401k Plan data: AAA NORTHAMPTON COUNTY 401K PLAN plan

AAA NORTHAMPTON COUNTY 401K PLAN 401k Plan overview

Plan Name	AAA NORTHAMPTON COUNTY 401K PLAN
Plan identification number	002

AAA NORTHAMPTON COUNTY 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AAA NORTHAMPTON COUNTY has sponsored the creation of one or more 401k plans.

Company Name: AAA NORTHAMPTON COUNTY

Employer identification number (EIN): 240676995

NAIC Classification: 561500

Additional information about AAA NORTHAMPTON COUNTY

Jurisdiction of Incorporation: COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE

Incorporation Date:

Company Identification Number: 254583

More information about AAA NORTHAMPTON COUNTY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AAA NORTHAMPTON COUNTY 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 STEVE LINDEMANN 2023-08-18
002 2021-01-01 STEVE LINDEMANN 2022-05-27 STEVE LINDEMANN 2022-05-27
002 2020-01-01 STEVEN LINDEMANN 2021-07-02 STEVEN LINDEMANN 2021-07-02
002 2019-01-01 STEVEN LINDEMANN 2020-06-05 STEVEN LINDEMANN 2020-06-05
002 2018-01-01 STEVEN LINDEMANN 2019-07-11
002 2017-01-01 STEVE LINDEMANN 2018-06-15
002 2016-01-01 STEVEN LINDEMANN 2017-06-23
002 2015-01-01 STEVEN LINDEMANN 2016-06-20
002 2014-01-01 STEVEN LINDEMANN
002 2013-01-01 STEVEN LINDEMANN STEVEN LINDEMANN 2014-07-03
002 2009-01-01 STEVEN LINDEMANN STEVE LINDEMANN 2010-06-18
002 2009-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	STEVE LINDEMANN	2023-08-18
002	2021-01-01	STEVE LINDEMANN	2022-05-27	STEVE LINDEMANN	2022-05-27
002	2020-01-01	STEVEN LINDEMANN	2021-07-02	STEVEN LINDEMANN	2021-07-02
002	2019-01-01	STEVEN LINDEMANN	2020-06-05	STEVEN LINDEMANN	2020-06-05
002	2018-01-01	STEVEN LINDEMANN	2019-07-11
002	2017-01-01	STEVE LINDEMANN	2018-06-15
002	2016-01-01	STEVEN LINDEMANN	2017-06-23
002	2015-01-01	STEVEN LINDEMANN	2016-06-20
002	2014-01-01	STEVEN LINDEMANN
002	2013-01-01	STEVEN LINDEMANN		STEVEN LINDEMANN	2014-07-03
002	2009-01-01	STEVEN LINDEMANN		STEVE LINDEMANN	2010-06-18
002	2009-01-01

Plan Statistics for AAA NORTHAMPTON COUNTY 401K PLAN

401k plan membership statisitcs for AAA NORTHAMPTON COUNTY 401K PLAN

Measure Date Value
2014: AAA NORTHAMPTON COUNTY 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 49
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 41
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 48
Number of participants with account balances 2014-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: AAA NORTHAMPTON COUNTY 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 41
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 44
Number of participants with account balances 2013-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8
2009: AAA NORTHAMPTON COUNTY 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 55
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 38
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 49
Number of participants with account balances 2009-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2014: AAA NORTHAMPTON COUNTY 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	49
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	41
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	48
Number of participants with account balances	2014-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: AAA NORTHAMPTON COUNTY 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	41
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	44
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	44
Number of participants with account balances	2013-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8
2009: AAA NORTHAMPTON COUNTY 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	55
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	38
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	49
Number of participants with account balances	2009-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on AAA NORTHAMPTON COUNTY 401K PLAN

Measure	Date	Value
2014 : AAA NORTHAMPTON COUNTY 401K PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$219,871
Expenses. Total of all expenses incurred	2014-12-31	$14,988
Benefits paid (including direct rollovers)	2014-12-31	$14,782
Total plan assets at end of year	2014-12-31	$1,885,614
Total plan assets at beginning of year	2014-12-31	$1,680,731
Value of fidelity bond covering the plan	2014-12-31	$170,000
Total contributions received or receivable from participants	2014-12-31	$64,897
Expenses. Other expenses not covered elsewhere	2014-12-31	$206
Contributions received from other sources (not participants or employers)	2014-12-31	$4,548
Other income received	2014-12-31	$79,480
Net income (gross income less expenses)	2014-12-31	$204,883
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,885,614
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,680,731
Assets. Value of participant loans	2014-12-31	$53,079
Total contributions received or receivable from employer(s)	2014-12-31	$70,946
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : AAA NORTHAMPTON COUNTY 401K PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$7
Total income from all sources	2013-12-31	$329,020
Expenses. Total of all expenses incurred	2013-12-31	$32,534
Benefits paid (including direct rollovers)	2013-12-31	$28,774
Total plan assets at end of year	2013-12-31	$1,680,731
Total plan assets at beginning of year	2013-12-31	$1,384,238
Value of fidelity bond covering the plan	2013-12-31	$135,000
Total contributions received or receivable from participants	2013-12-31	$80,094
Expenses. Other expenses not covered elsewhere	2013-12-31	$451
Contributions received from other sources (not participants or employers)	2013-12-31	$2,108
Other income received	2013-12-31	$173,432
Net income (gross income less expenses)	2013-12-31	$296,486
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,680,731
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,384,238
Assets. Value of participant loans	2013-12-31	$75,400
Total contributions received or receivable from employer(s)	2013-12-31	$73,386
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$3,309
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2009 : AAA NORTHAMPTON COUNTY 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for AAA NORTHAMPTON COUNTY 401K PLAN

2014: AAA NORTHAMPTON COUNTY 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: AAA NORTHAMPTON COUNTY 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2009: AAA NORTHAMPTON COUNTY 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-823441

Policy instance

Insurance contract or identification number	GA-823441
Number of Individuals Covered	46
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $6,324
Total amount of fees paid to insurance company	USD $407
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,291
Insurance broker organization code?	3
Amount paid for insurance broker fees	407
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH, PIERCE, FENNER &

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-823441

Policy instance

Insurance contract or identification number	GA-823441
Number of Individuals Covered	41
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,353
Total amount of fees paid to insurance company	USD $558
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,353
Insurance broker organization code?	3
Amount paid for insurance broker fees	558
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

Potentially related plans

AAA NORTHAMPTON COUNTY 401(K) PLAN [EIN = 240676695]

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Company Name:	AAA NORTHAMPTON COUNTY
Employer identification number (EIN):	240676995
NAIC Classification:	561500

Jurisdiction of Incorporation:	COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF STATE
Incorporation Date:
Company Identification Number:	254583