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COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 401k Plan overview

Plan NameCOMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN
Plan identification number 003

COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMMUNITY MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY MEDICAL CENTER
Employer identification number (EIN):240862246
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about COMMUNITY MEDICAL CENTER

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1984-04-20
Company Identification Number: 094369
Legal Registered Office Address: 1603 MORGAN ST STE 6

KEOKUK
United States of America (USA)
52632

More information about COMMUNITY MEDICAL CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01WENDY M. MARSHALL
0032016-01-01WENDY M. MARSHALL
0032015-07-01WENDY M. MARSHALL
0032014-07-01WENDY M. MARSHALL
0032013-07-01WENDY MARSHALL
0032012-07-01AMY BRAYFORD
0032011-07-01AMY BRAYFORD
0032009-07-01LOIS WOLFE LOIS WOLFE2011-04-15

Plan Statistics for COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN

401k plan membership statisitcs for COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN

Measure Date Value
2017: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,793
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,530
Total number of active participants reported on line 7a of the Form 55002016-01-012,145
Number of retired or separated participants receiving benefits2016-01-0134
Number of other retired or separated participants entitled to future benefits2016-01-01608
Total of all active and inactive participants2016-01-012,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-012,793
Number of participants with account balances2016-01-012,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-012,404
Total number of active participants reported on line 7a of the Form 55002015-07-011,973
Number of retired or separated participants receiving benefits2015-07-0126
Number of other retired or separated participants entitled to future benefits2015-07-01527
Total of all active and inactive participants2015-07-012,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-014
Total participants2015-07-012,530
Number of participants with account balances2015-07-011,833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-012,461
Total number of active participants reported on line 7a of the Form 55002014-07-011,874
Number of retired or separated participants receiving benefits2014-07-0126
Number of other retired or separated participants entitled to future benefits2014-07-01500
Total of all active and inactive participants2014-07-012,400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-014
Total participants2014-07-012,404
Number of participants with account balances2014-07-011,781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-012,419
Total number of active participants reported on line 7a of the Form 55002013-07-011,951
Number of retired or separated participants receiving benefits2013-07-0120
Number of other retired or separated participants entitled to future benefits2013-07-01485
Total of all active and inactive participants2013-07-012,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-015
Total participants2013-07-012,461
Number of participants with account balances2013-07-011,583
2012: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-011,198
Total number of active participants reported on line 7a of the Form 55002012-07-011,937
Number of retired or separated participants receiving benefits2012-07-0128
Number of other retired or separated participants entitled to future benefits2012-07-01305
Total of all active and inactive participants2012-07-012,270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-016
Total participants2012-07-012,276
Number of participants with account balances2012-07-011,432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0195
2011: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-011,029
Total number of active participants reported on line 7a of the Form 55002011-07-011,087
Number of retired or separated participants receiving benefits2011-07-0110
Number of other retired or separated participants entitled to future benefits2011-07-01101
Total of all active and inactive participants2011-07-011,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-011,198
Number of participants with account balances2011-07-011,198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-011,024
Total number of active participants reported on line 7a of the Form 55002009-07-01985
Number of retired or separated participants receiving benefits2009-07-018
Number of other retired or separated participants entitled to future benefits2009-07-0126
Total of all active and inactive participants2009-07-011,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-011,020
Number of participants with account balances2009-07-011,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN

Measure Date Value
2017 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2017 401k financial data
Total transfer of assets from this plan2017-12-31$75,568,385
Total income from all sources (including contributions)2017-12-31$16,922,693
Total of all expenses incurred2017-12-31$5,153,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,144,233
Expenses. Certain deemed distributions of participant loans2017-12-31$-917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,138,887
Value of total assets at beginning of year2017-12-31$63,799,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,047
Total interest from all sources2017-12-31$329,000
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,329,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,329,313
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,925,057
Participant contributions at beginning of year2017-12-31$623,918
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$213,830
Other income not declared elsewhere2017-12-31$16,684
Administrative expenses (other) incurred2017-12-31$10,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,769,330
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$63,799,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$51,582,262
Interest on participant loans2017-12-31$21,586
Interest earned on other investments2017-12-31$307,129
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$47,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$47,807
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$11,545,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,006,270
Net investment gain/loss from pooled separate accounts2017-12-31$102,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,144,233
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$8,286,819
Total of all expenses incurred2016-12-31$4,178,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,171,442
Expenses. Certain deemed distributions of participant loans2016-12-31$-1,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,891,257
Value of total assets at end of year2016-12-31$63,799,055
Value of total assets at beginning of year2016-12-31$59,690,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,683
Total interest from all sources2016-12-31$362,723
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,582,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,582,779
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,173,143
Participant contributions at end of year2016-12-31$623,918
Participant contributions at beginning of year2016-12-31$567,744
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$10,638,153
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$718,114
Other income not declared elsewhere2016-12-31$19,296
Administrative expenses (other) incurred2016-12-31$8,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,108,057
Value of net assets at end of year (total assets less liabilities)2016-12-31$63,799,055
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$59,690,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$51,582,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$47,748,904
Interest on participant loans2016-12-31$20,825
Interest earned on other investments2016-12-31$341,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$47,807
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$32,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$32,830
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,545,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$703,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,374,252
Net investment gain/loss from pooled separate accounts2016-12-31$56,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,171,442
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON, LLP
Accountancy firm EIN2016-12-31366055558
2015 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,204,836
Total of all expenses incurred2015-12-31$1,925,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,918,856
Expenses. Certain deemed distributions of participant loans2015-12-31$37
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,020,785
Value of total assets at end of year2015-12-31$59,690,998
Value of total assets at beginning of year2015-12-31$60,411,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,742
Total interest from all sources2015-12-31$10,396
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,599,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,599,523
Administrative expenses professional fees incurred2015-12-31$3,464
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,899,663
Participant contributions at end of year2015-12-31$567,744
Participant contributions at beginning of year2015-12-31$510,035
Assets. Other investments not covered elsewhere at end of year2015-12-31$10,638,153
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$10,274,751
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$121,122
Other income not declared elsewhere2015-12-31$171,767
Administrative expenses (other) incurred2015-12-31$3,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-720,799
Value of net assets at end of year (total assets less liabilities)2015-12-31$59,690,998
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$60,411,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$47,748,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$48,912,167
Interest on participant loans2015-12-31$8,733
Interest earned on other investments2015-12-31$1,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$32,830
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$28,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$28,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$703,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$686,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,572,989
Net investment gain/loss from pooled separate accounts2015-12-31$-24,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,918,856
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Total income from all sources (including contributions)2015-06-30$8,370,604
Total of all expenses incurred2015-06-30$4,357,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$4,344,143
Expenses. Certain deemed distributions of participant loans2015-06-30$5,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$5,089,367
Value of total assets at end of year2015-06-30$60,411,797
Value of total assets at beginning of year2015-06-30$56,398,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$7,716
Total interest from all sources2015-06-30$41,984
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$1,722,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$1,722,235
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$5,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$3,561,925
Participant contributions at end of year2015-06-30$510,035
Participant contributions at beginning of year2015-06-30$542,545
Assets. Other investments not covered elsewhere at end of year2015-06-30$10,274,751
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$10,750,048
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$1,527,442
Other income not declared elsewhere2015-06-30$324,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$4,013,034
Value of net assets at end of year (total assets less liabilities)2015-06-30$60,411,797
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$56,398,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$48,912,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$43,536,301
Value of interest in pooled separate accounts at beginning of year2015-06-30$880,718
Interest on participant loans2015-06-30$19,127
Interest earned on other investments2015-06-30$22,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$28,060
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$17,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$17,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$686,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$672,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$1,195,228
Net investment gain/loss from pooled separate accounts2015-06-30$-2,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$4,344,143
Contract administrator fees2015-06-30$7,716
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30GRANT THORNTON, LLP
Accountancy firm EIN2015-06-30366055558
2014 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$10,964,674
Total of all expenses incurred2014-06-30$3,748,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$3,634,758
Expenses. Certain deemed distributions of participant loans2014-06-30$108,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$3,381,748
Value of total assets at end of year2014-06-30$56,398,763
Value of total assets at beginning of year2014-06-30$49,182,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$5,216
Total interest from all sources2014-06-30$43,122
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$1,467,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$1,467,570
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$5,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$3,290,574
Participant contributions at end of year2014-06-30$542,545
Participant contributions at beginning of year2014-06-30$621,258
Assets. Other investments not covered elsewhere at end of year2014-06-30$10,750,048
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$91,174
Other income not declared elsewhere2014-06-30$349,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$7,216,425
Value of net assets at end of year (total assets less liabilities)2014-06-30$56,398,763
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$49,182,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$43,536,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$35,935,208
Value of interest in pooled separate accounts at end of year2014-06-30$880,718
Value of interest in pooled separate accounts at beginning of year2014-06-30$782,017
Interest on participant loans2014-06-30$20,257
Interest earned on other investments2014-06-30$22,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$17,135
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$20,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$20,507
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$672,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$11,823,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$5,722,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$3,634,758
Contract administrator fees2014-06-30$5,216
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30GRANT THORNTON, LLP
Accountancy firm EIN2014-06-30366055558
2013 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$8,721,470
Total of all expenses incurred2013-06-30$5,074,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$5,069,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$3,390,434
Value of total assets at end of year2013-06-30$49,182,338
Value of total assets at beginning of year2013-06-30$45,535,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$5,786
Total interest from all sources2013-06-30$222,493
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$512,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$512,979
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$5,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$3,217,604
Participant contributions at end of year2013-06-30$621,258
Participant contributions at beginning of year2013-06-30$561,823
Participant contributions at beginning of year2013-06-30$8,613
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$172,830
Administrative expenses (other) incurred2013-06-30$5,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$3,646,485
Value of net assets at end of year (total assets less liabilities)2013-06-30$49,182,338
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$45,535,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$35,935,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$32,381,580
Value of interest in pooled separate accounts at end of year2013-06-30$782,017
Value of interest in pooled separate accounts at beginning of year2013-06-30$727,115
Interest on participant loans2013-06-30$19,235
Interest earned on other investments2013-06-30$203,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$20,507
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$77,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$77,346
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$11,823,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$11,779,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$4,595,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$5,069,199
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30PARENTEBEARD, LLC
Accountancy firm EIN2013-06-30232932984
2012 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$3,466,034
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$2,230,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$2,161,192
Expenses. Certain deemed distributions of participant loans2012-06-30$60,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$3,477,382
Value of total assets at end of year2012-06-30$45,535,853
Value of total assets at beginning of year2012-06-30$44,300,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$8,797
Total interest from all sources2012-06-30$363,906
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$367,242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$367,242
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$3,076,532
Participant contributions at end of year2012-06-30$561,823
Participant contributions at beginning of year2012-06-30$562,689
Participant contributions at end of year2012-06-30$8,613
Participant contributions at beginning of year2012-06-30$8,751
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$400,850
Other income not declared elsewhere2012-06-30$-2,757
Administrative expenses (other) incurred2012-06-30$8,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$1,235,511
Value of net assets at end of year (total assets less liabilities)2012-06-30$45,535,853
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$44,300,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$32,381,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$32,025,661
Value of interest in pooled separate accounts at end of year2012-06-30$727,115
Value of interest in pooled separate accounts at beginning of year2012-06-30$839,491
Interest on participant loans2012-06-30$25,101
Interest earned on other investments2012-06-30$338,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$77,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$72,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$72,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$11,779,376
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$10,791,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-737,308
Net investment gain/loss from pooled separate accounts2012-06-30$-2,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$2,161,192
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30PARENTEBEARD, LLC
Accountancy firm EIN2012-06-30232932984
2011 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$10,577,050
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$2,948,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$2,883,967
Expenses. Certain deemed distributions of participant loans2011-06-30$57,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$3,074,842
Value of total assets at end of year2011-06-30$44,300,342
Value of total assets at beginning of year2011-06-30$36,672,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$7,948
Total interest from all sources2011-06-30$349,889
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$317,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$317,864
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$2,885,161
Participant contributions at end of year2011-06-30$562,689
Participant contributions at beginning of year2011-06-30$465,208
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$189,681
Other income not declared elsewhere2011-06-30$5,881
Administrative expenses (other) incurred2011-06-30$7,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$7,628,118
Value of net assets at end of year (total assets less liabilities)2011-06-30$44,300,342
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$36,672,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$32,025,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$24,846,300
Value of interest in pooled separate accounts at end of year2011-06-30$839,491
Value of interest in pooled separate accounts at beginning of year2011-06-30$766,931
Interest on participant loans2011-06-30$24,871
Interest earned on other investments2011-06-30$324,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$72,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$211,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$211,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$10,791,334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$10,382,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$6,657,115
Net investment gain/loss from pooled separate accounts2011-06-30$171,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Employer contributions (assets) at end of year2011-06-30$8,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$2,883,967
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30PARENTEBEARD, LLC
Accountancy firm EIN2011-06-30232932984
2010 : COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN

2017: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: COMMUNITY MEDICAL CENTER 403(B) SUPPLEMENTAL CONTRIBUTORY RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA 300283
Policy instance 4
Insurance contract or identification numberGA 300283
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberG05057
Policy instance 3
Insurance contract or identification numberG05057
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number923600
Policy instance 2
Insurance contract or identification number923600
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6
Additional information about fees paid to insurance brokerASSET ALLOC. & REBALANCING ADVICE
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES, LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917765
Policy instance 1
Insurance contract or identification number917765
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,794
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,794
Additional information about fees paid to insurance brokerASSET ALLOC AND REBALANCING
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA 300283
Policy instance 5
Insurance contract or identification numberGA 300283
Number of Individuals Covered784
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberG05057
Policy instance 4
Insurance contract or identification numberG05057
Number of Individuals Covered16
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOPE0101CC12
Policy instance 3
Insurance contract or identification numberCOPE0101CC12
Number of Individuals Covered5
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INVESTORS (National Association of Insurance Commissioners NAIC id number: 80950 )
Policy contract number923600
Policy instance 2
Insurance contract or identification number923600
Number of Individuals Covered5
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Additional information about fees paid to insurance brokerASSET ALLOC. & REBALANCING ADVICE
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
METLIFE INVESTORS (National Association of Insurance Commissioners NAIC id number: 80950 )
Policy contract number917765
Policy instance 1
Insurance contract or identification number917765
Number of Individuals Covered78
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,048
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,048
Additional information about fees paid to insurance brokerASSET ALLOC AND REBALANCING
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917765
Policy instance 1
Insurance contract or identification number917765
Number of Individuals Covered80
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of fees paid to insurance companyUSD $4,233
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4233
Additional information about fees paid to insurance brokerASSET ALLOC AND REBALANCING
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number923600
Policy instance 2
Insurance contract or identification number923600
Number of Individuals Covered5
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of fees paid to insurance companyUSD $8
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8
Additional information about fees paid to insurance brokerASSET ALLOC. & REBALANCING ADVICE
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOPE0101CC12
Policy instance 3
Insurance contract or identification numberCOPE0101CC12
Number of Individuals Covered5
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberG05057
Policy instance 4
Insurance contract or identification numberG05057
Number of Individuals Covered16
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA 300283
Policy instance 5
Insurance contract or identification numberGA 300283
Number of Individuals Covered801
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917765
Policy instance 1
Insurance contract or identification number917765
Number of Individuals Covered84
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $4,095
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,095
Additional information about fees paid to insurance brokerASSET ALLOC. & REBALANCING ADVICE
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number923600
Policy instance 2
Insurance contract or identification number923600
Number of Individuals Covered5
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $8
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8
Additional information about fees paid to insurance brokerASSET ALLOC. & REBALANCING ADVICE
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOPE0101CC12
Policy instance 3
Insurance contract or identification numberCOPE0101CC12
Number of Individuals Covered5
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberG05057
Policy instance 4
Insurance contract or identification numberG05057
Number of Individuals Covered20
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberGA 300283
Policy instance 5
Insurance contract or identification numberGA 300283
Number of Individuals Covered887
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOMMOOPAOOPI
Policy instance 2
Insurance contract or identification numberCOMMOOPAOOPI
Number of Individuals Covered5
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300283
Policy instance 3
Insurance contract or identification number300283
Number of Individuals Covered963
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberG05057
Policy instance 4
Insurance contract or identification numberG05057
Number of Individuals Covered20
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917765
Policy instance 1
Insurance contract or identification number917765
Number of Individuals Covered84
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of fees paid to insurance companyUSD $3,761
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3761
Insurance broker organization code?6
Insurance broker nameMETLIFE SECURITIES INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917759
Policy instance 1
Insurance contract or identification number917759
Number of Individuals Covered87
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOMMOOPAOOPI
Policy instance 2
Insurance contract or identification numberCOMMOOPAOOPI
Number of Individuals Covered5
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300283
Policy instance 3
Insurance contract or identification number300283
Number of Individuals Covered1198
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $21,878
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberGO5057
Policy instance 4
Insurance contract or identification numberGO5057
Number of Individuals Covered20
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 )
Policy contract numberGO5057
Policy instance 4
Insurance contract or identification numberGO5057
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number300283
Policy instance 3
Insurance contract or identification number300283
Number of Individuals Covered1029
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,549
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number917759
Policy instance 1
Insurance contract or identification number917759
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberCOMMOOPAOOPI
Policy instance 2
Insurance contract or identification numberCOMMOOPAOOPI
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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