GILBERTON COAL COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE RICH COMPANIES 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : THE RICH COMPANIES 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $2,739,019 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $541,197 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $482,887 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $908,528 |
| Value of total assets at end of year | 2023-12-31 | $15,062,795 |
| Value of total assets at beginning of year | 2023-12-31 | $12,864,973 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $58,310 |
| Total interest from all sources | 2023-12-31 | $95,200 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $634,710 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $634,710 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $635,927 |
| Participant contributions at end of year | 2023-12-31 | $160,773 |
| Participant contributions at beginning of year | 2023-12-31 | $188,117 |
| Participant contributions at end of year | 2023-12-31 | $0 |
| Participant contributions at beginning of year | 2023-12-31 | $5,405 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $5,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $9,380 |
| Other income not declared elsewhere | 2023-12-31 | $-192,514 |
| Total non interest bearing cash at end of year | 2023-12-31 | $1,962 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,197,822 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $15,062,795 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $12,864,973 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $56,171 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $13,010,968 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $10,832,796 |
| Interest on participant loans | 2023-12-31 | $7,780 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $1,889,092 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $1,828,653 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $1,828,653 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $87,420 |
| Asset value of US Government securities at beginning of year | 2023-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,293,095 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $267,601 |
| Employer contributions (assets) at end of year | 2023-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $622 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $482,887 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $0 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2023-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2023-12-31 | 814649052 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $2,739,019 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $541,197 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $482,887 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $908,528 |
| Value of total assets at end of year | 2023-01-01 | $15,062,795 |
| Value of total assets at beginning of year | 2023-01-01 | $12,864,973 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $58,310 |
| Total interest from all sources | 2023-01-01 | $95,200 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $634,710 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $634,710 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $635,927 |
| Participant contributions at end of year | 2023-01-01 | $160,773 |
| Participant contributions at beginning of year | 2023-01-01 | $188,117 |
| Participant contributions at end of year | 2023-01-01 | $0 |
| Participant contributions at beginning of year | 2023-01-01 | $5,405 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $5,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-01-01 | $9,380 |
| Other income not declared elsewhere | 2023-01-01 | $-192,514 |
| Total non interest bearing cash at end of year | 2023-01-01 | $1,962 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,197,822 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $15,062,795 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $12,864,973 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $56,171 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $13,010,968 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $10,832,796 |
| Interest on participant loans | 2023-01-01 | $7,780 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-01-01 | $1,889,092 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-01-01 | $87,420 |
| Asset value of US Government securities at beginning of year | 2023-01-01 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,293,095 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $267,601 |
| Employer contributions (assets) at end of year | 2023-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $622 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $482,887 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2023-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2023-01-01 | $0 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2023-01-01 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2023-01-01 | 814649052 |
| 2022 : THE RICH COMPANIES 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,440,903 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,377,528 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,364,479 |
| Value of total corrective distributions | 2022-12-31 | $275 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $857,747 |
| Value of total assets at end of year | 2022-12-31 | $12,864,973 |
| Value of total assets at beginning of year | 2022-12-31 | $15,683,404 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $12,774 |
| Total interest from all sources | 2022-12-31 | $34,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $684,852 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $684,852 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $602,126 |
| Participant contributions at end of year | 2022-12-31 | $188,117 |
| Participant contributions at beginning of year | 2022-12-31 | $143,623 |
| Participant contributions at end of year | 2022-12-31 | $5,405 |
| Participant contributions at beginning of year | 2022-12-31 | $613 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $5,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $9,380 |
| Other income not declared elsewhere | 2022-12-31 | $0 |
| Total non interest bearing cash at end of year | 2022-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,818,431 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $12,864,973 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $15,683,404 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $12,774 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $10,832,796 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $13,760,025 |
| Interest on participant loans | 2022-12-31 | $7,297 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,828,653 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,778,998 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,778,998 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $27,241 |
| Asset value of US Government securities at end of year | 2022-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,018,040 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $250,621 |
| Employer contributions (assets) at end of year | 2022-12-31 | $622 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $145 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,364,479 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2022-12-31 | 232385729 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,440,903 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $1,377,528 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,364,479 |
| Value of total corrective distributions | 2022-01-01 | $275 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $857,747 |
| Value of total assets at end of year | 2022-01-01 | $12,864,973 |
| Value of total assets at beginning of year | 2022-01-01 | $15,683,404 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $12,774 |
| Total interest from all sources | 2022-01-01 | $34,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $684,852 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $684,852 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $602,126 |
| Participant contributions at end of year | 2022-01-01 | $188,117 |
| Participant contributions at beginning of year | 2022-01-01 | $143,623 |
| Participant contributions at end of year | 2022-01-01 | $5,405 |
| Participant contributions at beginning of year | 2022-01-01 | $613 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $5,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $9,380 |
| Other income not declared elsewhere | 2022-01-01 | $0 |
| Total non interest bearing cash at end of year | 2022-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,818,431 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $12,864,973 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $15,683,404 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $12,774 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $10,832,796 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $13,760,025 |
| Interest on participant loans | 2022-01-01 | $7,297 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $1,828,653 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $27,241 |
| Asset value of US Government securities at end of year | 2022-01-01 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-3,018,040 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $250,621 |
| Employer contributions (assets) at end of year | 2022-01-01 | $622 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $145 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,364,479 |
| Asset. Corporate debt instrument preferred debt at end of year | 2022-01-01 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2022-01-01 | $0 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Liabilities. Value of acquisition indebtedness at end of year | 2022-01-01 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2022-01-01 | 232385729 |
| 2021 : THE RICH COMPANIES 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,535,231 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $873,194 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $812,591 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $826,813 |
| Value of total assets at end of year | 2021-12-31 | $15,683,404 |
| Value of total assets at beginning of year | 2021-12-31 | $14,021,367 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $60,603 |
| Total interest from all sources | 2021-12-31 | $6,422 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,073,978 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,073,978 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $584,526 |
| Participant contributions at end of year | 2021-12-31 | $143,623 |
| Participant contributions at beginning of year | 2021-12-31 | $161,962 |
| Participant contributions at end of year | 2021-12-31 | $613 |
| Participant contributions at beginning of year | 2021-12-31 | $1,691 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,000 |
| Other income not declared elsewhere | 2021-12-31 | $44,526 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $785 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,662,037 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $15,683,404 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $14,021,367 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $60,603 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $13,760,025 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $11,220,180 |
| Interest on participant loans | 2021-12-31 | $6,422 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,778,998 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $2,635,945 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $2,635,945 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $583,492 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $237,287 |
| Employer contributions (assets) at end of year | 2021-12-31 | $145 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $804 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $812,591 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2021-12-31 | 232385729 |
| 2020 : THE RICH COMPANIES 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,250,222 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $2,048,132 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,991,405 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $766,690 |
| Value of total assets at end of year | 2020-12-31 | $14,021,367 |
| Value of total assets at beginning of year | 2020-12-31 | $13,819,277 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $56,727 |
| Total interest from all sources | 2020-12-31 | $8,958 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $470,434 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $470,434 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $541,622 |
| Participant contributions at end of year | 2020-12-31 | $161,962 |
| Participant contributions at beginning of year | 2020-12-31 | $205,996 |
| Participant contributions at end of year | 2020-12-31 | $1,691 |
| Participant contributions at beginning of year | 2020-12-31 | $5,872 |
| Other income not declared elsewhere | 2020-12-31 | $45,323 |
| Total non interest bearing cash at end of year | 2020-12-31 | $785 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $202,090 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $14,021,367 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $13,819,277 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $56,727 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $11,220,180 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $11,666,800 |
| Interest on participant loans | 2020-12-31 | $8,958 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $2,635,945 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $1,938,588 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $1,938,588 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $958,817 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $225,068 |
| Employer contributions (assets) at end of year | 2020-12-31 | $804 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $2,021 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,991,405 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | LAWRENCE E. TORNETTA, LLC |
| Accountancy firm EIN | 2020-12-31 | 232385729 |
| 2019 : THE RICH COMPANIES 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $3,246,308 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $736,119 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $681,278 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $882,181 |
| Value of total assets at end of year | 2019-12-31 | $13,819,277 |
| Value of total assets at beginning of year | 2019-12-31 | $11,309,088 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $54,841 |
| Total interest from all sources | 2019-12-31 | $9,555 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $701,237 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $701,237 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $545,768 |
| Participant contributions at end of year | 2019-12-31 | $205,996 |
| Participant contributions at beginning of year | 2019-12-31 | $194,164 |
| Participant contributions at end of year | 2019-12-31 | $5,872 |
| Participant contributions at beginning of year | 2019-12-31 | $21,538 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $113,214 |
| Other income not declared elsewhere | 2019-12-31 | $42,982 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,510,189 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $13,819,277 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $11,309,088 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $54,841 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $11,666,800 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $9,621,287 |
| Interest on participant loans | 2019-12-31 | $9,555 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,938,588 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,465,013 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,465,013 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,610,353 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $223,199 |
| Employer contributions (assets) at end of year | 2019-12-31 | $2,021 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $7,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $681,278 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | LAWRENCE F. TORNETTA LLC |
| Accountancy firm EIN | 2019-12-31 | 814649052 |
| 2018 : THE RICH COMPANIES 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $281,675 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,080,785 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,026,992 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $757,233 |
| Value of total assets at end of year | 2018-12-31 | $11,309,088 |
| Value of total assets at beginning of year | 2018-12-31 | $12,108,198 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $53,793 |
| Total interest from all sources | 2018-12-31 | $5,605 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $804,045 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $804,045 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $539,388 |
| Participant contributions at end of year | 2018-12-31 | $194,164 |
| Participant contributions at beginning of year | 2018-12-31 | $141,757 |
| Participant contributions at end of year | 2018-12-31 | $21,538 |
| Participant contributions at beginning of year | 2018-12-31 | $2,575 |
| Other income not declared elsewhere | 2018-12-31 | $46,419 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-799,110 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $11,309,088 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $12,108,198 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $53,793 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $9,621,287 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $10,612,860 |
| Interest on participant loans | 2018-12-31 | $5,605 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,465,013 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,349,938 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,349,938 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,331,627 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $217,845 |
| Employer contributions (assets) at end of year | 2018-12-31 | $7,086 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $1,068 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,026,992 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | LAWRENCE F. TORNETTA LLC |
| Accountancy firm EIN | 2018-12-31 | 232385729 |
| 2017 : THE RICH COMPANIES 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,434,115 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,112,921 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,061,886 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $729,451 |
| Value of total assets at end of year | 2017-12-31 | $12,108,198 |
| Value of total assets at beginning of year | 2017-12-31 | $10,787,004 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $51,035 |
| Total interest from all sources | 2017-12-31 | $5,660 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $555,732 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $555,732 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $485,137 |
| Participant contributions at end of year | 2017-12-31 | $141,757 |
| Participant contributions at beginning of year | 2017-12-31 | $161,147 |
| Participant contributions at end of year | 2017-12-31 | $2,575 |
| Participant contributions at beginning of year | 2017-12-31 | $2,147 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $37,721 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,157 |
| Other income not declared elsewhere | 2017-12-31 | $55,260 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $1,321,194 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $12,108,198 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,787,004 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $51,035 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $10,612,860 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $9,367,306 |
| Interest on participant loans | 2017-12-31 | $5,660 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,349,938 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,254,397 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,254,397 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,088,012 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $206,593 |
| Employer contributions (assets) at end of year | 2017-12-31 | $1,068 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $850 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,061,886 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | LAWRENCE F. TORNETTA LLC |
| Accountancy firm EIN | 2017-12-31 | 814649052 |
| 2016 : THE RICH COMPANIES 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,425,522 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $350,555 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $303,706 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $670,113 |
| Value of total assets at end of year | 2016-12-31 | $10,787,004 |
| Value of total assets at beginning of year | 2016-12-31 | $9,712,037 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $46,849 |
| Total interest from all sources | 2016-12-31 | $5,628 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $329,784 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $329,784 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $472,630 |
| Participant contributions at end of year | 2016-12-31 | $161,147 |
| Participant contributions at beginning of year | 2016-12-31 | $144,795 |
| Participant contributions at end of year | 2016-12-31 | $2,147 |
| Participant contributions at beginning of year | 2016-12-31 | $6,564 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $202 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,157 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,025 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,074,967 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $10,787,004 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,712,037 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $46,849 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $9,367,306 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $8,253,909 |
| Interest on participant loans | 2016-12-31 | $5,628 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,254,397 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,302,776 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,302,776 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $419,997 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $197,281 |
| Employer contributions (assets) at end of year | 2016-12-31 | $850 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $2,968 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $303,706 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | LAWRENCE F. TORNETTA LLC |
| Accountancy firm EIN | 2016-12-31 | 814649052 |
| 2015 : THE RICH COMPANIES 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $556,595 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $711,315 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $659,720 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $5,572 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $645,825 |
| Value of total assets at end of year | 2015-12-31 | $9,712,037 |
| Value of total assets at beginning of year | 2015-12-31 | $9,866,757 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $46,023 |
| Total interest from all sources | 2015-12-31 | $5,556 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $582,050 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $582,050 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $452,114 |
| Participant contributions at end of year | 2015-12-31 | $144,795 |
| Participant contributions at beginning of year | 2015-12-31 | $172,849 |
| Participant contributions at end of year | 2015-12-31 | $6,564 |
| Participant contributions at beginning of year | 2015-12-31 | $3,557 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,025 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,127 |
| Other income not declared elsewhere | 2015-12-31 | $49,354 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-154,720 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $9,712,037 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,866,757 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $46,023 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $8,253,909 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $8,544,492 |
| Interest on participant loans | 2015-12-31 | $5,556 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,302,776 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,142,989 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,142,989 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-726,190 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $193,711 |
| Employer contributions (assets) at end of year | 2015-12-31 | $2,968 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $1,743 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $659,720 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | LAWRENCE F. TORNETTA, LTD. |
| Accountancy firm EIN | 2015-12-31 | 232385729 |
| 2014 : THE RICH COMPANIES 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $11,645 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,166,708 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $761,053 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $760,547 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $591,387 |
| Value of total assets at end of year | 2014-12-31 | $9,866,757 |
| Value of total assets at beginning of year | 2014-12-31 | $9,472,747 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $506 |
| Total interest from all sources | 2014-12-31 | $6,679 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $644,822 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $644,822 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $411,687 |
| Participant contributions at end of year | 2014-12-31 | $172,849 |
| Participant contributions at beginning of year | 2014-12-31 | $179,908 |
| Participant contributions at end of year | 2014-12-31 | $3,557 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,127 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,769 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $11,645 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $405,655 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,866,757 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,461,102 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $506 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $8,544,492 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $7,824,378 |
| Interest on participant loans | 2014-12-31 | $6,679 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,142,989 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,466,692 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,466,692 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-76,180 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $179,700 |
| Employer contributions (assets) at end of year | 2014-12-31 | $1,743 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $760,547 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | LAWRENCE F. TORNETTA, LTD. |
| Accountancy firm EIN | 2014-12-31 | 232385729 |
| 2013 : THE RICH COMPANIES 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $11,645 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,036,585 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $601,227 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $592,663 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $5,134 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $565,231 |
| Value of total assets at end of year | 2013-12-31 | $9,472,747 |
| Value of total assets at beginning of year | 2013-12-31 | $8,025,744 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,430 |
| Total interest from all sources | 2013-12-31 | $6,662 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $389,253 |
| Participant contributions at end of year | 2013-12-31 | $179,908 |
| Participant contributions at beginning of year | 2013-12-31 | $150,103 |
| Participant contributions at beginning of year | 2013-12-31 | $3,102 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $818 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $1,769 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,624 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $11,645 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,435,358 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,461,102 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,025,744 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $7,824,378 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,265,839 |
| Interest on participant loans | 2013-12-31 | $6,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,466,692 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,603,644 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,603,644 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $92 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,464,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $175,160 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,432 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $592,663 |
| Contract administrator fees | 2013-12-31 | $3,430 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | LAWRENCE T TORNETTA, LTD |
| Accountancy firm EIN | 2013-12-31 | 232385729 |
| 2012 : THE RICH COMPANIES 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,390,285 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $120,562 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $103,221 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $15,168 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $620,055 |
| Value of total assets at end of year | 2012-12-31 | $8,025,744 |
| Value of total assets at beginning of year | 2012-12-31 | $6,756,021 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,173 |
| Total interest from all sources | 2012-12-31 | $5,982 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $384,104 |
| Participant contributions at end of year | 2012-12-31 | $150,103 |
| Participant contributions at beginning of year | 2012-12-31 | $139,636 |
| Participant contributions at end of year | 2012-12-31 | $3,102 |
| Participant contributions at beginning of year | 2012-12-31 | $2,444 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $61,384 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $1,624 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,885 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,269,723 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,025,744 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,756,021 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,265,839 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,241,500 |
| Interest on participant loans | 2012-12-31 | $5,892 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,603,644 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,369,401 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,369,401 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $90 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $764,248 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $174,567 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,432 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,155 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $103,221 |
| Contract administrator fees | 2012-12-31 | $2,173 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | LARENCE T TORNETTA, LTD |
| Accountancy firm EIN | 2012-12-31 | 232385729 |
| 2011 : THE RICH COMPANIES 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $525,583 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $65,319 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $51,573 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $2,315 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $571,629 |
| Value of total assets at end of year | 2011-12-31 | $6,756,021 |
| Value of total assets at beginning of year | 2011-12-31 | $6,295,757 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,431 |
| Total interest from all sources | 2011-12-31 | $8,406 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $675,602 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $390,026 |
| Participant contributions at end of year | 2011-12-31 | $139,636 |
| Participant contributions at beginning of year | 2011-12-31 | $119,064 |
| Participant contributions at end of year | 2011-12-31 | $2,444 |
| Participant contributions at beginning of year | 2011-12-31 | $4,381 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,885 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,646 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $460,264 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,756,021 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,295,757 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,241,500 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,708,194 |
| Interest on participant loans | 2011-12-31 | $8,317 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,369,401 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,460,352 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,460,352 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $89 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-54,452 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $181,603 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,155 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $2,120 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $51,573 |
| Contract administrator fees | 2011-12-31 | $11,431 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | LARENCE F TORNETTA, LTD |
| Accountancy firm EIN | 2011-12-31 | 232385729 |
| 2010 : THE RICH COMPANIES 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,141,636 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $122,245 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $119,511 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $1,614 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $559,866 |
| Value of total assets at end of year | 2010-12-31 | $6,295,757 |
| Value of total assets at beginning of year | 2010-12-31 | $5,276,366 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,120 |
| Total interest from all sources | 2010-12-31 | $9,323 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $383,514 |
| Participant contributions at end of year | 2010-12-31 | $119,064 |
| Participant contributions at beginning of year | 2010-12-31 | $122,603 |
| Participant contributions at end of year | 2010-12-31 | $4,381 |
| Participant contributions at beginning of year | 2010-12-31 | $2,588 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,646 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,730 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $8,300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,019,391 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,295,757 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,276,366 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,708,194 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,028,475 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $9,220 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,460,352 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,111,448 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,111,448 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $103 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $572,447 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $176,352 |
| Employer contributions (assets) at end of year | 2010-12-31 | $2,120 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $1,222 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $119,511 |
| Contract administrator fees | 2010-12-31 | $1,120 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LARENCE F TORNETTA, LTD |
| Accountancy firm EIN | 2010-12-31 | 232385729 |
| 2009 : THE RICH COMPANIES 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |