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DIVISION 1181 ATU - NEW YORK WELFARE FUND 401k Plan overview

Plan NameDIVISION 1181 ATU - NEW YORK WELFARE FUND
Plan identification number 503

DIVISION 1181 ATU - NEW YORK WELFARE FUND Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Vision
  • Temporary disability (accident and sickness)
  • Other welfare benefit cover

401k Sponsoring company profile

DIVISION 1181 ATU - NEW YORK WELFARE FUND has sponsored the creation of one or more 401k plans.

Company Name:DIVISION 1181 ATU - NEW YORK WELFARE FUND
Employer identification number (EIN):237255573
NAIC Classification:485410
NAIC Description:School and Employee Bus Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIVISION 1181 ATU - NEW YORK WELFARE FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5032022-01-01MICHAEL CORDIELLO2023-10-12 NEIL STRAHL2023-10-12
5032021-01-01MICHAEL CORDIELLO2022-10-17 NEIL STRAHL2022-10-17
5032020-01-01MICHAEL CORDIELLO2021-10-13 NEIL STRAHL2021-10-13
5032019-01-01MICHAEL CORDIELLO2020-10-15 NEIL STRAHL2020-10-15
5032018-01-01MICHAEL CORDIELLO2019-10-11 NEIL STRAHL2019-10-11
5032017-01-01
5032017-01-01
5032016-01-01
5032015-01-01
5032014-01-01
5032013-01-01
5032012-01-01MICHAEL CORDIELLO
5032011-01-01MICHAEL CORDIELLO
5032010-01-01MICHAEL CORDIELLO
5032009-01-01MICHAEL CORDIELLO

Plan Statistics for DIVISION 1181 ATU - NEW YORK WELFARE FUND

401k plan membership statisitcs for DIVISION 1181 ATU - NEW YORK WELFARE FUND

Measure Date Value
2022: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2022 401k membership
Total participants, beginning-of-year2022-01-019,261
Total number of active participants reported on line 7a of the Form 55002022-01-015,277
Number of retired or separated participants receiving benefits2022-01-013,990
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-019,267
Number of employers contributing to the scheme2022-01-0122
2021: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2021 401k membership
Total participants, beginning-of-year2021-01-019,427
Total number of active participants reported on line 7a of the Form 55002021-01-015,292
Number of retired or separated participants receiving benefits2021-01-013,969
Total of all active and inactive participants2021-01-019,261
Number of employers contributing to the scheme2021-01-0121
2020: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2020 401k membership
Total participants, beginning-of-year2020-01-019,396
Total number of active participants reported on line 7a of the Form 55002020-01-015,492
Number of retired or separated participants receiving benefits2020-01-013,935
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-019,427
Number of employers contributing to the scheme2020-01-0120
2019: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2019 401k membership
Total participants, beginning-of-year2019-01-019,203
Total number of active participants reported on line 7a of the Form 55002019-01-015,460
Number of retired or separated participants receiving benefits2019-01-013,936
Total of all active and inactive participants2019-01-019,396
Number of employers contributing to the scheme2019-01-0120
2018: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2018 401k membership
Total participants, beginning-of-year2018-01-019,081
Total number of active participants reported on line 7a of the Form 55002018-01-015,270
Number of retired or separated participants receiving benefits2018-01-013,933
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-019,203
Number of employers contributing to the scheme2018-01-0120
2017: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2017 401k membership
Total participants, beginning-of-year2017-01-018,901
Total number of active participants reported on line 7a of the Form 55002017-01-015,211
Number of retired or separated participants receiving benefits2017-01-013,870
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-019,081
Number of employers contributing to the scheme2017-01-0120
2016: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2016 401k membership
Total participants, beginning-of-year2016-01-018,475
Total number of active participants reported on line 7a of the Form 55002016-01-015,093
Number of retired or separated participants receiving benefits2016-01-013,808
Total of all active and inactive participants2016-01-018,901
Number of employers contributing to the scheme2016-01-0120
2015: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2015 401k membership
Total participants, beginning-of-year2015-01-018,224
Total number of active participants reported on line 7a of the Form 55002015-01-014,667
Number of retired or separated participants receiving benefits2015-01-013,808
Total of all active and inactive participants2015-01-018,475
Number of employers contributing to the scheme2015-01-0120
2014: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2014 401k membership
Total participants, beginning-of-year2014-01-019,490
Total number of active participants reported on line 7a of the Form 55002014-01-014,452
Number of retired or separated participants receiving benefits2014-01-013,772
Total of all active and inactive participants2014-01-018,224
Number of employers contributing to the scheme2014-01-0125
2013: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2013 401k membership
Total participants, beginning-of-year2013-01-0111,286
Total number of active participants reported on line 7a of the Form 55002013-01-016,082
Number of retired or separated participants receiving benefits2013-01-013,408
Total of all active and inactive participants2013-01-019,490
Number of employers contributing to the scheme2013-01-0133
2012: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2012 401k membership
Total participants, beginning-of-year2012-01-0111,238
Total number of active participants reported on line 7a of the Form 55002012-01-018,326
Number of retired or separated participants receiving benefits2012-01-012,960
Total of all active and inactive participants2012-01-0111,286
Number of employers contributing to the scheme2012-01-0141
2011: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2011 401k membership
Total participants, beginning-of-year2011-01-0111,265
Total number of active participants reported on line 7a of the Form 55002011-01-018,355
Number of retired or separated participants receiving benefits2011-01-012,883
Total of all active and inactive participants2011-01-0111,238
Number of employers contributing to the scheme2011-01-0142
2010: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2010 401k membership
Total participants, beginning-of-year2010-01-0111,256
Total number of active participants reported on line 7a of the Form 55002010-01-018,471
Number of retired or separated participants receiving benefits2010-01-012,794
Total of all active and inactive participants2010-01-0111,265
Number of employers contributing to the scheme2010-01-0146
2009: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2009 401k membership
Total participants, beginning-of-year2009-01-0111,253
Total number of active participants reported on line 7a of the Form 55002009-01-018,627
Number of retired or separated participants receiving benefits2009-01-012,629
Total of all active and inactive participants2009-01-0111,256
Number of employers contributing to the scheme2009-01-0146

Financial Data on DIVISION 1181 ATU - NEW YORK WELFARE FUND

Measure Date Value
2022 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-4,710,143
Total unrealized appreciation/depreciation of assets2022-12-31$-4,710,143
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$13,010,270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$16,516,595
Total income from all sources (including contributions)2022-12-31$118,241,969
Total of all expenses incurred2022-12-31$98,068,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$91,967,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$120,695,337
Value of total assets at end of year2022-12-31$94,779,317
Value of total assets at beginning of year2022-12-31$78,112,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,101,288
Total interest from all sources2022-12-31$496,618
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$972,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$972,742
Administrative expenses professional fees incurred2022-12-31$434,412
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,392,561
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,216,834
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,773,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$1,580,648
Other income not declared elsewhere2022-12-31$787,415
Administrative expenses (other) incurred2022-12-31$2,400,939
Liabilities. Value of operating payables at end of year2022-12-31$729,622
Liabilities. Value of operating payables at beginning of year2022-12-31$1,416,595
Total non interest bearing cash at end of year2022-12-31$326,427
Total non interest bearing cash at beginning of year2022-12-31$1,337,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$20,173,490
Value of net assets at end of year (total assets less liabilities)2022-12-31$81,769,047
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$61,595,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,992
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,599,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$52,337,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$41,040,320
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$21,048,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$21,048,393
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$496,618
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,958,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$109,302,776
Employer contributions (assets) at end of year2022-12-31$1,539,366
Employer contributions (assets) at beginning of year2022-12-31$1,551,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$89,008,526
Contract administrator fees2022-12-31$3,260,945
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Liabilities. Value of benefit claims payable at end of year2022-12-31$10,700,000
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$15,100,000
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$56,537
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$63,528
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2022-12-31131578842
2021 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-137,674
Total unrealized appreciation/depreciation of assets2021-12-31$-137,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$16,516,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$11,363,453
Total income from all sources (including contributions)2021-12-31$116,778,372
Total of all expenses incurred2021-12-31$98,983,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$93,101,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$116,094,710
Value of total assets at end of year2021-12-31$78,112,152
Value of total assets at beginning of year2021-12-31$55,164,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,882,083
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$643,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$643,298
Administrative expenses professional fees incurred2021-12-31$411,706
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$11,148,228
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,773,650
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$2,087,174
Other income not declared elsewhere2021-12-31$178,038
Administrative expenses (other) incurred2021-12-31$2,392,233
Liabilities. Value of operating payables at end of year2021-12-31$1,416,595
Liabilities. Value of operating payables at beginning of year2021-12-31$963,453
Total non interest bearing cash at end of year2021-12-31$1,337,721
Total non interest bearing cash at beginning of year2021-12-31$1,003,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$17,794,385
Value of net assets at end of year (total assets less liabilities)2021-12-31$61,595,557
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$43,801,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$4,411
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$52,337,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$11,831,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$21,048,393
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$39,079,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$39,079,619
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,833,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$104,946,482
Employer contributions (assets) at end of year2021-12-31$1,551,625
Employer contributions (assets) at beginning of year2021-12-31$1,101,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$90,268,113
Contract administrator fees2021-12-31$3,073,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Liabilities. Value of benefit claims payable at end of year2021-12-31$15,100,000
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$10,400,000
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$63,528
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$60,884
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2021-12-31131578842
2020 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$529,575
Total unrealized appreciation/depreciation of assets2020-12-31$529,575
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,363,453
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$12,857,495
Total income from all sources (including contributions)2020-12-31$75,986,340
Total of all expenses incurred2020-12-31$55,389,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$50,158,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$74,638,094
Value of total assets at end of year2020-12-31$55,164,625
Value of total assets at beginning of year2020-12-31$36,061,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,231,397
Total interest from all sources2020-12-31$54,086
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$260,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$260,645
Administrative expenses professional fees incurred2020-12-31$491,554
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,039,796
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$2,087,174
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,762,963
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$728,444
Other income not declared elsewhere2020-12-31$503,940
Administrative expenses (other) incurred2020-12-31$2,212,125
Liabilities. Value of operating payables at end of year2020-12-31$963,453
Liabilities. Value of operating payables at beginning of year2020-12-31$629,051
Total non interest bearing cash at end of year2020-12-31$1,003,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,596,799
Value of net assets at end of year (total assets less liabilities)2020-12-31$43,801,172
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,204,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$3,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$11,831,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,041,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$39,079,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$21,124,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$21,124,430
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$54,086
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,118,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$66,598,298
Employer contributions (assets) at end of year2020-12-31$1,101,899
Employer contributions (assets) at beginning of year2020-12-31$1,088,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$48,039,328
Contract administrator fees2020-12-31$2,523,722
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Liabilities. Value of benefit claims payable at end of year2020-12-31$10,400,000
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$11,500,000
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$60,884
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$44,926
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2020-12-31131578842
2019 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$544,347
Total unrealized appreciation/depreciation of assets2019-12-31$544,347
Total unrealized appreciation/depreciation of assets2019-12-31$544,347
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,857,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,857,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,793,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$12,793,100
Total income from all sources (including contributions)2019-12-31$97,202,685
Total income from all sources (including contributions)2019-12-31$97,202,685
Total of all expenses incurred2019-12-31$96,624,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$92,000,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$92,000,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$95,818,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$95,818,351
Value of total assets at end of year2019-12-31$36,061,868
Value of total assets at end of year2019-12-31$36,061,868
Value of total assets at beginning of year2019-12-31$35,419,483
Value of total assets at beginning of year2019-12-31$35,419,483
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,623,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,623,932
Total interest from all sources2019-12-31$357,180
Total interest from all sources2019-12-31$357,180
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$305,508
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$305,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$305,508
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$305,508
Administrative expenses professional fees incurred2019-12-31$456,170
Administrative expenses professional fees incurred2019-12-31$456,170
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,940,201
Contributions received from participants2019-12-31$7,940,201
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,762,963
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,762,963
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,688,515
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,688,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$728,444
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$728,444
Other income not declared elsewhere2019-12-31$177,299
Other income not declared elsewhere2019-12-31$177,299
Administrative expenses (other) incurred2019-12-31$2,131,298
Administrative expenses (other) incurred2019-12-31$2,131,298
Liabilities. Value of operating payables at end of year2019-12-31$629,051
Liabilities. Value of operating payables at end of year2019-12-31$629,051
Liabilities. Value of operating payables at beginning of year2019-12-31$793,100
Liabilities. Value of operating payables at beginning of year2019-12-31$793,100
Total non interest bearing cash at beginning of year2019-12-31$464,862
Total non interest bearing cash at beginning of year2019-12-31$464,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$577,990
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,204,373
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,204,373
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,626,383
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,626,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,996
Investment advisory and management fees2019-12-31$3,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,041,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,041,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,191,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,191,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$21,124,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$21,124,430
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,181,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,181,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,181,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,181,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$357,180
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$357,180
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,115,176
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,115,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$87,878,150
Contributions received in cash from employer2019-12-31$87,878,150
Employer contributions (assets) at end of year2019-12-31$1,088,157
Employer contributions (assets) at end of year2019-12-31$1,088,157
Employer contributions (assets) at beginning of year2019-12-31$2,840,035
Employer contributions (assets) at beginning of year2019-12-31$2,840,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$89,885,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$89,885,587
Contract administrator fees2019-12-31$2,032,468
Contract administrator fees2019-12-31$2,032,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Liabilities. Value of benefit claims payable at end of year2019-12-31$11,500,000
Liabilities. Value of benefit claims payable at end of year2019-12-31$11,500,000
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$12,000,000
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$12,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$44,926
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$52,587
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$52,587
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm name2019-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2019-12-31131578842
2018 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-244,229
Total unrealized appreciation/depreciation of assets2018-12-31$-244,229
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$12,793,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$11,360,561
Total income from all sources (including contributions)2018-12-31$89,950,248
Total loss/gain on sale of assets2018-12-31$-4,755
Total of all expenses incurred2018-12-31$93,758,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$88,878,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$89,450,270
Value of total assets at end of year2018-12-31$35,419,483
Value of total assets at beginning of year2018-12-31$37,794,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,880,004
Total interest from all sources2018-12-31$334,388
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$274,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$274,924
Administrative expenses professional fees incurred2018-12-31$394,942
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,453,312
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$124,473
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,688,515
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,095,661
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$501,969
Other income not declared elsewhere2018-12-31$139,650
Administrative expenses (other) incurred2018-12-31$2,305,688
Liabilities. Value of operating payables at end of year2018-12-31$793,100
Liabilities. Value of operating payables at beginning of year2018-12-31$458,592
Total non interest bearing cash at end of year2018-12-31$464,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,807,827
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,626,383
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$26,434,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,996
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,191,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,165,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$19,181,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$23,961,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$23,961,545
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$334,388
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,984,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$82,996,958
Employer contributions (assets) at end of year2018-12-31$2,840,035
Employer contributions (assets) at beginning of year2018-12-31$1,398,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$86,893,820
Contract administrator fees2018-12-31$2,175,378
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Liabilities. Value of benefit claims payable at end of year2018-12-31$12,000,000
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$10,400,000
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$52,587
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$48,510
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$340,000
Aggregate carrying amount (costs) on sale of assets2018-12-31$344,755
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2018-12-31131578842
2017 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$271
Total unrealized appreciation/depreciation of assets2017-12-31$271
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$11,360,561
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$12,260,459
Total income from all sources (including contributions)2017-12-31$92,787,238
Total loss/gain on sale of assets2017-12-31$231
Total of all expenses incurred2017-12-31$85,063,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$79,723,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$90,432,863
Value of total assets at end of year2017-12-31$37,794,771
Value of total assets at beginning of year2017-12-31$30,970,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,339,875
Total interest from all sources2017-12-31$101,296
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$133,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$133,643
Administrative expenses professional fees incurred2017-12-31$468,720
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,076,430
Assets. Other investments not covered elsewhere at end of year2017-12-31$124,473
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$181,999
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,095,661
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,563,421
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$501,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$2,220,397
Other income not declared elsewhere2017-12-31$2,118,934
Administrative expenses (other) incurred2017-12-31$2,220,832
Liabilities. Value of operating payables at end of year2017-12-31$458,592
Liabilities. Value of operating payables at beginning of year2017-12-31$640,062
Total non interest bearing cash at beginning of year2017-12-31$514,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,723,955
Value of net assets at end of year (total assets less liabilities)2017-12-31$26,434,210
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,710,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,165,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$23,961,545
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$24,112,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$24,112,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$101,296
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$1,512,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$84,356,433
Employer contributions (assets) at end of year2017-12-31$1,398,984
Employer contributions (assets) at beginning of year2017-12-31$2,532,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$78,210,881
Contract administrator fees2017-12-31$2,650,323
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Liabilities. Value of benefit claims payable at end of year2017-12-31$10,400,000
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$9,400,000
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$48,510
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$65,684
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$711,598
Aggregate carrying amount (costs) on sale of assets2017-12-31$711,367
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2017-12-31131578842
2016 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$12,260,459
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,659,159
Total income from all sources (including contributions)2016-12-31$78,525,744
Total of all expenses incurred2016-12-31$75,961,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$69,882,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$78,331,283
Value of total assets at end of year2016-12-31$30,970,714
Value of total assets at beginning of year2016-12-31$24,805,295
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,079,092
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,363
Administrative expenses professional fees incurred2016-12-31$404,928
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,689,467
Assets. Other investments not covered elsewhere at end of year2016-12-31$181,999
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$478,378
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,563,421
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$857,560
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$2,220,397
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,584
Other income not declared elsewhere2016-12-31$192,098
Administrative expenses (other) incurred2016-12-31$2,846,623
Liabilities. Value of operating payables at end of year2016-12-31$640,062
Liabilities. Value of operating payables at beginning of year2016-12-31$457,575
Total non interest bearing cash at end of year2016-12-31$514,512
Total non interest bearing cash at beginning of year2016-12-31$7,511,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,564,119
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,710,255
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,146,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,330
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$24,112,968
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$15,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$15,401
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,096,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$72,641,816
Employer contributions (assets) at end of year2016-12-31$2,532,130
Employer contributions (assets) at beginning of year2016-12-31$15,863,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$68,785,813
Contract administrator fees2016-12-31$2,827,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Liabilities. Value of benefit claims payable at end of year2016-12-31$9,400,000
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$8,200,000
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$65,684
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$47,737
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BUCHBINDER TUNICK & CO LLP
Accountancy firm EIN2016-12-31131578842
2015 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,659,159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$9,143,666
Total income from all sources (including contributions)2015-12-31$79,496,536
Total of all expenses incurred2015-12-31$76,121,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$70,098,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$74,424,532
Value of total assets at end of year2015-12-31$24,805,295
Value of total assets at beginning of year2015-12-31$21,915,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,023,649
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$41,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$41,162
Administrative expenses professional fees incurred2015-12-31$510,271
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,423,258
Assets. Other investments not covered elsewhere at end of year2015-12-31$478,378
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,058,396
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$857,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,021,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$307
Other income not declared elsewhere2015-12-31$4,970,969
Administrative expenses (other) incurred2015-12-31$3,316,171
Liabilities. Value of operating payables at end of year2015-12-31$457,575
Liabilities. Value of operating payables at beginning of year2015-12-31$143,359
Total non interest bearing cash at end of year2015-12-31$7,511,859
Total non interest bearing cash at beginning of year2015-12-31$4,302,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,374,549
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,146,136
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,771,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$22,174
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,930,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$15,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$15,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$15,401
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,019,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$59,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$69,001,274
Employer contributions (assets) at end of year2015-12-31$15,863,030
Employer contributions (assets) at beginning of year2015-12-31$7,520,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$69,079,247
Contract administrator fees2015-12-31$2,175,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Liabilities. Value of benefit claims payable at end of year2015-12-31$8,200,000
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$9,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$47,737
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$67,041
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2015-12-31131578842
2014 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-110,776
Total unrealized appreciation/depreciation of assets2014-12-31$-110,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,143,666
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11,669,050
Total income from all sources (including contributions)2014-12-31$72,992,730
Total loss/gain on sale of assets2014-12-31$313,961
Total of all expenses incurred2014-12-31$92,859,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$86,772,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$71,517,248
Value of total assets at end of year2014-12-31$21,915,253
Value of total assets at beginning of year2014-12-31$44,307,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,087,220
Total interest from all sources2014-12-31$257,624
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$136,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$136,604
Administrative expenses professional fees incurred2014-12-31$631,706
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,913,878
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,058,396
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,478,367
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,021,034
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,120,692
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$307
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$204,908
Other income not declared elsewhere2014-12-31$449,587
Administrative expenses (other) incurred2014-12-31$2,582,246
Liabilities. Value of operating payables at end of year2014-12-31$143,359
Liabilities. Value of operating payables at beginning of year2014-12-31$464,142
Total non interest bearing cash at end of year2014-12-31$4,302,664
Total non interest bearing cash at beginning of year2014-12-31$1,356,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-19,867,047
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,771,587
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,638,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$25,816
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,930,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,769,128
Income. Interest from US Government securities2014-12-31$64,867
Income. Interest from corporate debt instruments2014-12-31$192,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$15,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,574,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,574,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$64
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,085,405
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$7,250,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$428,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$66,603,370
Employer contributions (assets) at end of year2014-12-31$7,520,423
Employer contributions (assets) at beginning of year2014-12-31$9,665,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$85,687,152
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$3,799,707
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$5,254,641
Contract administrator fees2014-12-31$2,847,452
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Liabilities. Value of benefit claims payable at end of year2014-12-31$9,000,000
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$11,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$67,041
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$38,996
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$41,083,736
Aggregate carrying amount (costs) on sale of assets2014-12-31$40,769,775
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2014-12-31131578842
2013 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-1,260,269
Total unrealized appreciation/depreciation of assets2013-12-31$-1,260,269
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,669,050
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,488,990
Total income from all sources (including contributions)2013-12-31$71,744,083
Total loss/gain on sale of assets2013-12-31$156,659
Total of all expenses incurred2013-12-31$101,673,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$94,937,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$68,490,411
Value of total assets at end of year2013-12-31$44,307,684
Value of total assets at beginning of year2013-12-31$74,057,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,736,276
Total interest from all sources2013-12-31$727,238
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$269,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$269,012
Administrative expenses professional fees incurred2013-12-31$738,968
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,622,226
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,478,367
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,484,091
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,120,692
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,088,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$204,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$101,231
Other income not declared elsewhere2013-12-31$272,094
Administrative expenses (other) incurred2013-12-31$2,118,406
Liabilities. Value of operating payables at end of year2013-12-31$464,142
Liabilities. Value of operating payables at beginning of year2013-12-31$387,759
Total non interest bearing cash at end of year2013-12-31$1,356,104
Total non interest bearing cash at beginning of year2013-12-31$9,855,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-29,929,860
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,638,634
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$62,568,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$94,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,769,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,813,100
Income. Interest from US Government securities2013-12-31$146,692
Income. Interest from corporate debt instruments2013-12-31$580,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,574,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,787,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,787,715
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$123
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,227,807
Asset value of US Government securities at end of year2013-12-31$7,250,301
Asset value of US Government securities at beginning of year2013-12-31$11,649,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,088,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$63,868,185
Employer contributions (assets) at end of year2013-12-31$9,665,608
Employer contributions (assets) at beginning of year2013-12-31$12,701,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$93,709,860
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$3,799,707
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$6,586,026
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$5,254,641
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$11,046,304
Contract administrator fees2013-12-31$3,784,639
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Liabilities. Value of benefit claims payable at end of year2013-12-31$11,000,000
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$11,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$38,996
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$45,005
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$57,260,376
Aggregate carrying amount (costs) on sale of assets2013-12-31$57,103,717
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2013-12-31131578842
2012 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$451,138
Total unrealized appreciation/depreciation of assets2012-12-31$451,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,488,990
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,047,725
Total income from all sources (including contributions)2012-12-31$111,023,608
Total loss/gain on sale of assets2012-12-31$274,709
Total of all expenses incurred2012-12-31$108,351,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$100,715,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$107,120,648
Value of total assets at end of year2012-12-31$74,057,484
Value of total assets at beginning of year2012-12-31$70,944,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,636,597
Total interest from all sources2012-12-31$1,023,236
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$367,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$367,693
Administrative expenses professional fees incurred2012-12-31$665,325
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,822,582
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,484,091
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,510,330
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,088,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,069,120
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$101,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$636,198
Other income not declared elsewhere2012-12-31$171,253
Administrative expenses (other) incurred2012-12-31$2,206,620
Liabilities. Value of operating payables at end of year2012-12-31$387,759
Liabilities. Value of operating payables at beginning of year2012-12-31$411,527
Total non interest bearing cash at end of year2012-12-31$9,855,356
Total non interest bearing cash at beginning of year2012-12-31$3,002,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,671,818
Value of net assets at end of year (total assets less liabilities)2012-12-31$62,568,494
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$59,896,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$111,005
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,813,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,642,638
Income. Interest from US Government securities2012-12-31$241,808
Income. Interest from corporate debt instruments2012-12-31$781,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,787,715
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,671,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,671,904
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$241
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,232,554
Asset value of US Government securities at end of year2012-12-31$11,649,729
Asset value of US Government securities at beginning of year2012-12-31$17,534,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,614,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$102,298,066
Employer contributions (assets) at end of year2012-12-31$12,701,991
Employer contributions (assets) at beginning of year2012-12-31$14,683,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$99,482,639
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$6,586,026
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$4,460,256
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$11,046,304
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$10,309,829
Contract administrator fees2012-12-31$4,653,647
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$11,000,000
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$10,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$45,005
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$59,418
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$35,335,661
Aggregate carrying amount (costs) on sale of assets2012-12-31$35,060,952
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2012-12-31131578842
2011 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$542,774
Total unrealized appreciation/depreciation of assets2011-12-31$542,774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,047,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,385,905
Total income from all sources (including contributions)2011-12-31$106,558,456
Total loss/gain on sale of assets2011-12-31$887,673
Total of all expenses incurred2011-12-31$103,820,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$97,524,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$103,139,132
Value of total assets at end of year2011-12-31$70,944,401
Value of total assets at beginning of year2011-12-31$68,544,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,295,811
Total interest from all sources2011-12-31$1,307,285
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$262,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$262,877
Administrative expenses professional fees incurred2011-12-31$758,185
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,504,599
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,510,330
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,384,445
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,069,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$983,344
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$636,198
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$50,191
Other income not declared elsewhere2011-12-31$518,573
Administrative expenses (other) incurred2011-12-31$1,959,535
Liabilities. Value of operating payables at end of year2011-12-31$411,527
Liabilities. Value of operating payables at beginning of year2011-12-31$335,714
Total non interest bearing cash at end of year2011-12-31$3,002,788
Total non interest bearing cash at beginning of year2011-12-31$2,568,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,737,666
Value of net assets at end of year (total assets less liabilities)2011-12-31$59,896,676
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$57,159,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$122,018
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,642,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,479,621
Income. Interest from US Government securities2011-12-31$447,371
Income. Interest from corporate debt instruments2011-12-31$858,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,671,904
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,446,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,446,815
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,359
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,050,456
Asset value of US Government securities at end of year2011-12-31$17,534,991
Asset value of US Government securities at beginning of year2011-12-31$21,023,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-99,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$98,634,533
Employer contributions (assets) at end of year2011-12-31$14,683,127
Employer contributions (assets) at beginning of year2011-12-31$10,545,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$96,474,523
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$4,460,256
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$9,049,106
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$10,309,829
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$7,976,071
Contract administrator fees2011-12-31$3,456,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$10,000,000
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$11,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$59,418
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$87,410
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$59,056,023
Aggregate carrying amount (costs) on sale of assets2011-12-31$58,168,350
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2011-12-31131578842
2010 : DIVISION 1181 ATU - NEW YORK WELFARE FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$499,566
Total unrealized appreciation/depreciation of assets2010-12-31$499,566
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,385,905
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$18,538,820
Total income from all sources (including contributions)2010-12-31$95,301,169
Total loss/gain on sale of assets2010-12-31$585,099
Total of all expenses incurred2010-12-31$88,504,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$82,603,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$91,034,289
Value of total assets at end of year2010-12-31$68,544,915
Value of total assets at beginning of year2010-12-31$68,900,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,901,064
Total interest from all sources2010-12-31$1,456,258
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$199,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$199,099
Administrative expenses professional fees incurred2010-12-31$559,237
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,180,001
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,384,445
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,889,874
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$983,344
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$655,858
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$50,191
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$154,212
Other income not declared elsewhere2010-12-31$129,473
Administrative expenses (other) incurred2010-12-31$1,850,971
Liabilities. Value of operating payables at end of year2010-12-31$335,714
Liabilities. Value of operating payables at beginning of year2010-12-31$384,608
Total non interest bearing cash at end of year2010-12-31$2,568,638
Total non interest bearing cash at beginning of year2010-12-31$3,335,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,797,069
Value of net assets at end of year (total assets less liabilities)2010-12-31$57,159,010
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$50,361,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$117,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,479,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,183,149
Income. Interest from US Government securities2010-12-31$556,890
Income. Interest from corporate debt instruments2010-12-31$894,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,446,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,829,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,829,529
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,394
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,068,270
Asset value of US Government securities at end of year2010-12-31$21,023,977
Asset value of US Government securities at beginning of year2010-12-31$18,577,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,397,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$88,854,288
Employer contributions (assets) at end of year2010-12-31$10,545,488
Employer contributions (assets) at beginning of year2010-12-31$9,921,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$81,534,766
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$9,049,106
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$5,560,156
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$7,976,071
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$5,848,898
Contract administrator fees2010-12-31$3,373,806
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$11,000,000
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$18,000,000
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$87,410
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$98,787
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$51,708,653
Aggregate carrying amount (costs) on sale of assets2010-12-31$51,123,554
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BUCHBINDER TUNICK & CO. LLP
Accountancy firm EIN2010-12-31131578842

Form 5500 Responses for DIVISION 1181 ATU - NEW YORK WELFARE FUND

2022: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DIVISION 1181 ATU - NEW YORK WELFARE FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528
Policy instance 3
Insurance contract or identification numberD522528
Number of Individuals Covered3315
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $49,844
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $1,417,118
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,844
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10257632
Policy instance 2
Insurance contract or identification number10257632
Number of Individuals Covered9267
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $8,472
Total amount of fees paid to insurance companyUSD $150,564
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,505,638
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees150564
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528AA
Policy instance 1
Insurance contract or identification numberD522528AA
Number of Individuals Covered1899
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $24,740
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $512,103
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,740
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528AA
Policy instance 1
Insurance contract or identification numberD522528AA
Number of Individuals Covered1884
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $26,771
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $543,403
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,771
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10257632
Policy instance 2
Insurance contract or identification number10257632
Number of Individuals Covered9237
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $167,820
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,678,200
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees167820
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528
Policy instance 3
Insurance contract or identification numberD522528
Number of Individuals Covered3401
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $48,751
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $1,252,007
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $48,751
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528
Policy instance 3
Insurance contract or identification numberD522528
Number of Individuals Covered3484
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $26,936
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $627,885
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,936
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10257632
Policy instance 2
Insurance contract or identification number10257632
Number of Individuals Covered9365
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $155,576
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,829,425
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees150560
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528AA
Policy instance 1
Insurance contract or identification numberD522528AA
Number of Individuals Covered2123
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $16,062
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $270,674
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,062
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528
Policy instance 2
Insurance contract or identification numberD522528
Number of Individuals Covered2078
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $32,487
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $1,148,040
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,487
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number539556
Policy instance 1
Insurance contract or identification number539556
Number of Individuals Covered9346
Insurance policy start date2019-01-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $29,001
Total amount of fees paid to insurance companyUSD $34,644
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,450,068
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $29,001
Amount paid for insurance broker fees34644
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number539556
Policy instance 1
Insurance contract or identification number539556
Number of Individuals Covered9218
Insurance policy start date2018-01-01
Insurance policy end date2018-05-01
Total amount of commissions paid to insurance brokerUSD $37,067
Total amount of fees paid to insurance companyUSD $56,889
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,853,347
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,067
Amount paid for insurance broker fees56889
Insurance broker organization code?3
THE FIRST REHABILITATION LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 81434 )
Policy contract numberD522528
Policy instance 2
Insurance contract or identification numberD522528
Number of Individuals Covered5313
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $26,198
Total amount of fees paid to insurance companyUSD $0
Other welfare benefits providedGROUP DISABILITY PLAN WITH PFL
Welfare Benefit Premiums Paid to CarrierUSD $1,068,676
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,198
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number540933
Policy instance 2
Insurance contract or identification number540933
Number of Individuals Covered5211
Insurance policy start date2017-10-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,929
Total amount of fees paid to insurance companyUSD $0
Dental Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $19,643
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,929
Insurance broker organization code?3
Insurance broker nameACRISURE, LLC DBA UNION BENEFI
FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )
Policy contract number467225
Policy instance 1
Insurance contract or identification number467225
Number of Individuals Covered5198
Insurance policy start date2017-01-01
Insurance policy end date2017-05-01
Total amount of commissions paid to insurance brokerUSD $18,765
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $375,304
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,765
Insurance broker organization code?3
Insurance broker nameACRISURE, LLC DBA UNION BENEFI
FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )
Policy contract number467225
Policy instance 1
Insurance contract or identification number467225
Number of Individuals Covered8509
Insurance policy start date2015-01-01
Insurance policy end date2016-01-01
Total amount of commissions paid to insurance brokerUSD $50,774
Total amount of fees paid to insurance companyUSD $8,407
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,015,489
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $50,774
Amount paid for insurance broker fees8407
Additional information about fees paid to insurance brokerADDITIONAL COMPENSATION PAID
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
FIRST UNUM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64297 )
Policy contract number467225
Policy instance 2
Insurance contract or identification number467225
Number of Individuals Covered8198
Insurance policy start date2014-05-01
Insurance policy end date2015-01-01
Total amount of commissions paid to insurance brokerUSD $32,542
Total amount of fees paid to insurance companyUSD $13,017
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $650,839
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,542
Amount paid for insurance broker fees13017
Additional information about fees paid to insurance brokerADDITIONAL COMPENSATION PAID
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number000010159393
Policy instance 1
Insurance contract or identification number000010159393
Number of Individuals Covered9774
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $10,451
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $348,379
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,451
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number000010159393
Policy instance 1
Insurance contract or identification number000010159393
Number of Individuals Covered9774
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $34,750
Total amount of fees paid to insurance companyUSD $71,216
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to CarrierUSD $1,158,346
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,750
Amount paid for insurance broker fees71216
Additional information about fees paid to insurance brokerBROKER BONUS
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
THE STANDARD LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 89009 )
Policy contract number645815
Policy instance 1
Insurance contract or identification number645815
Number of Individuals Covered0
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $26,211
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,211
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number000010159393
Policy instance 2
Insurance contract or identification number000010159393
Number of Individuals Covered11299
Insurance policy start date2012-05-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $23,142
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $771,392
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,142
Insurance broker organization code?3
Insurance broker nameUNION BENEFIT PLANNERS, INC.
THE STANDARD LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 89009 )
Policy contract number645815
Policy instance 1
Insurance contract or identification number645815
Number of Individuals Covered11257
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $39,861
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE STANDARD LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 89009 )
Policy contract number645815
Policy instance 1
Insurance contract or identification number645815
Number of Individuals Covered11269
Insurance policy start date2009-05-01
Insurance policy end date2010-04-30
Total amount of commissions paid to insurance brokerUSD $32,226
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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