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MCCARLS INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameMCCARLS INC. RETIREMENT SAVINGS PLAN
Plan identification number 003

MCCARLS INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MCCARLS INC. has sponsored the creation of one or more 401k plans.

Company Name:MCCARLS INC.
Employer identification number (EIN):250955049
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCCARLS INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01MIKE GEYER MIKE GEYER2018-10-15
0032016-01-01JOSEPH. FERENCZY JOSEPH C. FERENCZY2017-10-16
0032016-01-01 JOSEPH C. FERENCZY2017-10-16
0032016-01-01 JOSEPH C. FERENCZY2017-10-16
0032015-01-01JOSEPH C. FERENCZY JOSEPH C. FERENCZY2016-07-28
0032014-01-01JOSEPH C. FERENCZY JOSEPH C. FERENCZY2015-08-24
0032013-01-01JOSEPH C. FERENCZY JOSEPH C. FERENCZY2014-08-20
0032012-01-01J. CHAD FERENCZY J. CHAD FERENCZY2013-10-14
0032011-01-01DAVID GILLESPIE
0032010-01-01DAVID GILLESPIE2011-06-13 DAVID GILLESPIE2011-06-13

Plan Statistics for MCCARLS INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for MCCARLS INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2023: MCCARLS INC. RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01196
Total number of active participants reported on line 7a of the Form 55002023-01-0197
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0124
Total of all active and inactive participants2023-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01122
Number of participants with account balances2023-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-015
2022: MCCARLS INC. RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01220
Total number of active participants reported on line 7a of the Form 55002022-01-0175
Number of retired or separated participants receiving benefits2022-01-0124
Number of other retired or separated participants entitled to future benefits2022-01-0197
Total of all active and inactive participants2022-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01196
Number of participants with account balances2022-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0123
2021: MCCARLS INC. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01222
Total number of active participants reported on line 7a of the Form 55002021-01-01112
Number of retired or separated participants receiving benefits2021-01-0124
Number of other retired or separated participants entitled to future benefits2021-01-0188
Total of all active and inactive participants2021-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01224
Number of participants with account balances2021-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0126
2020: MCCARLS INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01207
Total number of active participants reported on line 7a of the Form 55002020-01-01142
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0184
Total of all active and inactive participants2020-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01226
Number of participants with account balances2020-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: MCCARLS INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01158
Total number of active participants reported on line 7a of the Form 55002019-01-01131
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-0160
Total of all active and inactive participants2019-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01207
Number of participants with account balances2019-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0127
2018: MCCARLS INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01142
Total number of active participants reported on line 7a of the Form 55002018-01-0198
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-0144
Total of all active and inactive participants2018-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01158
Number of participants with account balances2018-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: MCCARLS INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01153
Total number of active participants reported on line 7a of the Form 55002017-01-0185
Number of retired or separated participants receiving benefits2017-01-0118
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01142
Number of participants with account balances2017-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: MCCARLS INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01151
Total number of active participants reported on line 7a of the Form 55002016-01-0192
Number of retired or separated participants receiving benefits2016-01-0112
Number of other retired or separated participants entitled to future benefits2016-01-0147
Total of all active and inactive participants2016-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01151
Number of participants with account balances2016-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: MCCARLS INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01153
Total number of active participants reported on line 7a of the Form 55002015-01-0188
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-0152
Total of all active and inactive participants2015-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01149
Number of participants with account balances2015-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: MCCARLS INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01150
Total number of active participants reported on line 7a of the Form 55002014-01-0186
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01153
Number of participants with account balances2014-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: MCCARLS INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01152
Total number of active participants reported on line 7a of the Form 55002013-01-0187
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-0151
Total of all active and inactive participants2013-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01151
Number of participants with account balances2013-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: MCCARLS INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01137
Total number of active participants reported on line 7a of the Form 55002012-01-0187
Number of retired or separated participants receiving benefits2012-01-0111
Number of other retired or separated participants entitled to future benefits2012-01-0153
Total of all active and inactive participants2012-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01152
Number of participants with account balances2012-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: MCCARLS INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01139
Total number of active participants reported on line 7a of the Form 55002011-01-0195
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0143
Total of all active and inactive participants2011-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01138
Number of participants with account balances2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117

Financial Data on MCCARLS INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$2,825,275
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$5,425,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$5,370,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$925,522
Value of total assets at end of year2023-12-31$10,648,567
Value of total assets at beginning of year2023-12-31$13,249,000
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$55,237
Total interest from all sources2023-12-31$21,873
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$431,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$431,676
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$648,038
Participant contributions at end of year2023-12-31$96,731
Participant contributions at beginning of year2023-12-31$57,145
Participant contributions at end of year2023-12-31$10,136
Participant contributions at beginning of year2023-12-31$10,468
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$86,121
Administrative expenses (other) incurred2023-12-31$55,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$-2,600,433
Value of net assets at end of year (total assets less liabilities)2023-12-31$10,648,567
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$13,249,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$10,028,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$12,151,656
Interest on participant loans2023-12-31$5,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$16,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$510,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$767,511
Asset value of US Government securities at end of year2023-12-31$0
Asset value of US Government securities at beginning of year2023-12-31$262,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,446,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$191,363
Employer contributions (assets) at end of year2023-12-31$3,281
Employer contributions (assets) at beginning of year2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$5,370,471
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31HILL, BARTH & KING LLC
Accountancy firm EIN2023-12-31341897225
2022 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,194,286
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,704,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,654,115
Expenses. Certain deemed distributions of participant loans2022-12-31$41,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$935,156
Value of total assets at end of year2022-12-31$13,249,000
Value of total assets at beginning of year2022-12-31$17,147,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$8,985
Total interest from all sources2022-12-31$7,420
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$164,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$164,867
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$727,823
Participant contributions at end of year2022-12-31$57,145
Participant contributions at beginning of year2022-12-31$71,226
Participant contributions at end of year2022-12-31$10,468
Participant contributions at beginning of year2022-12-31$38,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,898,545
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,249,000
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,147,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,151,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$15,917,222
Interest on participant loans2022-12-31$4,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$262,220
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$184,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$184,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$767,511
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$914,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,301,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$207,333
Employer contributions (assets) at beginning of year2022-12-31$21,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,654,115
Contract administrator fees2022-12-31$8,985
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HILL, BARTH & KING LLC
Accountancy firm EIN2022-12-31341897225
2021 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,639,388
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,000,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,995,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,587,839
Value of total assets at end of year2021-12-31$17,147,545
Value of total assets at beginning of year2021-12-31$15,509,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,362
Total interest from all sources2021-12-31$6,224
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$936,051
Participant contributions at end of year2021-12-31$71,226
Participant contributions at beginning of year2021-12-31$113,810
Participant contributions at end of year2021-12-31$38,792
Participant contributions at beginning of year2021-12-31$12,400
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$93,852
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$147
Other income not declared elsewhere2021-12-31$-3,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,638,482
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,147,545
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,509,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,917,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,208,371
Interest on participant loans2021-12-31$6,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$184,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$229,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$229,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$914,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$940,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,048,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$557,936
Employer contributions (assets) at end of year2021-12-31$21,258
Employer contributions (assets) at beginning of year2021-12-31$4,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,995,544
Contract administrator fees2021-12-31$5,362
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HILL, BARTH & KING LLC
Accountancy firm EIN2021-12-31341897225
2020 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,090,005
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,694,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,688,370
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$929,255
Value of total assets at end of year2020-12-31$15,509,063
Value of total assets at beginning of year2020-12-31$15,113,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,672
Total interest from all sources2020-12-31$9,328
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$799,291
Participant contributions at end of year2020-12-31$113,810
Participant contributions at beginning of year2020-12-31$161,613
Participant contributions at end of year2020-12-31$12,400
Participant contributions at beginning of year2020-12-31$14,561
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,213
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$262
Other income not declared elsewhere2020-12-31$35,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$395,963
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,509,063
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,113,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,208,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,763,763
Interest on participant loans2020-12-31$8,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$229,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$195,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$195,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$985
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$940,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$971,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,116,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$113,751
Employer contributions (assets) at end of year2020-12-31$4,294
Employer contributions (assets) at beginning of year2020-12-31$5,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,688,370
Contract administrator fees2020-12-31$5,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HILL, BARTH & KING LLC
Accountancy firm EIN2020-12-31341897225
2019 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,432,483
Total income from all sources (including contributions)2019-12-31$4,432,483
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$541,482
Total of all expenses incurred2019-12-31$541,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$534,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$534,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,908,334
Value of total assets at end of year2019-12-31$15,113,100
Value of total assets at end of year2019-12-31$15,113,100
Value of total assets at beginning of year2019-12-31$11,222,099
Value of total assets at beginning of year2019-12-31$11,222,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,722
Total interest from all sources2019-12-31$12,166
Total interest from all sources2019-12-31$12,166
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,063,896
Contributions received from participants2019-12-31$1,063,896
Participant contributions at end of year2019-12-31$161,613
Participant contributions at end of year2019-12-31$161,613
Participant contributions at beginning of year2019-12-31$158,353
Participant contributions at beginning of year2019-12-31$158,353
Participant contributions at end of year2019-12-31$14,561
Participant contributions at end of year2019-12-31$14,561
Participant contributions at beginning of year2019-12-31$15,273
Participant contributions at beginning of year2019-12-31$15,273
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$497,200
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$497,200
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$262
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$336
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,891,001
Value of net income/loss2019-12-31$3,891,001
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,113,100
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,113,100
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,222,099
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,222,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,763,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,763,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,005,597
Interest on participant loans2019-12-31$8,658
Interest on participant loans2019-12-31$8,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$195,553
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$243,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$243,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$243,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$243,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,508
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$971,603
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$971,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$793,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$793,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,511,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,511,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$347,238
Contributions received in cash from employer2019-12-31$347,238
Employer contributions (assets) at end of year2019-12-31$5,745
Employer contributions (assets) at end of year2019-12-31$5,745
Employer contributions (assets) at beginning of year2019-12-31$5,883
Employer contributions (assets) at beginning of year2019-12-31$5,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$534,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$534,760
Contract administrator fees2019-12-31$6,722
Contract administrator fees2019-12-31$6,722
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHNEIDER DOWNS
Accountancy firm name2019-12-31SCHNEIDER DOWNS
Accountancy firm EIN2019-12-31251408703
Accountancy firm EIN2019-12-31251408703
2018 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$512,404
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,104,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,049,358
Expenses. Certain deemed distributions of participant loans2018-12-31$37,372
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,155,113
Value of total assets at end of year2018-12-31$11,222,099
Value of total assets at beginning of year2018-12-31$13,813,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,366
Total interest from all sources2018-12-31$33,658
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$768,592
Participant contributions at end of year2018-12-31$158,353
Participant contributions at beginning of year2018-12-31$167,835
Participant contributions at end of year2018-12-31$15,273
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$64,465
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,591,692
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,222,099
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,813,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,005,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,469,742
Interest on participant loans2018-12-31$6,853
Interest earned on other investments2018-12-31$27,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$243,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$277,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$277,203
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$-1,069
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$793,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$899,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-676,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$322,056
Employer contributions (assets) at end of year2018-12-31$5,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,049,358
Contract administrator fees2018-12-31$17,366
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SCHNEIDER DOWNS
Accountancy firm EIN2018-12-31251408703
2017 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,023,627
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,191,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,185,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$960,190
Value of total assets at end of year2017-12-31$13,813,791
Value of total assets at beginning of year2017-12-31$13,981,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,378
Total interest from all sources2017-12-31$5,521
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$20,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$20,431
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$662,868
Participant contributions at end of year2017-12-31$167,835
Participant contributions at beginning of year2017-12-31$174,294
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-167,447
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,813,791
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,981,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,469,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,177,343
Interest on participant loans2017-12-31$5,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$277,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$270,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$270,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$899,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,089,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,037,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$297,322
Employer contributions (assets) at beginning of year2017-12-31$270,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,185,696
Contract administrator fees2017-12-31$5,378
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHNEIDER DOWNS
Accountancy firm EIN2017-12-31251408703
2016 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,433,123
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,072,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,022,835
Expenses. Certain deemed distributions of participant loans2016-12-31$47,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,482,908
Value of total assets at end of year2016-12-31$13,981,238
Value of total assets at beginning of year2016-12-31$13,620,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,240
Total interest from all sources2016-12-31$6,367
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,240
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$684,415
Participant contributions at end of year2016-12-31$174,294
Participant contributions at beginning of year2016-12-31$213,038
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$224,316
Other income not declared elsewhere2016-12-31$943,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$360,685
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,981,238
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,620,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,177,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,380,420
Income. Interest from loans (other than to participants)2016-12-31$6,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$270,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$574,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$574,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,089,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,452,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$574,177
Employer contributions (assets) at end of year2016-12-31$270,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,022,835
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHNEIDER DOWNS
Accountancy firm EIN2016-12-31251408703
2015 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$917,917
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,317,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,315,360
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$998,414
Value of total assets at end of year2015-12-31$13,620,553
Value of total assets at beginning of year2015-12-31$16,020,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,027
Total interest from all sources2015-12-31$47,959
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$679,765
Participant contributions at end of year2015-12-31$213,038
Participant contributions at beginning of year2015-12-31$162,997
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$22,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,399,470
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,620,553
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,020,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,380,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,845,958
Interest on participant loans2015-12-31$7,593
Interest earned on other investments2015-12-31$40,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$574,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$519,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$519,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,452,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,841,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-128,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$295,977
Employer contributions (assets) at beginning of year2015-12-31$650,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,315,360
Contract administrator fees2015-12-31$2,027
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHNEIDER DOWNS
Accountancy firm EIN2015-12-31251408703
2014 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,510,662
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,975,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,953,872
Expenses. Certain deemed distributions of participant loans2014-12-31$20,062
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,704,985
Value of total assets at end of year2014-12-31$16,020,023
Value of total assets at beginning of year2014-12-31$15,485,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,774
Total interest from all sources2014-12-31$6,921
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$732,192
Participant contributions at end of year2014-12-31$162,997
Participant contributions at beginning of year2014-12-31$200,605
Participant contributions at beginning of year2014-12-31$14,388
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$534,954
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,020,023
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,485,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,845,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,271,617
Interest on participant loans2014-12-31$6,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$519,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$443,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$443,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,841,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,011,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$798,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$972,793
Employer contributions (assets) at end of year2014-12-31$650,000
Employer contributions (assets) at beginning of year2014-12-31$541,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,953,872
Contract administrator fees2014-12-31$1,774
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2014-12-31251408703
2013 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,967,762
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$681,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$678,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,685,680
Value of total assets at end of year2013-12-31$15,485,069
Value of total assets at beginning of year2013-12-31$12,198,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,547
Total interest from all sources2013-12-31$8,864
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$755,798
Participant contributions at end of year2013-12-31$200,605
Participant contributions at beginning of year2013-12-31$245,456
Participant contributions at end of year2013-12-31$14,388
Participant contributions at beginning of year2013-12-31$9,569
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$64,418
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,620
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,286,318
Value of net assets at end of year (total assets less liabilities)2013-12-31$15,485,069
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,198,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,271,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,194,842
Interest on participant loans2013-12-31$8,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$443,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$424,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$424,225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,011,318
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,718,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,273,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$865,464
Employer contributions (assets) at end of year2013-12-31$541,899
Employer contributions (assets) at beginning of year2013-12-31$604,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$678,897
Contract administrator fees2013-12-31$2,547
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHNEIDER DOWNS
Accountancy firm EIN2013-12-31251408703
2012 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,843,871
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$829,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$817,424
Value of total corrective distributions2012-12-31$10,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,596,685
Value of total assets at end of year2012-12-31$12,198,751
Value of total assets at beginning of year2012-12-31$10,184,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,065
Total interest from all sources2012-12-31$9,403
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$686,803
Participant contributions at end of year2012-12-31$245,456
Participant contributions at beginning of year2012-12-31$244,035
Participant contributions at end of year2012-12-31$9,569
Participant contributions at beginning of year2012-12-31$8,784
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,161
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,276
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$48,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,013,872
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,198,751
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,184,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,194,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,355,969
Interest on participant loans2012-12-31$9,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$424,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$390,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$390,160
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$-306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,718,244
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,533,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,237,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$899,721
Employer contributions (assets) at end of year2012-12-31$604,139
Employer contributions (assets) at beginning of year2012-12-31$603,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$817,424
Contract administrator fees2012-12-31$2,065
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SCHNEDIER DOWNS & CO., INC.
Accountancy firm EIN2012-12-31251408703
2011 : MCCARLS INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,402,660
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,571,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,566,219
Expenses. Certain deemed distributions of participant loans2011-12-31$3,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,652,213
Value of total assets at end of year2011-12-31$10,184,879
Value of total assets at beginning of year2011-12-31$10,353,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,991
Total interest from all sources2011-12-31$63,026
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$636,904
Participant contributions at end of year2011-12-31$244,035
Participant contributions at beginning of year2011-12-31$238,062
Participant contributions at end of year2011-12-31$8,784
Participant contributions at beginning of year2011-12-31$8,277
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$126,932
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$48,903
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-168,850
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,184,879
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,353,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,355,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,861,372
Interest on participant loans2011-12-31$9,805
Interest earned on other investments2011-12-31$53,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$390,160
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$281,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$281,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$-300
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,533,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,504,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-312,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$888,377
Employer contributions (assets) at end of year2011-12-31$603,892
Employer contributions (assets) at beginning of year2011-12-31$458,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,566,219
Contract administrator fees2011-12-31$1,991
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN2011-12-31251408703

Form 5500 Responses for MCCARLS INC. RETIREMENT SAVINGS PLAN

2023: MCCARLS INC. RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: MCCARLS INC. RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MCCARLS INC. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MCCARLS INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MCCARLS INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MCCARLS INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MCCARLS INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MCCARLS INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MCCARLS INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MCCARLS INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MCCARLS INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MCCARLS INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MCCARLS INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-TP-JT9Z
Policy instance 1
Insurance contract or identification numberGAP-TP-JT9Z
Number of Individuals Covered90
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-LX0P
Policy instance 1
Insurance contract or identification numberGAP-B2-LX0P
Number of Individuals Covered187
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,779
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,779
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-LX0P
Policy instance 1
Insurance contract or identification numberGAP-B2-LX0P
Number of Individuals Covered213
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,793
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,793
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2_WZ91
Policy instance 3
Insurance contract or identification numberGAP-B2_WZ91
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $300
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $300
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-CZ6I
Policy instance 2
Insurance contract or identification numberGAP-B3-CZ6I
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-LX0P
Policy instance 1
Insurance contract or identification numberGAP-B2-LX0P
Number of Individuals Covered15
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,501
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,501
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2_WZ91
Policy instance 2
Insurance contract or identification numberGAP-B2_WZ91
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,795
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,795
Amount paid for insurance broker fees0
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-CZ6I
Policy instance 1
Insurance contract or identification numberGAP-B3-CZ6I
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered152
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,819
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,819
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered142
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,876
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,876
Insurance broker organization code?7
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered146
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,578
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,578
Insurance broker organization code?7
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered152
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,899
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,899
Insurance broker organization code?7
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered147
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,829
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,829
Insurance broker organization code?7
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered147
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,581
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,581
Insurance broker organization code?7
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number182-81460
Policy instance 1
Insurance contract or identification number182-81460
Number of Individuals Covered33
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,413
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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