401k Plan data: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN plan

PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 401k Plan overview

Plan Name	PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN
Plan identification number	502

PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision) Vision

401k Sponsoring company profile

PENN UNITED TECHNOLOGIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PENN UNITED TECHNOLOGIES, INC.

Employer identification number (EIN): 251215115

NAIC Classification: 332110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
502 2012-01-01 JERALD L. SMATHERS
502 2011-04-01 JERALD L. SMATHERS
502 2009-04-01 JERALD L. SMATHERS

Plan id#	Filing Submission Date	Name of Administrator
502	2012-01-01	JERALD L. SMATHERS
502	2011-04-01	JERALD L. SMATHERS
502	2009-04-01	JERALD L. SMATHERS

Plan Statistics for PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN

401k plan membership statisitcs for PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN

Measure Date Value
2012: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
2011: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 503
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 522
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 0
Total of all active and inactive participants 2011-04-01 522
2009: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 541
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 483
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 0
Total of all active and inactive participants 2009-04-01 483

Measure	Date	Value
2012: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
2011: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	503
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	522
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	0
Total of all active and inactive participants	2011-04-01	522
2009: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	541
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	483
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	0
Total of all active and inactive participants	2009-04-01	483

Form 5500 Responses for PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN

2012: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: PENN UNITED TECHNOLOGIES, INC. MEDICAL BENEFITS PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-04-01	Plan benefit arrangement – Insurance	Yes
2009-04-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	PENN UNITED TECHNOLOGIES, INC.
Employer identification number (EIN):	251215115
NAIC Classification:	332110