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THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 401k Plan overview

Plan NameTHE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON
Plan identification number 002

THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF SCRANTON has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF SCRANTON
Employer identification number (EIN):240795495
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-06-01
0022020-06-01
0022019-06-01
0022018-06-01
0022017-06-01PATRICIA TETREAULT
0022017-06-01
0022016-06-01PATRICIA TETREAULT
0022015-06-01PATRICIA TETREAULT
0022014-06-01PATRICIA TETREAULT
0022013-06-01PATRICIA TETREAULT
0022012-06-01PATRICIA TETREAULT
0022011-06-01PATRICIA TETREAULT PATRICIA DAY2013-03-11
0022009-06-01PATRICIA TETREAULT PATRICIA DAY2011-03-15

Plan Statistics for THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON

401k plan membership statisitcs for THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Measure Date Value
2021: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 401k membership
Total participants, beginning-of-year2021-06-01937
Total number of active participants reported on line 7a of the Form 55002021-06-01595
Number of retired or separated participants receiving benefits2021-06-0114
Number of other retired or separated participants entitled to future benefits2021-06-01348
Total of all active and inactive participants2021-06-01957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-06-0115
Total participants2021-06-01972
Number of participants with account balances2021-06-01955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-06-010
2020: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 401k membership
Total participants, beginning-of-year2020-06-01948
Total number of active participants reported on line 7a of the Form 55002020-06-01738
Number of retired or separated participants receiving benefits2020-06-0112
Number of other retired or separated participants entitled to future benefits2020-06-01183
Total of all active and inactive participants2020-06-01933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-06-014
Total participants2020-06-01937
Number of participants with account balances2020-06-01937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-06-010
2019: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 401k membership
Total participants, beginning-of-year2019-06-01969
Total number of active participants reported on line 7a of the Form 55002019-06-01572
Number of retired or separated participants receiving benefits2019-06-0113
Number of other retired or separated participants entitled to future benefits2019-06-01362
Total of all active and inactive participants2019-06-01947
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-06-011
Total participants2019-06-01948
Number of participants with account balances2019-06-01948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-06-010
2018: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 401k membership
Total participants, beginning-of-year2018-06-011,095
Total number of active participants reported on line 7a of the Form 55002018-06-01755
Number of retired or separated participants receiving benefits2018-06-0113
Number of other retired or separated participants entitled to future benefits2018-06-01170
Total of all active and inactive participants2018-06-01938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-06-011
Total participants2018-06-01939
Number of participants with account balances2018-06-01936
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-06-010
2017: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 401k membership
Total participants, beginning-of-year2017-06-01978
Total number of active participants reported on line 7a of the Form 55002017-06-01879
Number of retired or separated participants receiving benefits2017-06-0110
Number of other retired or separated participants entitled to future benefits2017-06-01147
Total of all active and inactive participants2017-06-011,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-06-011
Total participants2017-06-011,037
Number of participants with account balances2017-06-01913
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-06-010
2016: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 401k membership
Total participants, beginning-of-year2016-06-01997
Total number of active participants reported on line 7a of the Form 55002016-06-01613
Number of retired or separated participants receiving benefits2016-06-0111
Number of other retired or separated participants entitled to future benefits2016-06-01281
Total of all active and inactive participants2016-06-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-012
Total participants2016-06-01907
Number of participants with account balances2016-06-01907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-010
2015: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 401k membership
Total participants, beginning-of-year2015-06-01906
Total number of active participants reported on line 7a of the Form 55002015-06-01584
Number of retired or separated participants receiving benefits2015-06-019
Number of other retired or separated participants entitled to future benefits2015-06-01133
Total of all active and inactive participants2015-06-01726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-012
Total participants2015-06-01728
Number of participants with account balances2015-06-01883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-010
2014: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 401k membership
Total participants, beginning-of-year2014-06-01858
Total number of active participants reported on line 7a of the Form 55002014-06-01573
Number of retired or separated participants receiving benefits2014-06-018
Number of other retired or separated participants entitled to future benefits2014-06-01282
Total of all active and inactive participants2014-06-01863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-012
Total participants2014-06-01865
Number of participants with account balances2014-06-01865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-010
2013: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 401k membership
Total participants, beginning-of-year2013-06-01826
Total number of active participants reported on line 7a of the Form 55002013-06-01663
Number of retired or separated participants receiving benefits2013-06-019
Number of other retired or separated participants entitled to future benefits2013-06-01145
Total of all active and inactive participants2013-06-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-014
Total participants2013-06-01821
Number of participants with account balances2013-06-01821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-010
2012: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 401k membership
Total participants, beginning-of-year2012-06-01601
Total number of active participants reported on line 7a of the Form 55002012-06-01556
Number of retired or separated participants receiving benefits2012-06-0111
Number of other retired or separated participants entitled to future benefits2012-06-01144
Total of all active and inactive participants2012-06-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-014
Total participants2012-06-01715
Number of participants with account balances2012-06-01826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-010
2011: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 401k membership
Total participants, beginning-of-year2011-06-01559
Total number of active participants reported on line 7a of the Form 55002011-06-01526
Number of retired or separated participants receiving benefits2011-06-018
Number of other retired or separated participants entitled to future benefits2011-06-0127
Total of all active and inactive participants2011-06-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-014
Total participants2011-06-01565
Number of participants with account balances2011-06-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-010
2009: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2009 401k membership
Total participants, beginning-of-year2009-06-01532
Total number of active participants reported on line 7a of the Form 55002009-06-01498
Number of retired or separated participants receiving benefits2009-06-014
Number of other retired or separated participants entitled to future benefits2009-06-01244
Total of all active and inactive participants2009-06-01746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-014
Total participants2009-06-01750
Number of participants with account balances2009-06-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-010

Financial Data on THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON

Measure Date Value
2022 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-05-31$0
Total income from all sources (including contributions)2022-05-31$-1,106,503
Total loss/gain on sale of assets2022-05-31$0
Total of all expenses incurred2022-05-31$6,130,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-05-31$6,043,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-05-31$5,083,301
Value of total assets at end of year2022-05-31$126,821,556
Value of total assets at beginning of year2022-05-31$134,058,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-05-31$87,621
Total interest from all sources2022-05-31$766,310
Total dividends received (eg from common stock, registered investment company shares)2022-05-31$426,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-05-31$426,931
Was this plan covered by a fidelity bond2022-05-31Yes
Value of fidelity bond cover2022-05-31$5,000,000
If this is an individual account plan, was there a blackout period2022-05-31No
Were there any nonexempt tranactions with any party-in-interest2022-05-31No
Assets. Other investments not covered elsewhere at end of year2022-05-31$388,294
Assets. Other investments not covered elsewhere at beginning of year2022-05-31$370,404
Income. Received or receivable in cash from other sources (including rollovers)2022-05-31$848,208
Other income not declared elsewhere2022-05-31$81,101
Administrative expenses (other) incurred2022-05-31$69,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-05-31No
Value of net income/loss2022-05-31$-7,237,243
Value of net assets at end of year (total assets less liabilities)2022-05-31$126,821,556
Value of net assets at beginning of year (total assets less liabilities)2022-05-31$134,058,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-05-31No
Were any leases to which the plan was party in default or uncollectible2022-05-31No
Investment advisory and management fees2022-05-31$18,441
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-05-31$94,638,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-05-31$103,296,012
Value of interest in pooled separate accounts at end of year2022-05-31$5,372,218
Value of interest in pooled separate accounts at beginning of year2022-05-31$4,343,200
Interest earned on other investments2022-05-31$766,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-05-31$26,420,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-05-31$26,048,331
Expenses. Payments to insurance carriers foe the provision of benefits2022-05-31$455,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-05-31$-8,509,152
Net investment gain/loss from pooled separate accounts2022-05-31$1,045,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-05-31No
Was there a failure to transmit to the plan any participant contributions2022-05-31No
Has the plan failed to provide any benefit when due under the plan2022-05-31No
Contributions received in cash from employer2022-05-31$4,235,093
Employer contributions (assets) at end of year2022-05-31$2,094
Employer contributions (assets) at beginning of year2022-05-31$852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-05-31$5,587,279
Did the plan have assets held for investment2022-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-05-31No
Opinion of an independent qualified public accountant for this plan2022-05-31Unqualified
Accountancy firm name2022-05-31FORVIS (BDK), LLP
Accountancy firm EIN2022-05-31440160260
2021 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total income from all sources (including contributions)2021-05-31$31,483,282
Total loss/gain on sale of assets2021-05-31$0
Total of all expenses incurred2021-05-31$6,313,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-05-31$6,221,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-05-31$4,205,672
Value of total assets at end of year2021-05-31$134,058,799
Value of total assets at beginning of year2021-05-31$108,889,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-05-31$92,471
Total interest from all sources2021-05-31$801,820
Total dividends received (eg from common stock, registered investment company shares)2021-05-31$429,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-05-31$429,500
Was this plan covered by a fidelity bond2021-05-31Yes
Value of fidelity bond cover2021-05-31$5,000,000
If this is an individual account plan, was there a blackout period2021-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-05-31$0
Funding deficiency by the employer to the plan for this plan year2021-05-31$0
Minimum employer required contribution for this plan year2021-05-31$4,508,346
Amount contributed by the employer to the plan for this plan year2021-05-31$4,508,346
Were there any nonexempt tranactions with any party-in-interest2021-05-31No
Assets. Other investments not covered elsewhere at end of year2021-05-31$370,404
Assets. Other investments not covered elsewhere at beginning of year2021-05-31$310,795
Income. Received or receivable in cash from other sources (including rollovers)2021-05-31$17,143
Other income not declared elsewhere2021-05-31$67,173
Administrative expenses (other) incurred2021-05-31$68,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Value of net income/loss2021-05-31$25,169,681
Value of net assets at end of year (total assets less liabilities)2021-05-31$134,058,799
Value of net assets at beginning of year (total assets less liabilities)2021-05-31$108,889,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-05-31No
Were any leases to which the plan was party in default or uncollectible2021-05-31No
Investment advisory and management fees2021-05-31$24,075
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-05-31$103,296,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-05-31$77,848,919
Value of interest in pooled separate accounts at end of year2021-05-31$4,343,200
Value of interest in pooled separate accounts at beginning of year2021-05-31$4,007,907
Interest earned on other investments2021-05-31$801,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-05-31$26,048,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-05-31$26,718,982
Expenses. Payments to insurance carriers foe the provision of benefits2021-05-31$656,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-05-31$25,783,597
Net investment gain/loss from pooled separate accounts2021-05-31$195,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-05-31No
Was there a failure to transmit to the plan any participant contributions2021-05-31No
Has the plan failed to provide any benefit when due under the plan2021-05-31No
Contributions received in cash from employer2021-05-31$4,188,529
Employer contributions (assets) at end of year2021-05-31$852
Employer contributions (assets) at beginning of year2021-05-31$2,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-05-31$5,564,475
Did the plan have assets held for investment2021-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-05-31No
Opinion of an independent qualified public accountant for this plan2021-05-31Disclaimer
Accountancy firm name2021-05-31BDK, LLP
Accountancy firm EIN2021-05-31440160260
2020 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 401k financial data
Total income from all sources (including contributions)2020-05-31$12,201,414
Total of all expenses incurred2020-05-31$4,319,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-05-31$4,238,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-05-31$4,572,179
Value of total assets at end of year2020-05-31$108,889,118
Value of total assets at beginning of year2020-05-31$101,007,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-05-31$81,210
Total interest from all sources2020-05-31$834,393
Total dividends received (eg from common stock, registered investment company shares)2020-05-31$400,853
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-05-31$400,853
Was this plan covered by a fidelity bond2020-05-31Yes
Value of fidelity bond cover2020-05-31$5,000,000
If this is an individual account plan, was there a blackout period2020-05-31No
Were there any nonexempt tranactions with any party-in-interest2020-05-31No
Assets. Other investments not covered elsewhere at end of year2020-05-31$310,795
Assets. Other investments not covered elsewhere at beginning of year2020-05-31$247,492
Other income not declared elsewhere2020-05-31$90,235
Administrative expenses (other) incurred2020-05-31$56,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Value of net income/loss2020-05-31$7,881,982
Value of net assets at end of year (total assets less liabilities)2020-05-31$108,889,118
Value of net assets at beginning of year (total assets less liabilities)2020-05-31$101,007,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-05-31No
Were any leases to which the plan was party in default or uncollectible2020-05-31No
Investment advisory and management fees2020-05-31$13,853
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-05-31$77,848,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-05-31$69,707,765
Value of interest in pooled separate accounts at end of year2020-05-31$4,007,907
Value of interest in pooled separate accounts at beginning of year2020-05-31$3,674,413
Interest earned on other investments2020-05-31$834,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-05-31$26,718,982
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-05-31$27,263,670
Expenses. Payments to insurance carriers foe the provision of benefits2020-05-31$894,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-05-31$6,239,429
Net investment gain/loss from pooled separate accounts2020-05-31$64,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-05-31No
Was there a failure to transmit to the plan any participant contributions2020-05-31No
Has the plan failed to provide any benefit when due under the plan2020-05-31No
Contributions received in cash from employer2020-05-31$4,572,179
Employer contributions (assets) at end of year2020-05-31$2,515
Employer contributions (assets) at beginning of year2020-05-31$113,796
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-05-31$3,343,552
Contract administrator fees2020-05-31$11,173
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-05-31No
Did the plan have assets held for investment2020-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-05-31Yes
Opinion of an independent qualified public accountant for this plan2020-05-31Disclaimer
Accountancy firm name2020-05-31BDK, LLP
Accountancy firm EIN2020-05-31440160260
2019 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 401k financial data
Total transfer of assets to this plan2019-05-31$585,873
Total transfer of assets from this plan2019-05-31$585,873
Total income from all sources (including contributions)2019-05-31$6,593,736
Total of all expenses incurred2019-05-31$6,186,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-05-31$6,101,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-05-31$4,961,476
Value of total assets at end of year2019-05-31$101,007,136
Value of total assets at beginning of year2019-05-31$100,599,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-05-31$84,824
Total interest from all sources2019-05-31$825,882
Total dividends received (eg from common stock, registered investment company shares)2019-05-31$378,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-05-31$378,875
Was this plan covered by a fidelity bond2019-05-31Yes
Value of fidelity bond cover2019-05-31$5,000,000
If this is an individual account plan, was there a blackout period2019-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-05-31$0
Funding deficiency by the employer to the plan for this plan year2019-05-31$0
Minimum employer required contribution for this plan year2019-05-31$4,924,950
Amount contributed by the employer to the plan for this plan year2019-05-31$4,924,950
Were there any nonexempt tranactions with any party-in-interest2019-05-31No
Assets. Other investments not covered elsewhere at end of year2019-05-31$247,492
Assets. Other investments not covered elsewhere at beginning of year2019-05-31$126,141
Other income not declared elsewhere2019-05-31$1,350
Administrative expenses (other) incurred2019-05-31$72,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Value of net income/loss2019-05-31$407,542
Value of net assets at end of year (total assets less liabilities)2019-05-31$101,007,136
Value of net assets at beginning of year (total assets less liabilities)2019-05-31$100,599,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-05-31No
Were any leases to which the plan was party in default or uncollectible2019-05-31No
Investment advisory and management fees2019-05-31$11,845
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-05-31$69,707,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-05-31$70,504,682
Value of interest in pooled separate accounts at end of year2019-05-31$3,674,413
Value of interest in pooled separate accounts at beginning of year2019-05-31$3,347,685
Interest earned on other investments2019-05-31$825,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-05-31$27,263,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-05-31$26,618,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-05-31$243,582
Net investment gain/loss from pooled separate accounts2019-05-31$182,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-05-31No
Was there a failure to transmit to the plan any participant contributions2019-05-31No
Has the plan failed to provide any benefit when due under the plan2019-05-31No
Contributions received in cash from employer2019-05-31$4,961,476
Employer contributions (assets) at end of year2019-05-31$113,796
Employer contributions (assets) at beginning of year2019-05-31$2,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-05-31$6,101,370
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-05-31No
Did the plan have assets held for investment2019-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-05-31Yes
Opinion of an independent qualified public accountant for this plan2019-05-31Disclaimer
Accountancy firm name2019-05-31BDK, LLP
Accountancy firm EIN2019-05-31440160260
2018 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 401k financial data
Total transfer of assets to this plan2018-05-31$385,212
Total transfer of assets from this plan2018-05-31$357,362
Total income from all sources (including contributions)2018-05-31$13,236,135
Total of all expenses incurred2018-05-31$4,879,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-05-31$4,811,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-05-31$4,686,835
Value of total assets at end of year2018-05-31$100,597,184
Value of total assets at beginning of year2018-05-31$92,212,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-05-31$67,602
Total interest from all sources2018-05-31$773,844
Total dividends received (eg from common stock, registered investment company shares)2018-05-31$323,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-05-31$323,390
Was this plan covered by a fidelity bond2018-05-31Yes
Value of fidelity bond cover2018-05-31$5,000,000
If this is an individual account plan, was there a blackout period2018-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-05-31$0
Were there any nonexempt tranactions with any party-in-interest2018-05-31No
Assets. Other investments not covered elsewhere at end of year2018-05-31$126,141
Assets. Other investments not covered elsewhere at beginning of year2018-05-31$11
Administrative expenses (other) incurred2018-05-31$56,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Value of net income/loss2018-05-31$8,356,580
Value of net assets at end of year (total assets less liabilities)2018-05-31$100,597,184
Value of net assets at beginning of year (total assets less liabilities)2018-05-31$92,212,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-05-31No
Were any leases to which the plan was party in default or uncollectible2018-05-31No
Investment advisory and management fees2018-05-31$11,415
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-05-31$70,504,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-05-31$62,149,755
Value of interest in pooled separate accounts at end of year2018-05-31$3,347,685
Value of interest in pooled separate accounts at beginning of year2018-05-31$3,062,103
Interest earned on other investments2018-05-31$773,844
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-05-31$26,618,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-05-31$27,000,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-05-31$7,302,179
Net investment gain/loss from pooled separate accounts2018-05-31$149,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-05-31No
Was there a failure to transmit to the plan any participant contributions2018-05-31No
Has the plan failed to provide any benefit when due under the plan2018-05-31No
Contributions received in cash from employer2018-05-31$4,686,835
Employer contributions (assets) at end of year2018-05-31$2,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-05-31$4,811,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-05-31No
Did the plan have assets held for investment2018-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-05-31Yes
Opinion of an independent qualified public accountant for this plan2018-05-31Disclaimer
Accountancy firm name2018-05-31BDK, LLP
Accountancy firm EIN2018-05-31440160260
2017 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 401k financial data
Total income from all sources (including contributions)2017-05-31$12,975,518
Total of all expenses incurred2017-05-31$3,719,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$3,684,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$4,610,225
Value of total assets at end of year2017-05-31$92,212,754
Value of total assets at beginning of year2017-05-31$82,956,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$35,493
Total interest from all sources2017-05-31$783,968
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$316,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-05-31$316,972
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$5,000,000
If this is an individual account plan, was there a blackout period2017-05-31No
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Assets. Other investments not covered elsewhere at end of year2017-05-31$11
Assets. Other investments not covered elsewhere at beginning of year2017-05-31$11
Administrative expenses (other) incurred2017-05-31$24,328
Total non interest bearing cash at beginning of year2017-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Value of net income/loss2017-05-31$9,255,785
Value of net assets at end of year (total assets less liabilities)2017-05-31$92,212,754
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$82,956,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Investment advisory and management fees2017-05-31$11,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-05-31$62,149,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-05-31$54,001,664
Value of interest in pooled separate accounts at end of year2017-05-31$3,062,103
Value of interest in pooled separate accounts at beginning of year2017-05-31$2,708,673
Interest earned on other investments2017-05-31$783,968
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-05-31$27,000,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-05-31$26,246,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-05-31$7,264,353
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31No
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Contributions received in cash from employer2017-05-31$4,610,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$3,684,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-05-31No
Did the plan have assets held for investment2017-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31Yes
Opinion of an independent qualified public accountant for this plan2017-05-31Disclaimer
Accountancy firm name2017-05-31BKD, LLP
Accountancy firm EIN2017-05-31440160260
2016 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 401k financial data
Total transfer of assets to this plan2016-05-31$352
Total income from all sources (including contributions)2016-05-31$4,296,582
Total of all expenses incurred2016-05-31$3,114,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$3,025,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$4,452,673
Value of total assets at end of year2016-05-31$82,956,969
Value of total assets at beginning of year2016-05-31$81,774,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$88,762
Total interest from all sources2016-05-31$722,386
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$307,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-05-31$307,252
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$5,000,000
If this is an individual account plan, was there a blackout period2016-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$0
Funding deficiency by the employer to the plan for this plan year2016-05-31$0
Minimum employer required contribution for this plan year2016-05-31$4,452,673
Amount contributed by the employer to the plan for this plan year2016-05-31$4,452,673
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Assets. Other investments not covered elsewhere at end of year2016-05-31$11
Assets. Other investments not covered elsewhere at beginning of year2016-05-31$442,957
Other income not declared elsewhere2016-05-31$-46,742
Administrative expenses (other) incurred2016-05-31$77,762
Total non interest bearing cash at end of year2016-05-31$0
Total non interest bearing cash at beginning of year2016-05-31$35,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Value of net income/loss2016-05-31$1,181,900
Value of net assets at end of year (total assets less liabilities)2016-05-31$82,956,969
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$81,774,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Investment advisory and management fees2016-05-31$11,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-05-31$54,001,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$54,009,882
Value of interest in pooled separate accounts at end of year2016-05-31$2,708,673
Value of interest in pooled separate accounts at beginning of year2016-05-31$2,242,480
Interest earned on other investments2016-05-31$722,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-05-31$26,246,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-05-31$25,043,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$-1,138,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31No
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Contributions received in cash from employer2016-05-31$4,452,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$3,025,920
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-05-31No
Did the plan have assets held for investment2016-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31Yes
Opinion of an independent qualified public accountant for this plan2016-05-31Disclaimer
Accountancy firm name2016-05-31BKD, LLP
Accountancy firm EIN2016-05-31440160260
2015 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 401k financial data
Total income from all sources (including contributions)2015-05-31$9,401,538
Total of all expenses incurred2015-05-31$3,478,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-31$3,418,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-31$4,328,097
Value of total assets at end of year2015-05-31$81,774,717
Value of total assets at beginning of year2015-05-31$75,852,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-31$60,311
Total interest from all sources2015-05-31$771,194
Total dividends received (eg from common stock, registered investment company shares)2015-05-31$358,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-05-31$358,501
Was this plan covered by a fidelity bond2015-05-31Yes
Value of fidelity bond cover2015-05-31$5,000,000
If this is an individual account plan, was there a blackout period2015-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-05-31$0
Funding deficiency by the employer to the plan for this plan year2015-05-31$0
Minimum employer required contribution for this plan year2015-05-31$4,328,097
Amount contributed by the employer to the plan for this plan year2015-05-31$4,328,097
Were there any nonexempt tranactions with any party-in-interest2015-05-31No
Assets. Other investments not covered elsewhere at end of year2015-05-31$442,957
Assets. Other investments not covered elsewhere at beginning of year2015-05-31$361,321
Other income not declared elsewhere2015-05-31$36,076
Administrative expenses (other) incurred2015-05-31$46,561
Total non interest bearing cash at end of year2015-05-31$35,946
Total non interest bearing cash at beginning of year2015-05-31$11,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Value of net income/loss2015-05-31$5,922,560
Value of net assets at end of year (total assets less liabilities)2015-05-31$81,774,717
Value of net assets at beginning of year (total assets less liabilities)2015-05-31$75,852,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-31No
Were any leases to which the plan was party in default or uncollectible2015-05-31No
Investment advisory and management fees2015-05-31$13,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-05-31$54,009,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-05-31$48,268,420
Value of interest in pooled separate accounts at end of year2015-05-31$2,242,480
Value of interest in pooled separate accounts at beginning of year2015-05-31$1,846,121
Interest earned on other investments2015-05-31$771,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-05-31$25,043,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-05-31$25,364,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-05-31$3,907,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-31No
Was there a failure to transmit to the plan any participant contributions2015-05-31No
Has the plan failed to provide any benefit when due under the plan2015-05-31No
Contributions received in cash from employer2015-05-31$4,328,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-31$3,418,667
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-05-31No
Did the plan have assets held for investment2015-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-31Yes
Opinion of an independent qualified public accountant for this plan2015-05-31Disclaimer
Accountancy firm name2015-05-31BKD, LLP
Accountancy firm EIN2015-05-31440160260
2014 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 401k financial data
Total transfer of assets from this plan2014-05-31$417,173
Total income from all sources (including contributions)2014-05-31$11,537,363
Total of all expenses incurred2014-05-31$3,867,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-31$3,864,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-31$4,197,074
Value of total assets at end of year2014-05-31$75,852,157
Value of total assets at beginning of year2014-05-31$68,599,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-31$2,967
Total interest from all sources2014-05-31$834,803
Total dividends received (eg from common stock, registered investment company shares)2014-05-31$283,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-05-31$283,905
Was this plan covered by a fidelity bond2014-05-31Yes
Value of fidelity bond cover2014-05-31$5,000,000
If this is an individual account plan, was there a blackout period2014-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-05-31$0
Funding deficiency by the employer to the plan for this plan year2014-05-31$0
Minimum employer required contribution for this plan year2014-05-31$4,195,542
Amount contributed by the employer to the plan for this plan year2014-05-31$4,195,542
Were there any nonexempt tranactions with any party-in-interest2014-05-31No
Assets. Other investments not covered elsewhere at end of year2014-05-31$361,321
Assets. Other investments not covered elsewhere at beginning of year2014-05-31$378,530
Income. Received or receivable in cash from other sources (including rollovers)2014-05-31$1,532
Other income not declared elsewhere2014-05-31$47,545
Administrative expenses (other) incurred2014-05-31$217
Total non interest bearing cash at end of year2014-05-31$11,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Value of net income/loss2014-05-31$7,670,218
Value of net assets at end of year (total assets less liabilities)2014-05-31$75,852,157
Value of net assets at beginning of year (total assets less liabilities)2014-05-31$68,599,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-31No
Were any leases to which the plan was party in default or uncollectible2014-05-31No
Investment advisory and management fees2014-05-31$2,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-05-31$48,268,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-05-31$41,918,126
Value of interest in pooled separate accounts at end of year2014-05-31$1,846,121
Value of interest in pooled separate accounts at beginning of year2014-05-31$1,491,383
Interest earned on other investments2014-05-31$834,803
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-05-31$25,364,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-05-31$24,811,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-05-31$6,000,198
Net investment gain/loss from pooled separate accounts2014-05-31$173,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-31No
Was there a failure to transmit to the plan any participant contributions2014-05-31No
Has the plan failed to provide any benefit when due under the plan2014-05-31No
Contributions received in cash from employer2014-05-31$4,195,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-31$3,864,178
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-05-31No
Did the plan have assets held for investment2014-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-31Yes
Opinion of an independent qualified public accountant for this plan2014-05-31Disclaimer
Accountancy firm name2014-05-31BKD, LLP
Accountancy firm EIN2014-05-31440160260
2013 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 401k financial data
Total income from all sources (including contributions)2013-05-31$11,600,122
Total of all expenses incurred2013-05-31$2,664,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$2,664,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$3,987,449
Value of total assets at end of year2013-05-31$68,599,112
Value of total assets at beginning of year2013-05-31$59,663,328
Total interest from all sources2013-05-31$797,004
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$297,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-05-31$297,690
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$5,000,000
If this is an individual account plan, was there a blackout period2013-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Funding deficiency by the employer to the plan for this plan year2013-05-31$0
Minimum employer required contribution for this plan year2013-05-31$3,987,449
Amount contributed by the employer to the plan for this plan year2013-05-31$3,987,449
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Assets. Other investments not covered elsewhere at end of year2013-05-31$378,530
Assets. Other investments not covered elsewhere at beginning of year2013-05-31$351,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$8,935,784
Value of net assets at end of year (total assets less liabilities)2013-05-31$68,599,112
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$59,663,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$41,918,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$34,557,313
Value of interest in pooled separate accounts at end of year2013-05-31$1,491,383
Value of interest in pooled separate accounts at beginning of year2013-05-31$1,187,877
Interest earned on other investments2013-05-31$797,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-05-31$24,811,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-05-31$23,566,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$6,401,833
Net investment gain/loss from pooled separate accounts2013-05-31$116,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31No
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$3,987,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$2,664,338
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-05-31No
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31Yes
Opinion of an independent qualified public accountant for this plan2013-05-31Disclaimer
Accountancy firm name2013-05-31PARENTEBEARD, LLC
Accountancy firm EIN2013-05-31232932984
2012 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 401k financial data
Total income from all sources (including contributions)2012-05-31$3,627,765
Total of all expenses incurred2012-05-31$2,161,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$2,161,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$3,870,208
Value of total assets at end of year2012-05-31$59,663,328
Value of total assets at beginning of year2012-05-31$58,197,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$100
Total interest from all sources2012-05-31$805,310
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$225,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-05-31$225,181
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$5,000,000
If this is an individual account plan, was there a blackout period2012-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Funding deficiency by the employer to the plan for this plan year2012-05-31$0
Minimum employer required contribution for this plan year2012-05-31$3,852,477
Amount contributed by the employer to the plan for this plan year2012-05-31$3,852,477
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Assets. Other investments not covered elsewhere at end of year2012-05-31$351,612
Assets. Other investments not covered elsewhere at beginning of year2012-05-31$446,307
Income. Received or receivable in cash from other sources (including rollovers)2012-05-31$17,731
Other income not declared elsewhere2012-05-31$-95,855
Administrative expenses (other) incurred2012-05-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$1,465,970
Value of net assets at end of year (total assets less liabilities)2012-05-31$59,663,328
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$58,197,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$34,557,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$33,710,905
Value of interest in pooled separate accounts at end of year2012-05-31$1,187,877
Value of interest in pooled separate accounts at beginning of year2012-05-31$914,679
Interest earned on other investments2012-05-31$805,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-05-31$23,566,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-05-31$23,056,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-05-31$-1,285,400
Net investment gain/loss from pooled separate accounts2012-05-31$108,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31No
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$3,852,477
Employer contributions (assets) at beginning of year2012-05-31$68,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$2,161,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-05-31No
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31Yes
Opinion of an independent qualified public accountant for this plan2012-05-31Disclaimer
Accountancy firm name2012-05-31PARENTEBEARD, LLC
Accountancy firm EIN2012-05-31232932984
2011 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 401k financial data
Total income from all sources (including contributions)2011-05-31$10,605,965
Total of all expenses incurred2011-05-31$3,038,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$3,037,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$3,823,070
Value of total assets at end of year2011-05-31$58,197,358
Value of total assets at beginning of year2011-05-31$50,629,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$1,265
Total interest from all sources2011-05-31$858,433
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$227,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$227,687
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$5,000,000
If this is an individual account plan, was there a blackout period2011-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-05-31$0
Funding deficiency by the employer to the plan for this plan year2011-05-31$0
Minimum employer required contribution for this plan year2011-05-31$3,518,101
Amount contributed by the employer to the plan for this plan year2011-05-31$3,518,101
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Assets. Other investments not covered elsewhere at end of year2011-05-31$446,307
Assets. Other investments not covered elsewhere at beginning of year2011-05-31$365,426
Income. Received or receivable in cash from other sources (including rollovers)2011-05-31$266,813
Other income not declared elsewhere2011-05-31$66,244
Administrative expenses (other) incurred2011-05-31$1,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$7,567,559
Value of net assets at end of year (total assets less liabilities)2011-05-31$58,197,358
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$50,629,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$33,710,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$26,148,079
Value of interest in pooled separate accounts at end of year2011-05-31$914,679
Value of interest in pooled separate accounts at beginning of year2011-05-31$588,481
Interest earned on other investments2011-05-31$858,433
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-05-31$23,056,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-05-31$23,391,754
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-05-31$5,487,203
Net investment gain/loss from pooled separate accounts2011-05-31$143,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31No
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$3,556,257
Employer contributions (assets) at end of year2011-05-31$68,823
Employer contributions (assets) at beginning of year2011-05-31$136,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$3,037,141
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-05-31No
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31Yes
Opinion of an independent qualified public accountant for this plan2011-05-31Disclaimer
Accountancy firm name2011-05-31PARENTEBEARD, LLC
Accountancy firm EIN2011-05-31232932984
2010 : THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-05-31$0
Funding deficiency by the employer to the plan for this plan year2010-05-31$0
Minimum employer required contribution for this plan year2010-05-31$3,004,234
Amount contributed by the employer to the plan for this plan year2010-05-31$3,004,234

Form 5500 Responses for THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON

2021: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2021 form 5500 responses
2021-06-01Type of plan entitySingle employer plan
2021-06-01Submission has been amendedNo
2021-06-01This submission is the final filingNo
2021-06-01This return/report is a short plan year return/report (less than 12 months)No
2021-06-01Plan is a collectively bargained planYes
2021-06-01Plan funding arrangement – InsuranceYes
2021-06-01Plan funding arrangement – TrustYes
2021-06-01Plan benefit arrangement – InsuranceYes
2021-06-01Plan benefit arrangement - TrustYes
2020: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2020 form 5500 responses
2020-06-01Type of plan entitySingle employer plan
2020-06-01Submission has been amendedNo
2020-06-01This submission is the final filingNo
2020-06-01This return/report is a short plan year return/report (less than 12 months)No
2020-06-01Plan is a collectively bargained planYes
2020-06-01Plan funding arrangement – InsuranceYes
2020-06-01Plan funding arrangement – TrustYes
2020-06-01Plan benefit arrangement – InsuranceYes
2020-06-01Plan benefit arrangement - TrustYes
2019: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2019 form 5500 responses
2019-06-01Type of plan entitySingle employer plan
2019-06-01Plan funding arrangement – InsuranceYes
2019-06-01Plan funding arrangement – TrustYes
2019-06-01Plan benefit arrangement – InsuranceYes
2019-06-01Plan benefit arrangement - TrustYes
2018: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2018 form 5500 responses
2018-06-01Type of plan entitySingle employer plan
2018-06-01Plan funding arrangement – InsuranceYes
2018-06-01Plan funding arrangement – TrustYes
2018-06-01Plan benefit arrangement – InsuranceYes
2018-06-01Plan benefit arrangement - TrustYes
2017: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2017 form 5500 responses
2017-06-01Type of plan entitySingle employer plan
2017-06-01Submission has been amendedYes
2017-06-01Plan funding arrangement – InsuranceYes
2017-06-01Plan funding arrangement – TrustYes
2017-06-01Plan benefit arrangement – InsuranceYes
2017-06-01Plan benefit arrangement - TrustYes
2016: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2016 form 5500 responses
2016-06-01Type of plan entitySingle employer plan
2016-06-01Plan funding arrangement – InsuranceYes
2016-06-01Plan funding arrangement – TrustYes
2016-06-01Plan benefit arrangement – InsuranceYes
2016-06-01Plan benefit arrangement - TrustYes
2015: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Plan funding arrangement – InsuranceYes
2015-06-01Plan funding arrangement – TrustYes
2015-06-01Plan benefit arrangement – InsuranceYes
2015-06-01Plan benefit arrangement - TrustYes
2014: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Plan funding arrangement – InsuranceYes
2014-06-01Plan funding arrangement – TrustYes
2014-06-01Plan benefit arrangement – InsuranceYes
2014-06-01Plan benefit arrangement - TrustYes
2013: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement – InsuranceYes
2013-06-01Plan benefit arrangement - TrustYes
2012: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement – InsuranceYes
2012-06-01Plan benefit arrangement - TrustYes
2011: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedYes
2011-06-01Plan funding arrangement – InsuranceYes
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement – InsuranceYes
2011-06-01Plan benefit arrangement - TrustYes
2009: THE RETIREMENT PLAN FOR FACULTY ADMINISTRATIVE & PROFESSIONAL EMPLOYEES OF THE UNIVERSITY OF SCRANTON 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered229
Insurance policy start date2021-06-01
Insurance policy end date2022-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150397
Policy instance 2
Insurance contract or identification number150397
Number of Individuals Covered734
Insurance policy start date2021-06-01
Insurance policy end date2022-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered229
Insurance policy start date2021-06-01
Insurance policy end date2022-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered237
Insurance policy start date2020-06-01
Insurance policy end date2021-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150397
Policy instance 2
Insurance contract or identification number150397
Number of Individuals Covered732
Insurance policy start date2020-06-01
Insurance policy end date2021-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered237
Insurance policy start date2020-06-01
Insurance policy end date2021-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered240
Insurance policy start date2019-06-01
Insurance policy end date2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered717
Insurance policy start date2019-06-01
Insurance policy end date2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered240
Insurance policy start date2019-06-01
Insurance policy end date2020-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered238
Insurance policy start date2018-06-01
Insurance policy end date2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered705
Insurance policy start date2018-06-01
Insurance policy end date2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered238
Insurance policy start date2018-06-01
Insurance policy end date2019-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered691
Insurance policy start date2017-06-01
Insurance policy end date2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered913
Insurance policy start date2017-06-01
Insurance policy end date2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered913
Insurance policy start date2017-06-01
Insurance policy end date2018-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered242
Insurance policy start date2015-11-05
Insurance policy end date2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered641
Insurance policy start date2015-06-01
Insurance policy end date2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered242
Insurance policy start date2015-06-01
Insurance policy end date2016-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberMP31823
Policy instance 3
Insurance contract or identification numberMP31823
Number of Individuals Covered239
Insurance policy start date2014-11-05
Insurance policy end date2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered239
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered641
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered236
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $17,119
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,119
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS, LLC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered620
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered598
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered242
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $27,711
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,444
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered251
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $25,887
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered567
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP31823
Policy instance 1
Insurance contract or identification numberMP31823
Number of Individuals Covered259
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $26,418
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number13624
Policy instance 2
Insurance contract or identification number13624
Number of Individuals Covered544
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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