401k Plan data: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON plan

THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 401k Plan overview

Plan Name	THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON
Plan identification number	001

THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OF SCRANTON has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OF SCRANTON

Employer identification number (EIN): 240795495

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-06-01
001 2021-06-01
001 2020-06-01
001 2019-06-01
001 2018-06-01
001 2017-06-01 PATRICIA TETREAULT
001 2017-06-01
001 2016-06-01 PATRICIA TETREAULT
001 2015-06-01 PATRICIA TETREAULT
001 2014-06-01 PATRICIA TETREAULT
001 2013-06-01 PATRICIA TETREAULT
001 2012-06-01 PATRICIA TETREAULT
001 2011-06-01 PATRICIA TETREAULT PATRICIA DAY 2013-03-11
001 2010-06-01 PATRICIA TETREAULT PATRICIA DAY 2012-02-14
001 2009-06-01 PATRICIA TETREAULT PATRICIA DAY 2011-03-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-06-01
001	2021-06-01
001	2020-06-01
001	2019-06-01
001	2018-06-01
001	2017-06-01	PATRICIA TETREAULT
001	2017-06-01
001	2016-06-01	PATRICIA TETREAULT
001	2015-06-01	PATRICIA TETREAULT
001	2014-06-01	PATRICIA TETREAULT
001	2013-06-01	PATRICIA TETREAULT
001	2012-06-01	PATRICIA TETREAULT
001	2011-06-01	PATRICIA TETREAULT	PATRICIA DAY	2013-03-11
001	2010-06-01	PATRICIA TETREAULT	PATRICIA DAY	2012-02-14
001	2009-06-01	PATRICIA TETREAULT	PATRICIA DAY	2011-03-15

Plan Statistics for THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON

401k plan membership statisitcs for THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Measure Date Value
2022: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2022 401k membership
Total participants, beginning-of-year 2022-06-01 404
Total number of active participants reported on line 7a of the Form 5500 2022-06-01 286
Number of retired or separated participants receiving benefits 2022-06-01 33
Number of other retired or separated participants entitled to future benefits 2022-06-01 107
Total of all active and inactive participants 2022-06-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-06-01 7
Total participants 2022-06-01 433
Number of participants with account balances 2022-06-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-06-01 0
2021: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 401k membership
Total participants, beginning-of-year 2021-06-01 408
Total number of active participants reported on line 7a of the Form 5500 2021-06-01 253
Number of retired or separated participants receiving benefits 2021-06-01 33
Number of other retired or separated participants entitled to future benefits 2021-06-01 112
Total of all active and inactive participants 2021-06-01 398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-06-01 6
Total participants 2021-06-01 404
Number of participants with account balances 2021-06-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-06-01 0
2020: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 401k membership
Total participants, beginning-of-year 2020-06-01 479
Total number of active participants reported on line 7a of the Form 5500 2020-06-01 299
Number of retired or separated participants receiving benefits 2020-06-01 27
Number of other retired or separated participants entitled to future benefits 2020-06-01 75
Total of all active and inactive participants 2020-06-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-06-01 7
Total participants 2020-06-01 408
Number of participants with account balances 2020-06-01 408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-06-01 0
2019: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 401k membership
Total participants, beginning-of-year 2019-06-01 500
Total number of active participants reported on line 7a of the Form 5500 2019-06-01 316
Number of retired or separated participants receiving benefits 2019-06-01 27
Number of other retired or separated participants entitled to future benefits 2019-06-01 127
Total of all active and inactive participants 2019-06-01 470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-06-01 9
Total participants 2019-06-01 479
Number of participants with account balances 2019-06-01 479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-06-01 0
2018: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 401k membership
Total participants, beginning-of-year 2018-06-01 494
Total number of active participants reported on line 7a of the Form 5500 2018-06-01 277
Number of retired or separated participants receiving benefits 2018-06-01 26
Number of other retired or separated participants entitled to future benefits 2018-06-01 161
Total of all active and inactive participants 2018-06-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-06-01 9
Total participants 2018-06-01 473
Number of participants with account balances 2018-06-01 473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-06-01 0
2017: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 401k membership
Total participants, beginning-of-year 2017-06-01 494
Total number of active participants reported on line 7a of the Form 5500 2017-06-01 272
Number of retired or separated participants receiving benefits 2017-06-01 25
Number of other retired or separated participants entitled to future benefits 2017-06-01 169
Total of all active and inactive participants 2017-06-01 466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-06-01 10
Total participants 2017-06-01 476
Number of participants with account balances 2017-06-01 476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-06-01 0
2016: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 401k membership
Total participants, beginning-of-year 2016-06-01 473
Total number of active participants reported on line 7a of the Form 5500 2016-06-01 275
Number of retired or separated participants receiving benefits 2016-06-01 22
Number of other retired or separated participants entitled to future benefits 2016-06-01 158
Total of all active and inactive participants 2016-06-01 455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-06-01 8
Total participants 2016-06-01 463
Number of participants with account balances 2016-06-01 463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-06-01 0
2015: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 401k membership
Total participants, beginning-of-year 2015-06-01 485
Total number of active participants reported on line 7a of the Form 5500 2015-06-01 283
Number of retired or separated participants receiving benefits 2015-06-01 22
Number of other retired or separated participants entitled to future benefits 2015-06-01 35
Total of all active and inactive participants 2015-06-01 340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-06-01 6
Total participants 2015-06-01 346
Number of participants with account balances 2015-06-01 447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-06-01 0
2014: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 401k membership
Total participants, beginning-of-year 2014-06-01 498
Total number of active participants reported on line 7a of the Form 5500 2014-06-01 308
Number of retired or separated participants receiving benefits 2014-06-01 26
Number of other retired or separated participants entitled to future benefits 2014-06-01 126
Total of all active and inactive participants 2014-06-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-06-01 8
Total participants 2014-06-01 468
Number of participants with account balances 2014-06-01 468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-06-01 0
2013: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 401k membership
Total participants, beginning-of-year 2013-06-01 463
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 395
Number of retired or separated participants receiving benefits 2013-06-01 33
Number of other retired or separated participants entitled to future benefits 2013-06-01 32
Total of all active and inactive participants 2013-06-01 460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 10
Total participants 2013-06-01 470
Number of participants with account balances 2013-06-01 470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
2012: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 401k membership
Total participants, beginning-of-year 2012-06-01 360
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 288
Number of retired or separated participants receiving benefits 2012-06-01 29
Number of other retired or separated participants entitled to future benefits 2012-06-01 136
Total of all active and inactive participants 2012-06-01 453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 10
Total participants 2012-06-01 463
Number of participants with account balances 2012-06-01 463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 0
2011: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 401k membership
Total participants, beginning-of-year 2011-06-01 347
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 274
Number of retired or separated participants receiving benefits 2011-06-01 24
Number of other retired or separated participants entitled to future benefits 2011-06-01 31
Total of all active and inactive participants 2011-06-01 329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-06-01 9
Total participants 2011-06-01 338
Number of participants with account balances 2011-06-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 0
2010: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2010 401k membership
Total participants, beginning-of-year 2010-06-01 437
Total number of active participants reported on line 7a of the Form 5500 2010-06-01 293
Number of retired or separated participants receiving benefits 2010-06-01 15
Number of other retired or separated participants entitled to future benefits 2010-06-01 33
Total of all active and inactive participants 2010-06-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-06-01 6
Total participants 2010-06-01 347
Number of participants with account balances 2010-06-01 347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-06-01 0
2009: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2009 401k membership
Total participants, beginning-of-year 2009-06-01 342
Total number of active participants reported on line 7a of the Form 5500 2009-06-01 351
Number of retired or separated participants receiving benefits 2009-06-01 9
Number of other retired or separated participants entitled to future benefits 2009-06-01 72
Total of all active and inactive participants 2009-06-01 432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-06-01 5
Total participants 2009-06-01 437
Number of participants with account balances 2009-06-01 437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-06-01 0

Measure	Date	Value
2022: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2022 401k membership
Total participants, beginning-of-year	2022-06-01	404
Total number of active participants reported on line 7a of the Form 5500	2022-06-01	286
Number of retired or separated participants receiving benefits	2022-06-01	33
Number of other retired or separated participants entitled to future benefits	2022-06-01	107
Total of all active and inactive participants	2022-06-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-06-01	7
Total participants	2022-06-01	433
Number of participants with account balances	2022-06-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-06-01	0
2021: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 401k membership
Total participants, beginning-of-year	2021-06-01	408
Total number of active participants reported on line 7a of the Form 5500	2021-06-01	253
Number of retired or separated participants receiving benefits	2021-06-01	33
Number of other retired or separated participants entitled to future benefits	2021-06-01	112
Total of all active and inactive participants	2021-06-01	398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-06-01	6
Total participants	2021-06-01	404
Number of participants with account balances	2021-06-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-06-01	0
2020: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 401k membership
Total participants, beginning-of-year	2020-06-01	479
Total number of active participants reported on line 7a of the Form 5500	2020-06-01	299
Number of retired or separated participants receiving benefits	2020-06-01	27
Number of other retired or separated participants entitled to future benefits	2020-06-01	75
Total of all active and inactive participants	2020-06-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-06-01	7
Total participants	2020-06-01	408
Number of participants with account balances	2020-06-01	408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-06-01	0
2019: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 401k membership
Total participants, beginning-of-year	2019-06-01	500
Total number of active participants reported on line 7a of the Form 5500	2019-06-01	316
Number of retired or separated participants receiving benefits	2019-06-01	27
Number of other retired or separated participants entitled to future benefits	2019-06-01	127
Total of all active and inactive participants	2019-06-01	470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-06-01	9
Total participants	2019-06-01	479
Number of participants with account balances	2019-06-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-06-01	0
2018: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 401k membership
Total participants, beginning-of-year	2018-06-01	494
Total number of active participants reported on line 7a of the Form 5500	2018-06-01	277
Number of retired or separated participants receiving benefits	2018-06-01	26
Number of other retired or separated participants entitled to future benefits	2018-06-01	161
Total of all active and inactive participants	2018-06-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-06-01	9
Total participants	2018-06-01	473
Number of participants with account balances	2018-06-01	473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-06-01	0
2017: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 401k membership
Total participants, beginning-of-year	2017-06-01	494
Total number of active participants reported on line 7a of the Form 5500	2017-06-01	272
Number of retired or separated participants receiving benefits	2017-06-01	25
Number of other retired or separated participants entitled to future benefits	2017-06-01	169
Total of all active and inactive participants	2017-06-01	466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-06-01	10
Total participants	2017-06-01	476
Number of participants with account balances	2017-06-01	476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-06-01	0
2016: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 401k membership
Total participants, beginning-of-year	2016-06-01	473
Total number of active participants reported on line 7a of the Form 5500	2016-06-01	275
Number of retired or separated participants receiving benefits	2016-06-01	22
Number of other retired or separated participants entitled to future benefits	2016-06-01	158
Total of all active and inactive participants	2016-06-01	455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-06-01	8
Total participants	2016-06-01	463
Number of participants with account balances	2016-06-01	463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-06-01	0
2015: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 401k membership
Total participants, beginning-of-year	2015-06-01	485
Total number of active participants reported on line 7a of the Form 5500	2015-06-01	283
Number of retired or separated participants receiving benefits	2015-06-01	22
Number of other retired or separated participants entitled to future benefits	2015-06-01	35
Total of all active and inactive participants	2015-06-01	340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-06-01	6
Total participants	2015-06-01	346
Number of participants with account balances	2015-06-01	447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-06-01	0
2014: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 401k membership
Total participants, beginning-of-year	2014-06-01	498
Total number of active participants reported on line 7a of the Form 5500	2014-06-01	308
Number of retired or separated participants receiving benefits	2014-06-01	26
Number of other retired or separated participants entitled to future benefits	2014-06-01	126
Total of all active and inactive participants	2014-06-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-06-01	8
Total participants	2014-06-01	468
Number of participants with account balances	2014-06-01	468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-06-01	0
2013: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 401k membership
Total participants, beginning-of-year	2013-06-01	463
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	395
Number of retired or separated participants receiving benefits	2013-06-01	33
Number of other retired or separated participants entitled to future benefits	2013-06-01	32
Total of all active and inactive participants	2013-06-01	460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	10
Total participants	2013-06-01	470
Number of participants with account balances	2013-06-01	470
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
2012: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 401k membership
Total participants, beginning-of-year	2012-06-01	360
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	288
Number of retired or separated participants receiving benefits	2012-06-01	29
Number of other retired or separated participants entitled to future benefits	2012-06-01	136
Total of all active and inactive participants	2012-06-01	453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	10
Total participants	2012-06-01	463
Number of participants with account balances	2012-06-01	463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	0
2011: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 401k membership
Total participants, beginning-of-year	2011-06-01	347
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	274
Number of retired or separated participants receiving benefits	2011-06-01	24
Number of other retired or separated participants entitled to future benefits	2011-06-01	31
Total of all active and inactive participants	2011-06-01	329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-06-01	9
Total participants	2011-06-01	338
Number of participants with account balances	2011-06-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	0
2010: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2010 401k membership
Total participants, beginning-of-year	2010-06-01	437
Total number of active participants reported on line 7a of the Form 5500	2010-06-01	293
Number of retired or separated participants receiving benefits	2010-06-01	15
Number of other retired or separated participants entitled to future benefits	2010-06-01	33
Total of all active and inactive participants	2010-06-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-06-01	6
Total participants	2010-06-01	347
Number of participants with account balances	2010-06-01	347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-06-01	0
2009: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2009 401k membership
Total participants, beginning-of-year	2009-06-01	342
Total number of active participants reported on line 7a of the Form 5500	2009-06-01	351
Number of retired or separated participants receiving benefits	2009-06-01	9
Number of other retired or separated participants entitled to future benefits	2009-06-01	72
Total of all active and inactive participants	2009-06-01	432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-06-01	5
Total participants	2009-06-01	437
Number of participants with account balances	2009-06-01	437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-06-01	0

Financial Data on THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Measure	Date	Value
2023 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-05-31	$0
Total income from all sources (including contributions)	2023-05-31	$1,045,746
Total loss/gain on sale of assets	2023-05-31	$0
Total of all expenses incurred	2023-05-31	$2,320,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-05-31	$2,293,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-05-31	$670,907
Value of total assets at end of year	2023-05-31	$21,522,258
Value of total assets at beginning of year	2023-05-31	$22,796,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-05-31	$26,652
Total interest from all sources	2023-05-31	$174,795
Total dividends received (eg from common stock, registered investment company shares)	2023-05-31	$186,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-05-31	$186,026
Was this plan covered by a fidelity bond	2023-05-31	Yes
Value of fidelity bond cover	2023-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2023-05-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2023-05-31	$1,610
Other income not declared elsewhere	2023-05-31	$3,235
Administrative expenses (other) incurred	2023-05-31	$26,652
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-05-31	No
Value of net income/loss	2023-05-31	$-1,274,449
Value of net assets at end of year (total assets less liabilities)	2023-05-31	$21,522,258
Value of net assets at beginning of year (total assets less liabilities)	2023-05-31	$22,796,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-05-31	No
Were any leases to which the plan was party in default or uncollectible	2023-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-05-31	$14,722,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-05-31	$15,392,921
Value of interest in pooled separate accounts at end of year	2023-05-31	$342,603
Value of interest in pooled separate accounts at beginning of year	2023-05-31	$420,243
Interest earned on other investments	2023-05-31	$174,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-05-31	$6,449,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-05-31	$6,970,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-05-31	$39,079
Net investment gain/loss from pooled separate accounts	2023-05-31	$-28,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-05-31	No
Was there a failure to transmit to the plan any participant contributions	2023-05-31	No
Has the plan failed to provide any benefit when due under the plan	2023-05-31	No
Contributions received in cash from employer	2023-05-31	$669,297
Employer contributions (assets) at end of year	2023-05-31	$6,732
Employer contributions (assets) at beginning of year	2023-05-31	$12,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-05-31	$2,293,543
Did the plan have assets held for investment	2023-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-05-31	No
Opinion of an independent qualified public accountant for this plan	2023-05-31	Unqualified
Accountancy firm name	2023-05-31	FORVIS, LLP
Accountancy firm EIN	2023-05-31	440160260
2022 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-05-31	$0
Total income from all sources (including contributions)	2022-05-31	$-566,171
Total loss/gain on sale of assets	2022-05-31	$0
Total of all expenses incurred	2022-05-31	$1,792,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-05-31	$1,753,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-05-31	$646,970
Value of total assets at end of year	2022-05-31	$22,796,707
Value of total assets at beginning of year	2022-05-31	$25,155,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-05-31	$38,657
Total interest from all sources	2022-05-31	$155,158
Total dividends received (eg from common stock, registered investment company shares)	2022-05-31	$181,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-05-31	$181,076
Was this plan covered by a fidelity bond	2022-05-31	Yes
Value of fidelity bond cover	2022-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-05-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2022-05-31	$3,848
Other income not declared elsewhere	2022-05-31	$5,215
Administrative expenses (other) incurred	2022-05-31	$33,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-05-31	No
Value of net income/loss	2022-05-31	$-2,358,806
Value of net assets at end of year (total assets less liabilities)	2022-05-31	$22,796,707
Value of net assets at beginning of year (total assets less liabilities)	2022-05-31	$25,155,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-05-31	No
Were any leases to which the plan was party in default or uncollectible	2022-05-31	No
Investment advisory and management fees	2022-05-31	$5,269
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-05-31	$15,392,921
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-05-31	$17,576,998
Value of interest in pooled separate accounts at end of year	2022-05-31	$420,243
Value of interest in pooled separate accounts at beginning of year	2022-05-31	$329,786
Interest earned on other investments	2022-05-31	$155,158
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-05-31	$6,970,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-05-31	$7,237,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-05-31	$-1,634,278
Net investment gain/loss from pooled separate accounts	2022-05-31	$79,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-05-31	No
Was there a failure to transmit to the plan any participant contributions	2022-05-31	No
Has the plan failed to provide any benefit when due under the plan	2022-05-31	No
Contributions received in cash from employer	2022-05-31	$643,122
Employer contributions (assets) at end of year	2022-05-31	$12,860
Employer contributions (assets) at beginning of year	2022-05-31	$11,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-05-31	$1,753,978
Did the plan have assets held for investment	2022-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-05-31	No
Opinion of an independent qualified public accountant for this plan	2022-05-31	Unqualified
Accountancy firm name	2022-05-31	FORVIS (BKD), LLP
Accountancy firm EIN	2022-05-31	440160260
2021 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-05-31	$0
Total income from all sources (including contributions)	2021-05-31	$5,474,960
Total loss/gain on sale of assets	2021-05-31	$0
Total of all expenses incurred	2021-05-31	$2,124,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-05-31	$2,084,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-05-31	$679,249
Value of total assets at end of year	2021-05-31	$25,155,513
Value of total assets at beginning of year	2021-05-31	$21,804,756
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-05-31	$39,919
Total interest from all sources	2021-05-31	$174,470
Total dividends received (eg from common stock, registered investment company shares)	2021-05-31	$205,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-05-31	$205,818
Was this plan covered by a fidelity bond	2021-05-31	Yes
Value of fidelity bond cover	2021-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2021-05-31	$0
Minimum employer required contribution for this plan year	2021-05-31	$711,443
Amount contributed by the employer to the plan for this plan year	2021-05-31	$711,443
Were there any nonexempt tranactions with any party-in-interest	2021-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2021-05-31	$2,865
Other income not declared elsewhere	2021-05-31	$4,231
Administrative expenses (other) incurred	2021-05-31	$33,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-05-31	No
Value of net income/loss	2021-05-31	$3,350,757
Value of net assets at end of year (total assets less liabilities)	2021-05-31	$25,155,513
Value of net assets at beginning of year (total assets less liabilities)	2021-05-31	$21,804,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-05-31	No
Were any leases to which the plan was party in default or uncollectible	2021-05-31	No
Investment advisory and management fees	2021-05-31	$6,863
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-05-31	$17,576,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-05-31	$13,666,607
Value of interest in pooled separate accounts at end of year	2021-05-31	$329,786
Value of interest in pooled separate accounts at beginning of year	2021-05-31	$301,313
Interest earned on other investments	2021-05-31	$174,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-05-31	$7,237,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-05-31	$7,823,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-05-31	$4,396,359
Net investment gain/loss from pooled separate accounts	2021-05-31	$14,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-05-31	No
Was there a failure to transmit to the plan any participant contributions	2021-05-31	No
Has the plan failed to provide any benefit when due under the plan	2021-05-31	No
Contributions received in cash from employer	2021-05-31	$676,384
Employer contributions (assets) at end of year	2021-05-31	$11,272
Employer contributions (assets) at beginning of year	2021-05-31	$13,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-05-31	$2,084,284
Did the plan have assets held for investment	2021-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-05-31	No
Opinion of an independent qualified public accountant for this plan	2021-05-31	Unqualified
Accountancy firm name	2021-05-31	BKD, LLP
Accountancy firm EIN	2021-05-31	440160260
2020 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 401k financial data
Total income from all sources (including contributions)	2020-05-31	$2,297,295
Total of all expenses incurred	2020-05-31	$923,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-05-31	$888,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-05-31	$972,207
Value of total assets at end of year	2020-05-31	$21,804,756
Value of total assets at beginning of year	2020-05-31	$20,431,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-05-31	$34,977
Total interest from all sources	2020-05-31	$176,427
Total dividends received (eg from common stock, registered investment company shares)	2020-05-31	$210,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-05-31	$210,083
Was this plan covered by a fidelity bond	2020-05-31	Yes
Value of fidelity bond cover	2020-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-05-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2020-05-31	$1,599
Other income not declared elsewhere	2020-05-31	$1,780
Administrative expenses (other) incurred	2020-05-31	$28,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-31	No
Value of net income/loss	2020-05-31	$1,373,474
Value of net assets at end of year (total assets less liabilities)	2020-05-31	$21,804,756
Value of net assets at beginning of year (total assets less liabilities)	2020-05-31	$20,431,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-05-31	No
Were any leases to which the plan was party in default or uncollectible	2020-05-31	No
Investment advisory and management fees	2020-05-31	$5,546
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-05-31	$13,666,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-05-31	$12,793,223
Value of interest in pooled separate accounts at end of year	2020-05-31	$301,313
Value of interest in pooled separate accounts at beginning of year	2020-05-31	$232,817
Interest earned on other investments	2020-05-31	$176,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-05-31	$7,823,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-05-31	$7,353,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-05-31	$932,650
Net investment gain/loss from pooled separate accounts	2020-05-31	$4,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-05-31	No
Was there a failure to transmit to the plan any participant contributions	2020-05-31	No
Has the plan failed to provide any benefit when due under the plan	2020-05-31	No
Contributions received in cash from employer	2020-05-31	$970,608
Employer contributions (assets) at end of year	2020-05-31	$13,668
Employer contributions (assets) at beginning of year	2020-05-31	$51,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-05-31	$888,844
Contract administrator fees	2020-05-31	$440
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-05-31	No
Did the plan have assets held for investment	2020-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-05-31	Disclaimer
Accountancy firm name	2020-05-31	BKD, LLP
Accountancy firm EIN	2020-05-31	440160260
2019 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 401k financial data
Total transfer of assets to this plan	2019-05-31	$117,273
Total transfer of assets from this plan	2019-05-31	$117,273
Total income from all sources (including contributions)	2019-05-31	$1,292,121
Total of all expenses incurred	2019-05-31	$831,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-05-31	$793,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-05-31	$994,873
Value of total assets at end of year	2019-05-31	$20,431,282
Value of total assets at beginning of year	2019-05-31	$19,970,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-05-31	$37,892
Total interest from all sources	2019-05-31	$169,639
Total dividends received (eg from common stock, registered investment company shares)	2019-05-31	$190,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-05-31	$190,030
Was this plan covered by a fidelity bond	2019-05-31	Yes
Value of fidelity bond cover	2019-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2019-05-31	$0
Minimum employer required contribution for this plan year	2019-05-31	$945,776
Amount contributed by the employer to the plan for this plan year	2019-05-31	$945,776
Were there any nonexempt tranactions with any party-in-interest	2019-05-31	No
Administrative expenses (other) incurred	2019-05-31	$32,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-05-31	No
Value of net income/loss	2019-05-31	$460,964
Value of net assets at end of year (total assets less liabilities)	2019-05-31	$20,431,282
Value of net assets at beginning of year (total assets less liabilities)	2019-05-31	$19,970,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-05-31	No
Were any leases to which the plan was party in default or uncollectible	2019-05-31	No
Investment advisory and management fees	2019-05-31	$5,385
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-05-31	$12,793,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-05-31	$12,453,345
Value of interest in pooled separate accounts at end of year	2019-05-31	$232,817
Value of interest in pooled separate accounts at beginning of year	2019-05-31	$208,054
Interest earned on other investments	2019-05-31	$169,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-05-31	$7,353,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-05-31	$7,293,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-05-31	$-74,100
Net investment gain/loss from pooled separate accounts	2019-05-31	$11,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-05-31	No
Was there a failure to transmit to the plan any participant contributions	2019-05-31	No
Has the plan failed to provide any benefit when due under the plan	2019-05-31	No
Contributions received in cash from employer	2019-05-31	$994,873
Employer contributions (assets) at end of year	2019-05-31	$51,244
Employer contributions (assets) at beginning of year	2019-05-31	$15,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-05-31	$793,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-05-31	No
Did the plan have assets held for investment	2019-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-05-31	Disclaimer
Accountancy firm name	2019-05-31	BKD, LLP
Accountancy firm EIN	2019-05-31	440160260
2018 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 401k financial data
Total transfer of assets from this plan	2018-05-31	$27,850
Total income from all sources (including contributions)	2018-05-31	$2,490,278
Total of all expenses incurred	2018-05-31	$968,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-05-31	$934,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-05-31	$988,943
Value of total assets at end of year	2018-05-31	$19,954,664
Value of total assets at beginning of year	2018-05-31	$18,460,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-05-31	$34,050
Total interest from all sources	2018-05-31	$159,367
Total dividends received (eg from common stock, registered investment company shares)	2018-05-31	$156,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-05-31	$156,693
Was this plan covered by a fidelity bond	2018-05-31	Yes
Value of fidelity bond cover	2018-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2018-05-31	$47,752
Administrative expenses (other) incurred	2018-05-31	$27,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-05-31	No
Value of net income/loss	2018-05-31	$1,522,179
Value of net assets at end of year (total assets less liabilities)	2018-05-31	$19,954,664
Value of net assets at beginning of year (total assets less liabilities)	2018-05-31	$18,460,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-05-31	No
Were any leases to which the plan was party in default or uncollectible	2018-05-31	No
Investment advisory and management fees	2018-05-31	$6,476
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-05-31	$12,453,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-05-31	$7,356,986
Value of interest in pooled separate accounts at end of year	2018-05-31	$208,053
Value of interest in pooled separate accounts at beginning of year	2018-05-31	$190,427
Interest earned on other investments	2018-05-31	$159,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-05-31	$7,293,266
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-05-31	$10,897,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-05-31	$1,185,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-05-31	No
Was there a failure to transmit to the plan any participant contributions	2018-05-31	No
Has the plan failed to provide any benefit when due under the plan	2018-05-31	No
Contributions received in cash from employer	2018-05-31	$941,191
Employer contributions (assets) at end of year	2018-05-31	$0
Employer contributions (assets) at beginning of year	2018-05-31	$15,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-05-31	$934,049
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-05-31	No
Did the plan have assets held for investment	2018-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-05-31	Disclaimer
Accountancy firm name	2018-05-31	BDK, LLP
Accountancy firm EIN	2018-05-31	440160260
2017 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 401k financial data
Total income from all sources (including contributions)	2017-05-31	$2,388,107
Total of all expenses incurred	2017-05-31	$811,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-05-31	$799,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-05-31	$905,528
Value of total assets at end of year	2017-05-31	$18,460,335
Value of total assets at beginning of year	2017-05-31	$16,883,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-05-31	$11,810
Total interest from all sources	2017-05-31	$164,157
Total dividends received (eg from common stock, registered investment company shares)	2017-05-31	$141,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-05-31	$141,498
Was this plan covered by a fidelity bond	2017-05-31	Yes
Value of fidelity bond cover	2017-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-05-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-05-31	No
Administrative expenses (other) incurred	2017-05-31	$6,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-05-31	No
Value of net income/loss	2017-05-31	$1,576,667
Value of net assets at end of year (total assets less liabilities)	2017-05-31	$18,460,335
Value of net assets at beginning of year (total assets less liabilities)	2017-05-31	$16,883,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-05-31	No
Were any leases to which the plan was party in default or uncollectible	2017-05-31	No
Investment advisory and management fees	2017-05-31	$5,075
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-05-31	$7,356,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-05-31	$9,196,466
Value of interest in pooled separate accounts at end of year	2017-05-31	$190,427
Value of interest in pooled separate accounts at beginning of year	2017-05-31	$170,178
Interest earned on other investments	2017-05-31	$164,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-05-31	$10,897,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-05-31	$7,517,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-05-31	$1,176,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-05-31	No
Was there a failure to transmit to the plan any participant contributions	2017-05-31	No
Has the plan failed to provide any benefit when due under the plan	2017-05-31	No
Contributions received in cash from employer	2017-05-31	$905,528
Employer contributions (assets) at end of year	2017-05-31	$15,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-05-31	$799,630
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-05-31	No
Did the plan have assets held for investment	2017-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-05-31	Disclaimer
Accountancy firm name	2017-05-31	BKD, LLP
Accountancy firm EIN	2017-05-31	440160260
2016 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 401k financial data
Total transfer of assets from this plan	2016-05-31	$351
Total income from all sources (including contributions)	2016-05-31	$914,463
Total of all expenses incurred	2016-05-31	$1,686,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-05-31	$1,656,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-05-31	$903,616
Value of total assets at end of year	2016-05-31	$16,883,668
Value of total assets at beginning of year	2016-05-31	$17,656,336
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-05-31	$30,338
Total interest from all sources	2016-05-31	$161,356
Total dividends received (eg from common stock, registered investment company shares)	2016-05-31	$127,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-05-31	$127,285
Was this plan covered by a fidelity bond	2016-05-31	Yes
Value of fidelity bond cover	2016-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2016-05-31	$0
Minimum employer required contribution for this plan year	2016-05-31	$876,569
Amount contributed by the employer to the plan for this plan year	2016-05-31	$876,569
Were there any nonexempt tranactions with any party-in-interest	2016-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2016-05-31	$27,047
Administrative expenses (other) incurred	2016-05-31	$25,338
Total non interest bearing cash at beginning of year	2016-05-31	$16,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-05-31	No
Value of net income/loss	2016-05-31	$-772,317
Value of net assets at end of year (total assets less liabilities)	2016-05-31	$16,883,668
Value of net assets at beginning of year (total assets less liabilities)	2016-05-31	$17,656,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-05-31	No
Were any leases to which the plan was party in default or uncollectible	2016-05-31	No
Investment advisory and management fees	2016-05-31	$5,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-05-31	$9,196,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-05-31	$9,581,176
Value of interest in pooled separate accounts at end of year	2016-05-31	$170,178
Value of interest in pooled separate accounts at beginning of year	2016-05-31	$143,254
Interest earned on other investments	2016-05-31	$161,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-05-31	$7,517,024
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-05-31	$7,915,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-05-31	$-280,494
Net investment gain/loss from pooled separate accounts	2016-05-31	$2,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-05-31	No
Was there a failure to transmit to the plan any participant contributions	2016-05-31	No
Has the plan failed to provide any benefit when due under the plan	2016-05-31	No
Contributions received in cash from employer	2016-05-31	$876,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-05-31	$1,656,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-05-31	No
Did the plan have assets held for investment	2016-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-05-31	Disclaimer
Accountancy firm name	2016-05-31	BKD, LLP
Accountancy firm EIN	2016-05-31	440160260
2015 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 401k financial data
Total income from all sources (including contributions)	2015-05-31	$1,935,591
Total of all expenses incurred	2015-05-31	$1,054,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-05-31	$1,036,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-05-31	$992,219
Value of total assets at end of year	2015-05-31	$17,656,336
Value of total assets at beginning of year	2015-05-31	$16,774,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-05-31	$17,880
Total interest from all sources	2015-05-31	$108,153
Total dividends received (eg from common stock, registered investment company shares)	2015-05-31	$237,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-05-31	$237,401
Was this plan covered by a fidelity bond	2015-05-31	Yes
Value of fidelity bond cover	2015-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2015-05-31	$0
Minimum employer required contribution for this plan year	2015-05-31	$992,219
Amount contributed by the employer to the plan for this plan year	2015-05-31	$992,219
Were there any nonexempt tranactions with any party-in-interest	2015-05-31	No
Administrative expenses (other) incurred	2015-05-31	$12,880
Total non interest bearing cash at end of year	2015-05-31	$16,746
Total non interest bearing cash at beginning of year	2015-05-31	$5,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-31	No
Value of net income/loss	2015-05-31	$881,567
Value of net assets at end of year (total assets less liabilities)	2015-05-31	$17,656,336
Value of net assets at beginning of year (total assets less liabilities)	2015-05-31	$16,774,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-05-31	No
Were any leases to which the plan was party in default or uncollectible	2015-05-31	No
Investment advisory and management fees	2015-05-31	$5,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-05-31	$9,581,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-05-31	$9,239,941
Value of interest in pooled separate accounts at end of year	2015-05-31	$143,254
Value of interest in pooled separate accounts at beginning of year	2015-05-31	$124,997
Interest earned on other investments	2015-05-31	$108,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-05-31	$7,915,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-05-31	$7,404,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-05-31	$594,919
Net investment gain/loss from pooled separate accounts	2015-05-31	$2,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-05-31	No
Was there a failure to transmit to the plan any participant contributions	2015-05-31	No
Has the plan failed to provide any benefit when due under the plan	2015-05-31	No
Contributions received in cash from employer	2015-05-31	$992,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-05-31	$1,036,144
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-05-31	No
Did the plan have assets held for investment	2015-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-05-31	Disclaimer
Accountancy firm name	2015-05-31	BKD, LLP
Accountancy firm EIN	2015-05-31	440160260
2014 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 401k financial data
Total income from all sources (including contributions)	2014-05-31	$2,369,727
Total of all expenses incurred	2014-05-31	$974,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-05-31	$973,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-05-31	$1,007,634
Value of total assets at end of year	2014-05-31	$16,774,769
Value of total assets at beginning of year	2014-05-31	$15,379,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-05-31	$1,405
Total interest from all sources	2014-05-31	$222,341
Total dividends received (eg from common stock, registered investment company shares)	2014-05-31	$105,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-05-31	$105,084
Was this plan covered by a fidelity bond	2014-05-31	Yes
Value of fidelity bond cover	2014-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-05-31	$0
Minimum employer required contribution for this plan year	2014-05-31	$997,965
Amount contributed by the employer to the plan for this plan year	2014-05-31	$997,965
Were there any nonexempt tranactions with any party-in-interest	2014-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-05-31	$9,669
Administrative expenses (other) incurred	2014-05-31	$155
Total non interest bearing cash at end of year	2014-05-31	$5,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-31	No
Value of net income/loss	2014-05-31	$1,394,894
Value of net assets at end of year (total assets less liabilities)	2014-05-31	$16,774,769
Value of net assets at beginning of year (total assets less liabilities)	2014-05-31	$15,379,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-05-31	No
Were any leases to which the plan was party in default or uncollectible	2014-05-31	No
Investment advisory and management fees	2014-05-31	$1,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-05-31	$9,239,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-05-31	$7,910,049
Value of interest in pooled separate accounts at end of year	2014-05-31	$124,997
Value of interest in pooled separate accounts at beginning of year	2014-05-31	$92,717
Interest earned on other investments	2014-05-31	$222,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-05-31	$7,404,766
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-05-31	$7,377,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-05-31	$1,023,454
Net investment gain/loss from pooled separate accounts	2014-05-31	$11,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-05-31	No
Was there a failure to transmit to the plan any participant contributions	2014-05-31	No
Has the plan failed to provide any benefit when due under the plan	2014-05-31	No
Contributions received in cash from employer	2014-05-31	$997,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-05-31	$973,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-05-31	No
Did the plan have assets held for investment	2014-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-05-31	Disclaimer
Accountancy firm name	2014-05-31	BKD, LLP
Accountancy firm EIN	2014-05-31	440160260
2013 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 401k financial data
Total income from all sources (including contributions)	2013-05-31	$2,451,605
Total of all expenses incurred	2013-05-31	$829,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-31	$829,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-31	$1,014,792
Value of total assets at end of year	2013-05-31	$15,379,875
Value of total assets at beginning of year	2013-05-31	$13,757,697
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-31	$139
Total interest from all sources	2013-05-31	$219,966
Total dividends received (eg from common stock, registered investment company shares)	2013-05-31	$111,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-05-31	$111,211
Was this plan covered by a fidelity bond	2013-05-31	Yes
Value of fidelity bond cover	2013-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-05-31	$0
Minimum employer required contribution for this plan year	2013-05-31	$982,237
Amount contributed by the employer to the plan for this plan year	2013-05-31	$982,237
Were there any nonexempt tranactions with any party-in-interest	2013-05-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-05-31	$32,555
Administrative expenses (other) incurred	2013-05-31	$139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Value of net income/loss	2013-05-31	$1,622,178
Value of net assets at end of year (total assets less liabilities)	2013-05-31	$15,379,875
Value of net assets at beginning of year (total assets less liabilities)	2013-05-31	$13,757,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-31	No
Were any leases to which the plan was party in default or uncollectible	2013-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-05-31	$7,910,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-31	$6,462,821
Value of interest in pooled separate accounts at end of year	2013-05-31	$92,717
Value of interest in pooled separate accounts at beginning of year	2013-05-31	$75,433
Interest earned on other investments	2013-05-31	$219,966
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-05-31	$7,377,109
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-05-31	$7,219,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-31	$1,098,326
Net investment gain/loss from pooled separate accounts	2013-05-31	$7,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-31	No
Was there a failure to transmit to the plan any participant contributions	2013-05-31	No
Has the plan failed to provide any benefit when due under the plan	2013-05-31	No
Contributions received in cash from employer	2013-05-31	$982,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-31	$829,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-05-31	No
Did the plan have assets held for investment	2013-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-31	Disclaimer
Accountancy firm name	2013-05-31	PARENTEBEARD, LLC
Accountancy firm EIN	2013-05-31	232932984
2012 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 401k financial data
Total income from all sources (including contributions)	2012-05-31	$951,128
Total of all expenses incurred	2012-05-31	$1,625,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-05-31	$1,625,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-05-31	$906,353
Value of total assets at end of year	2012-05-31	$13,757,697
Value of total assets at beginning of year	2012-05-31	$14,431,905
Total interest from all sources	2012-05-31	$235,139
Total dividends received (eg from common stock, registered investment company shares)	2012-05-31	$79,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-05-31	$79,156
Was this plan covered by a fidelity bond	2012-05-31	Yes
Value of fidelity bond cover	2012-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-05-31	$0
Minimum employer required contribution for this plan year	2012-05-31	$1,002,947
Amount contributed by the employer to the plan for this plan year	2012-05-31	$1,002,947
Were there any nonexempt tranactions with any party-in-interest	2012-05-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Value of net income/loss	2012-05-31	$-674,208
Value of net assets at end of year (total assets less liabilities)	2012-05-31	$13,757,697
Value of net assets at beginning of year (total assets less liabilities)	2012-05-31	$14,431,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-05-31	No
Were any leases to which the plan was party in default or uncollectible	2012-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-05-31	$6,462,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-05-31	$6,760,053
Value of interest in pooled separate accounts at end of year	2012-05-31	$75,433
Value of interest in pooled separate accounts at beginning of year	2012-05-31	$55,834
Interest earned on other investments	2012-05-31	$235,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-05-31	$7,219,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-05-31	$7,582,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-05-31	$-276,191
Net investment gain/loss from pooled separate accounts	2012-05-31	$6,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-05-31	No
Was there a failure to transmit to the plan any participant contributions	2012-05-31	No
Has the plan failed to provide any benefit when due under the plan	2012-05-31	No
Contributions received in cash from employer	2012-05-31	$906,353
Employer contributions (assets) at beginning of year	2012-05-31	$33,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-05-31	$1,625,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-05-31	No
Did the plan have assets held for investment	2012-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-05-31	Disclaimer
Accountancy firm name	2012-05-31	PARENTEBEARD, LLC
Accountancy firm EIN	2012-05-31	232932984
2011 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 401k financial data
Total income from all sources (including contributions)	2011-05-31	$2,309,796
Total of all expenses incurred	2011-05-31	$545,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-05-31	$545,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-05-31	$886,337
Value of total assets at end of year	2011-05-31	$14,431,905
Value of total assets at beginning of year	2011-05-31	$12,667,971
Total interest from all sources	2011-05-31	$273,106
Total dividends received (eg from common stock, registered investment company shares)	2011-05-31	$81,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-05-31	$81,112
Was this plan covered by a fidelity bond	2011-05-31	Yes
Value of fidelity bond cover	2011-05-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-05-31	$0
Minimum employer required contribution for this plan year	2011-05-31	$879,728
Amount contributed by the employer to the plan for this plan year	2011-05-31	$879,728
Were there any nonexempt tranactions with any party-in-interest	2011-05-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-05-31	No
Value of net income/loss	2011-05-31	$1,763,934
Value of net assets at end of year (total assets less liabilities)	2011-05-31	$14,431,905
Value of net assets at beginning of year (total assets less liabilities)	2011-05-31	$12,667,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-05-31	No
Were any leases to which the plan was party in default or uncollectible	2011-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-05-31	$6,760,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-05-31	$5,380,659
Value of interest in pooled separate accounts at end of year	2011-05-31	$55,834
Value of interest in pooled separate accounts at beginning of year	2011-05-31	$36,227
Interest earned on other investments	2011-05-31	$273,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-05-31	$7,582,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-05-31	$7,184,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-05-31	$1,060,294
Net investment gain/loss from pooled separate accounts	2011-05-31	$8,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-05-31	No
Was there a failure to transmit to the plan any participant contributions	2011-05-31	No
Has the plan failed to provide any benefit when due under the plan	2011-05-31	No
Contributions received in cash from employer	2011-05-31	$886,337
Employer contributions (assets) at end of year	2011-05-31	$33,819
Employer contributions (assets) at beginning of year	2011-05-31	$66,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-05-31	$545,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-05-31	No
Did the plan have assets held for investment	2011-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-05-31	Disclaimer
Accountancy firm name	2011-05-31	PARENTEBEARD, LLC
Accountancy firm EIN	2011-05-31	232932984
2010 : THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-05-31	$0
Minimum employer required contribution for this plan year	2010-05-31	$778,934
Amount contributed by the employer to the plan for this plan year	2010-05-31	$778,934

Form 5500 Responses for THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON

2022: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2022 form 5500 responses
2022-06-01	Type of plan entity	Single employer plan
2022-06-01	Submission has been amended	No
2022-06-01	This submission is the final filing	No
2022-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-06-01	Plan is a collectively bargained plan	Yes
2022-06-01	Plan funding arrangement – Insurance	Yes
2022-06-01	Plan funding arrangement – Trust	Yes
2022-06-01	Plan benefit arrangement – Insurance	Yes
2022-06-01	Plan benefit arrangement - Trust	Yes
2021: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 form 5500 responses
2021-06-01	Type of plan entity	Single employer plan
2021-06-01	Submission has been amended	No
2021-06-01	This submission is the final filing	No
2021-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-06-01	Plan is a collectively bargained plan	Yes
2021-06-01	Plan funding arrangement – Insurance	Yes
2021-06-01	Plan funding arrangement – Trust	Yes
2021-06-01	Plan benefit arrangement – Insurance	Yes
2021-06-01	Plan benefit arrangement - Trust	Yes
2020: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 form 5500 responses
2020-06-01	Type of plan entity	Single employer plan
2020-06-01	Submission has been amended	No
2020-06-01	This submission is the final filing	No
2020-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-06-01	Plan is a collectively bargained plan	Yes
2020-06-01	Plan funding arrangement – Insurance	Yes
2020-06-01	Plan funding arrangement – Trust	Yes
2020-06-01	Plan benefit arrangement – Insurance	Yes
2020-06-01	Plan benefit arrangement - Trust	Yes
2019: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 form 5500 responses
2019-06-01	Type of plan entity	Single employer plan
2019-06-01	Plan funding arrangement – Insurance	Yes
2019-06-01	Plan funding arrangement – Trust	Yes
2019-06-01	Plan benefit arrangement – Insurance	Yes
2019-06-01	Plan benefit arrangement - Trust	Yes
2018: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 form 5500 responses
2018-06-01	Type of plan entity	Single employer plan
2018-06-01	Plan funding arrangement – Insurance	Yes
2018-06-01	Plan funding arrangement – Trust	Yes
2018-06-01	Plan benefit arrangement – Insurance	Yes
2018-06-01	Plan benefit arrangement - Trust	Yes
2017: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 form 5500 responses
2017-06-01	Type of plan entity	Single employer plan
2017-06-01	Submission has been amended	Yes
2017-06-01	Plan funding arrangement – Insurance	Yes
2017-06-01	Plan funding arrangement – Trust	Yes
2017-06-01	Plan benefit arrangement – Insurance	Yes
2017-06-01	Plan benefit arrangement - Trust	Yes
2016: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 form 5500 responses
2016-06-01	Type of plan entity	Single employer plan
2016-06-01	Plan funding arrangement – Insurance	Yes
2016-06-01	Plan funding arrangement – Trust	Yes
2016-06-01	Plan benefit arrangement – Insurance	Yes
2016-06-01	Plan benefit arrangement - Trust	Yes
2015: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 form 5500 responses
2015-06-01	Type of plan entity	Single employer plan
2015-06-01	Plan funding arrangement – Insurance	Yes
2015-06-01	Plan funding arrangement – Trust	Yes
2015-06-01	Plan benefit arrangement – Insurance	Yes
2015-06-01	Plan benefit arrangement - Trust	Yes
2014: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 form 5500 responses
2014-06-01	Type of plan entity	Single employer plan
2014-06-01	Plan funding arrangement – Insurance	Yes
2014-06-01	Plan funding arrangement – Trust	Yes
2014-06-01	Plan benefit arrangement – Insurance	Yes
2014-06-01	Plan benefit arrangement - Trust	Yes
2013: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Plan funding arrangement – Insurance	Yes
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement – Insurance	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2012: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	Plan funding arrangement – Insurance	Yes
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement – Insurance	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	Yes
2011-06-01	Plan funding arrangement – Insurance	Yes
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement – Insurance	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes
2010: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2010 form 5500 responses
2010-06-01	Type of plan entity	Single employer plan
2010-06-01	Plan funding arrangement – Insurance	Yes
2010-06-01	Plan funding arrangement – Trust	Yes
2010-06-01	Plan benefit arrangement – Insurance	Yes
2010-06-01	Plan benefit arrangement - Trust	Yes
2009: THE RETIREMENT PLAN FOR CLERICAL AND MAINTENANCE EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2009 form 5500 responses
2009-06-01	Type of plan entity	Single employer plan
2009-06-01	Plan funding arrangement – Insurance	Yes
2009-06-01	Plan funding arrangement – Trust	Yes
2009-06-01	Plan benefit arrangement – Insurance	Yes
2009-06-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	216
Insurance policy start date	2022-06-01
Insurance policy end date	2023-05-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	233
Insurance policy start date	2022-06-01
Insurance policy end date	2023-05-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	216
Insurance policy start date	2022-06-01
Insurance policy end date	2023-05-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	236
Insurance policy start date	2021-06-01
Insurance policy end date	2022-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	182
Insurance policy start date	2021-06-01
Insurance policy end date	2022-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	236
Insurance policy start date	2021-06-01
Insurance policy end date	2022-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	283
Insurance policy start date	2020-06-01
Insurance policy end date	2021-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	185
Insurance policy start date	2020-06-01
Insurance policy end date	2021-05-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	283
Insurance policy start date	2020-06-01
Insurance policy end date	2021-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	298
Insurance policy start date	2019-06-01
Insurance policy end date	2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	181
Insurance policy start date	2019-06-01
Insurance policy end date	2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	298
Insurance policy start date	2019-06-01
Insurance policy end date	2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	295
Insurance policy start date	2018-06-01
Insurance policy end date	2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	178
Insurance policy start date	2018-06-01
Insurance policy end date	2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	295
Insurance policy start date	2018-06-01
Insurance policy end date	2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	311
Insurance policy start date	2017-06-01
Insurance policy end date	2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	153
Insurance policy start date	2017-06-01
Insurance policy end date	2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	311
Insurance policy start date	2017-06-01
Insurance policy end date	2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	308
Insurance policy start date	2015-06-01
Insurance policy end date	2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	139
Insurance policy start date	2015-06-01
Insurance policy end date	2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	308
Insurance policy start date	2015-06-01
Insurance policy end date	2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	141
Insurance policy start date	2014-06-01
Insurance policy end date	2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	328
Insurance policy start date	2014-06-01
Insurance policy end date	2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	328
Insurance policy start date	2014-06-01
Insurance policy end date	2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	339
Insurance policy start date	2013-06-01
Insurance policy end date	2014-05-31
Total amount of commissions paid to insurance broker	USD $7,363
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,363
Insurance broker organization code?	3
Insurance broker name	AXA ADVISORS, LLC

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	131
Insurance policy start date	2013-06-01
Insurance policy end date	2014-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	120
Insurance policy start date	2012-06-01
Insurance policy end date	2013-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	344
Insurance policy start date	2012-06-01
Insurance policy end date	2013-05-31
Total amount of commissions paid to insurance broker	USD $11,966
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,649
Insurance broker organization code?	3
Insurance broker name	AXA ADVISORS, LLC

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	99
Insurance policy start date	2011-06-01
Insurance policy end date	2012-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	338
Insurance policy start date	2011-06-01
Insurance policy end date	2012-05-31
Total amount of commissions paid to insurance broker	USD $11,311
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

150398

Policy instance

Insurance contract or identification number	150398
Number of Individuals Covered	91
Insurance policy start date	2010-06-01
Insurance policy end date	2011-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

MP31333

Policy instance

Insurance contract or identification number	MP31333
Number of Individuals Covered	347
Insurance policy start date	2010-06-01
Insurance policy end date	2011-05-31
Total amount of commissions paid to insurance broker	USD $11,362
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	UNIVERSITY OF SCRANTON
Employer identification number (EIN):	240795495
NAIC Classification:	611000