Total participants2015-01-01244
2014: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01252
Total number of active participants reported on line 7a of the Form 55002014-01-01157
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01241
Total participants2014-01-01241
2013: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01247
Total number of active participants reported on line 7a of the Form 55002013-01-01160
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0187
Total of all active and inactive participants2013-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01248
Total number of active participants reported on line 7a of the Form 55002012-01-01153
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-01247
Total participants2012-01-01247
Number of participants with account balances2012-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01251
Total number of active participants reported on line 7a of the Form 55002011-01-01158
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0186
Total of all active and inactive participants2011-01-01248
Total participants2011-01-01248
Number of participants with account balances2011-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01253
Total number of active participants reported on line 7a of the Form 55002010-01-01157
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0191
Total of all active and inactive participants2010-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01251
Number of participants with account balances2010-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01252
Total number of active participants reported on line 7a of the Form 55002009-01-01153
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0198
Total of all active and inactive participants2009-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01253
Number of participants with account balances2009-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN

Measure Date Value
2022 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,792,524
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,342,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,284,875
Value of total corrective distributions2022-12-31$46,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,459,201
Value of total assets at end of year2022-12-31$98,627,319
Value of total assets at beginning of year2022-12-31$116,762,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,421
Total interest from all sources2022-12-31$31,209
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,561,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,561,982
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$337,659
Participant contributions at end of year2022-12-31$688,960
Participant contributions at beginning of year2022-12-31$604,706
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$182,906
Other income not declared elsewhere2022-12-31$844
Administrative expenses (other) incurred2022-12-31$11,421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,135,333
Value of net assets at end of year (total assets less liabilities)2022-12-31$98,627,319
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$116,762,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$94,967,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$113,731,385
Interest on participant loans2022-12-31$31,209
Value of interest in common/collective trusts at end of year2022-12-31$2,970,775
Value of interest in common/collective trusts at beginning of year2022-12-31$2,426,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,901,749
Net investment gain or loss from common/collective trusts2022-12-31$55,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,938,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,284,875
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CROWE LLP
Accountancy firm EIN2022-12-31350921680
2021 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,910,701
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,251,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,250,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,149,195
Value of total assets at end of year2021-12-31$116,762,652
Value of total assets at beginning of year2021-12-31$106,103,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$760
Total interest from all sources2021-12-31$30,734
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$3,655,761
Amount contributed by the employer to the plan for this plan year2021-12-31$3,655,761
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$493,434
Participant contributions at end of year2021-12-31$604,706
Participant contributions at beginning of year2021-12-31$591,501
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Administrative expenses (other) incurred2021-12-31$760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,659,647
Value of net assets at end of year (total assets less liabilities)2021-12-31$116,762,652
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$106,103,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$113,731,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$102,594,290
Interest on participant loans2021-12-31$30,734
Value of interest in common/collective trusts at end of year2021-12-31$2,426,561
Value of interest in common/collective trusts at beginning of year2021-12-31$2,917,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,730,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,655,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,250,294
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CROWE LLP
Accountancy firm EIN2021-12-31350921680
2020 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$19,540,686
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,489,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,488,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,182,679
Value of total assets at end of year2020-12-31$106,103,005
Value of total assets at beginning of year2020-12-31$94,051,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$720
Total interest from all sources2020-12-31$31,209
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$3,575,389
Amount contributed by the employer to the plan for this plan year2020-12-31$3,575,389
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$321,022
Participant contributions at end of year2020-12-31$591,501
Participant contributions at beginning of year2020-12-31$524,136
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$286,268
Administrative expenses (other) incurred2020-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,051,489
Value of net assets at end of year (total assets less liabilities)2020-12-31$106,103,005
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$94,051,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$102,594,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$90,957,736
Interest on participant loans2020-12-31$31,209
Value of interest in common/collective trusts at end of year2020-12-31$2,917,214
Value of interest in common/collective trusts at beginning of year2020-12-31$2,569,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,326,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,575,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,488,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CROWE LLP
Accountancy firm EIN2020-12-31350921680
2019 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$21,261,446
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,513,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,512,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,055,100
Value of total assets at end of year2019-12-31$94,051,515
Value of total assets at beginning of year2019-12-31$77,303,127
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$720
Total interest from all sources2019-12-31$32,035
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$3,502,108
Amount contributed by the employer to the plan for this plan year2019-12-31$3,502,108
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$337,721
Participant contributions at end of year2019-12-31$524,136
Participant contributions at beginning of year2019-12-31$629,821
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$215,271
Administrative expenses (other) incurred2019-12-31$720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,748,388
Value of net assets at end of year (total assets less liabilities)2019-12-31$94,051,515
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$77,303,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$90,957,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$74,502,337
Interest on participant loans2019-12-31$32,035
Value of interest in common/collective trusts at end of year2019-12-31$2,569,644
Value of interest in common/collective trusts at beginning of year2019-12-31$2,170,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$17,112,847
Net investment gain or loss from common/collective trusts2019-12-31$61,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,502,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,512,338
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CROWE LLP
Accountancy firm EIN2019-12-31350921680
2018 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-247,532
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,437,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,437,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,050,064
Value of total assets at end of year2018-12-31$77,303,127
Value of total assets at beginning of year2018-12-31$80,988,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$700
Total interest from all sources2018-12-31$31,769
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$3,289,052
Amount contributed by the employer to the plan for this plan year2018-12-31$3,289,052
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$303,872
Participant contributions at end of year2018-12-31$629,821
Participant contributions at beginning of year2018-12-31$577,372
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$457,140
Administrative expenses (other) incurred2018-12-31$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,685,285
Value of net assets at end of year (total assets less liabilities)2018-12-31$77,303,127
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$80,988,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$74,502,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$78,264,899
Interest on participant loans2018-12-31$31,769
Value of interest in common/collective trusts at end of year2018-12-31$2,170,969
Value of interest in common/collective trusts at beginning of year2018-12-31$2,146,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,377,283
Net investment gain or loss from common/collective trusts2018-12-31$47,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,289,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,437,053
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CROWE LLP
Accountancy firm EIN2018-12-31350921680
2017 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,587,022
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,526,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,525,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,494,049
Value of total assets at end of year2017-12-31$80,988,412
Value of total assets at beginning of year2017-12-31$68,927,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$700
Total interest from all sources2017-12-31$30,623
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$3,223,944
Amount contributed by the employer to the plan for this plan year2017-12-31$3,223,944
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$270,105
Participant contributions at end of year2017-12-31$577,372
Participant contributions at beginning of year2017-12-31$641,220
Administrative expenses (other) incurred2017-12-31$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,060,520
Value of net assets at end of year (total assets less liabilities)2017-12-31$80,988,412
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$68,927,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$78,264,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$66,129,187
Interest on participant loans2017-12-31$30,623
Value of interest in common/collective trusts at end of year2017-12-31$2,146,141
Value of interest in common/collective trusts at beginning of year2017-12-31$2,157,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,020,960
Net investment gain or loss from common/collective trusts2017-12-31$41,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,223,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,525,802
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE HORWATH LLP
Accountancy firm EIN2017-12-31350921680
2016 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,371,687
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,623,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,622,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,433,581
Value of total assets at end of year2016-12-31$68,927,892
Value of total assets at beginning of year2016-12-31$62,179,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$800
Total interest from all sources2016-12-31$27,921
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$3,091,282
Amount contributed by the employer to the plan for this plan year2016-12-31$3,091,282
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$343,199
Participant contributions at end of year2016-12-31$641,220
Participant contributions at beginning of year2016-12-31$585,045
Administrative expenses (other) incurred2016-12-31$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,748,677
Value of net assets at end of year (total assets less liabilities)2016-12-31$68,927,892
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$62,179,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$66,129,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$59,487,299
Interest on participant loans2016-12-31$27,707
Interest earned on other investments2016-12-31$214
Value of interest in common/collective trusts at end of year2016-12-31$2,157,485
Value of interest in common/collective trusts at beginning of year2016-12-31$2,106,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,866,907
Net investment gain or loss from common/collective trusts2016-12-31$43,278
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,090,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,622,210
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLC
Accountancy firm EIN2016-12-31350921680
2015 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,498,983
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,789,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,788,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,119,769
Value of total assets at end of year2015-12-31$62,179,215
Value of total assets at beginning of year2015-12-31$64,469,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$740
Total interest from all sources2015-12-31$31,247
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$173,270
Participant contributions at end of year2015-12-31$585,045
Participant contributions at beginning of year2015-12-31$656,140
Administrative expenses (other) incurred2015-12-31$740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,290,341
Value of net assets at end of year (total assets less liabilities)2015-12-31$62,179,215
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$64,469,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$59,487,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$51,924,695
Interest on participant loans2015-12-31$31,010
Interest earned on other investments2015-12-31$237
Value of interest in common/collective trusts at end of year2015-12-31$2,106,871
Value of interest in common/collective trusts at beginning of year2015-12-31$11,888,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-695,054
Net investment gain or loss from common/collective trusts2015-12-31$43,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,946,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,788,584
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH, LLC
Accountancy firm EIN2015-12-31350921680
2014 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,689,849
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,009,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,009,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,145,134
Value of total assets at end of year2014-12-31$64,469,556
Value of total assets at beginning of year2014-12-31$62,789,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$600
Total interest from all sources2014-12-31$35,371
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$210,730
Participant contributions at end of year2014-12-31$656,140
Participant contributions at beginning of year2014-12-31$749,029
Administrative expenses (other) incurred2014-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,680,017
Value of net assets at end of year (total assets less liabilities)2014-12-31$64,469,556
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$62,789,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$51,924,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$59,622,965
Interest on participant loans2014-12-31$35,371
Value of interest in common/collective trusts at end of year2014-12-31$11,888,721
Value of interest in common/collective trusts at beginning of year2014-12-31$2,417,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,466,526
Net investment gain or loss from common/collective trusts2014-12-31$42,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,934,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,009,232
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH, LLC
Accountancy firm EIN2014-12-31350921680
2013 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,525,863
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,031,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,030,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,229,492
Value of total assets at end of year2013-12-31$62,789,539
Value of total assets at beginning of year2013-12-31$53,294,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$619
Total interest from all sources2013-12-31$40,935
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$408,409
Participant contributions at end of year2013-12-31$749,029
Participant contributions at beginning of year2013-12-31$782,310
Administrative expenses (other) incurred2013-12-31$619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,494,788
Value of net assets at end of year (total assets less liabilities)2013-12-31$62,789,539
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$53,294,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$59,622,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$50,505,762
Interest on participant loans2013-12-31$40,935
Value of interest in common/collective trusts at end of year2013-12-31$2,417,545
Value of interest in common/collective trusts at beginning of year2013-12-31$2,006,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,214,911
Net investment gain or loss from common/collective trusts2013-12-31$40,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,821,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,030,456
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH, LLC
Accountancy firm EIN2013-12-31350921680
2012 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$9,155,804
Total of all expenses incurred2012-12-31$5,255,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,255,166
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,936,263
Value of total assets at end of year2012-12-31$53,294,751
Value of total assets at beginning of year2012-12-31$49,394,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$485
Total interest from all sources2012-12-31$41,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$212,335
Participant contributions at end of year2012-12-31$782,310
Participant contributions at beginning of year2012-12-31$787,002
Administrative expenses (other) incurred2012-12-31$485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,900,153
Value of net assets at end of year (total assets less liabilities)2012-12-31$53,294,751
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,394,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$50,505,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$46,771,274
Interest on participant loans2012-12-31$41,405
Value of interest in common/collective trusts at end of year2012-12-31$2,006,679
Value of interest in common/collective trusts at beginning of year2012-12-31$1,836,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,133,371
Net investment gain or loss from common/collective trusts2012-12-31$44,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,723,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,255,166
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH
Accountancy firm EIN2012-12-31350921680
2011 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$3,005,114
Total of all expenses incurred2011-12-31$3,220,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,217,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,051,566
Value of total assets at end of year2011-12-31$49,394,598
Value of total assets at beginning of year2011-12-31$49,610,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,353
Total interest from all sources2011-12-31$40,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$405,139
Participant contributions at end of year2011-12-31$787,002
Participant contributions at beginning of year2011-12-31$689,702
Administrative expenses (other) incurred2011-12-31$3,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-215,787
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,394,598
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$49,610,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$46,771,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$46,811,823
Interest on participant loans2011-12-31$40,582
Value of interest in common/collective trusts at end of year2011-12-31$1,836,322
Value of interest in common/collective trusts at beginning of year2011-12-31$2,108,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-141,087
Net investment gain or loss from common/collective trusts2011-12-31$54,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,646,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,217,548
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH
Accountancy firm EIN2011-12-31350921680
2010 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$8,240,076
Total of all expenses incurred2010-12-31$1,943,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,940,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,881,460
Value of total assets at end of year2010-12-31$49,610,384
Value of total assets at beginning of year2010-12-31$43,314,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,610
Total interest from all sources2010-12-31$43,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$253,141
Participant contributions at end of year2010-12-31$689,702
Participant contributions at beginning of year2010-12-31$619,462
Administrative expenses (other) incurred2010-12-31$3,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,296,163
Value of net assets at end of year (total assets less liabilities)2010-12-31$49,610,384
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$43,314,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$46,811,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,819,642
Interest on participant loans2010-12-31$43,207
Value of interest in common/collective trusts at end of year2010-12-31$2,108,859
Value of interest in common/collective trusts at beginning of year2010-12-31$1,875,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,254,142
Net investment gain or loss from common/collective trusts2010-12-31$61,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,628,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,940,303
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH
Accountancy firm EIN2010-12-31350921680
2009 : JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN

2022: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JOHN D AND CATHERINE T MACARTHUR FOUNDATION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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